Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +3 vs. Q2 2024
- Shares held
- 9.19M
- +70.7K (+0.8%) vs. Q2 2024
- Total value
- $145.9M
- +$11.6M (+8.6%) vs. Q2 2024
- New holders
- 19
- 43 more added
- Sold out
- 16
- 24 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Householder Group Estate & Retirement Specialist, LLC | 59 | $0 | 0.00% | +59 | New |
| FinTrust Capital Advisors, LLC | 61 | $1.00K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $3.05K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 237 | $3.89K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 315 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $5.74K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 485 | $7.95K | 0.00% | +9+1.9% | Added |
| Steward Partners Investment Advisory, LLC | 500 | $8.21K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 887 | $14.5K | 0.00% | +15+1.7% | Added |
| Hollencrest Capital Management | 1,110 | $18.2K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,261 | $21.0K | 0.01% | −190−13.1% | Reduced |
| Chilton Capital Management LLC | 1,550 | $25.4K | 0.00% | +1,550 | New |
| CWM, LLC | 1,558 | $26.0K | 0.00% | −102−6.1% | Reduced |
| Bessemer Group Inc | 1,610 | $26.0K | 0.00% | +1,610 | New |
| North Star Investment Management Corp. | 2,098 | $34.4K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,300 | $37.7K | 0.00% | +2,300 | New |
| Capital Analysts, LLC | 2,531 | $42.0K | 0.00% | −6,303−71.3% | Reduced |
| Sound Income Strategies, LLC | 2,799 | $45.9K | 0.00% | +35+1.3% | Added |
| IFP Advisors, Inc | 3,500 | $57.4K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,689 | $60.5K | 0.00% | −886−19.4% | Reduced |
| Geneos Wealth Management Inc. | 3,810 | $62.5K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 3,941 | $64.7K | 0.02% | +3,941 | New |
| Harbour Investments, Inc. | 4,000 | $65.6K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,218 | $69.2K | 0.00% | 00.0% | Unchanged |
| Chelsea Counsel Co | 4,900 | $80.4K | 0.04% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,097 | $83.6K | 0.01% | +67+1.3% | Added |
| Parallel Advisors, LLC | 5,160 | $84.7K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,793 | $95.1K | 0.00% | +248+4.5% | Added |
| Future Financial Wealth Managment LLC | 6,850 | $112.4K | 0.08% | +6,850 | New |
| Gilliland Jeter Wealth Management LLC | 6,963 | $114.3K | 0.04% | +100+1.5% | Added |
| Arkadios Wealth Advisors | 10,258 | $168.3K | 0.01% | +10,258 | New |
| Private Trust Co NA | 10,445 | $171.4K | 0.02% | 00.0% | Unchanged |
| Smith, Moore & Co. | 10,489 | $172.1K | 0.02% | +10,489 | New |
| SFI Advisors, LLC | 10,507 | $172.4K | 0.12% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,520 | $172.6K | 0.00% | +10,520 | New |
| Cerity Partners LLC | 11,220 | $184.1K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 11,582 | $190.1K | 0.00% | −185−1.6% | Reduced |
| Cary Street Partner Investment Advisory LLC | 11,773 | $193.2K | 0.01% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 12,115 | $198.6K | 0.00% | +12,115 | New |
| DF Dent & Co Inc | 12,298 | $201.8K | 0.00% | −1,835−13.0% | Reduced |
| Evergreen Capital Management LLC | 12,550 | $205.9K | 0.01% | 00.0% | Unchanged |
| Prairie Wealth Advisors, Inc. | 13,300 | $218.3K | 0.11% | +800+6.4% | Added |
| Robinson Capital Management, LLC | 15,113 | $248.1K | 0.09% | +15,113 | New |
| Tiemann Investment Advisors, LLC | 15,388 | $252.5K | 0.11% | +171+1.1% | Added |
| US Bancorp | 15,406 | $252.8K | 0.00% | +1,500+10.8% | Added |
| Kestra Private Wealth Services, LLC | 15,554 | $255.2K | 0.00% | +732+4.9% | Added |
| Guyasuta Investment Advisors Inc | 15,650 | $256.8K | 0.02% | +15,650 | New |
| Private Advisor Group, LLC | 16,680 | $273.7K | 0.00% | −88−0.5% | Reduced |
| Integrated Capital Management, Inc. | 17,781 | $291.8K | 0.23% | +231+1.3% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $296.6K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 18,621 | $305.6K | 0.00% | −7,119−27.7% | Reduced |
| Calamos Advisors LLC | 19,129 | $313.9K | 0.00% | +19,129 | New |
| Spire Wealth Management | 19,211 | $315.3K | 0.01% | +75+0.4% | Added |
| GWM Advisors LLC | 19,834 | $325.5K | 0.00% | +272+1.4% | Added |
| Jacobi Capital Management LLC | 20,410 | $334.9K | 0.03% | +3,540+21.0% | Added |
| Titleist Asset Management, LLC | 23,467 | $385.1K | 0.06% | 00.0% | Unchanged |
| Matisse Capital | 23,907 | $392.3K | 0.19% | +23,907 | New |
| Whitener Capital Management, Inc. | 24,780 | $406.6K | 0.12% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 26,256 | $430.9K | 0.00% | +236+0.9% | Added |
| RSM US Wealth Management LLC | 26,433 | $433.2K | 0.01% | +26,433 | New |
| Sage Capital Advisors,llc | 27,168 | $445.8K | 0.12% | +1,025+3.9% | Added |
| Sanctuary Advisors, LLC | 29,018 | $449.5K | 0.00% | +29,018 | New |
| Wedbush Securities Inc | 27,563 | $452.0K | 0.02% | +906+3.4% | Added |
| Atomi Financial Group, Inc. | 27,900 | $457.8K | 0.03% | +2,500+9.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 30,398 | $498.8K | 0.00% | +7,541+33.0% | Added |
| Seamount Financial Group Inc | 35,699 | $585.8K | 0.44% | −598−1.6% | Reduced |
| Western Wealth Management, LLC | 41,079 | $674.1K | 0.04% | −8,193−16.6% | Reduced |
| Lido Advisors, LLC | 46,895 | $769.5K | 0.01% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 47,038 | $771.9K | 0.17% | −15,466−24.7% | Reduced |
| Guggenheim Capital LLC | 49,118 | $806.0K | 0.01% | +11,396+30.2% | Added |
| Thrivent Financial for Lutherans | 52,374 | $859.0K | 0.00% | +6,891+15.2% | Added |
| The PNC Financial Services Group, Inc. | 55,882 | $917.0K | 0.00% | +33,682+151.7% | Added |
| Everstar Asset Management, LLC | 57,100 | $937.0K | 0.64% | +57,100 | New |
| Strategies Wealth Advisors, LLC | 59,284 | $972.9K | 0.13% | +59,284 | New |
| Bard Associates Inc | 63,843 | $1.05M | 0.36% | +9,825+18.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 69,795 | $1.15M | 0.00% | +13,635+24.3% | Added |
| HighTower Advisors, LLC | 78,343 | $1.28M | 0.00% | +55,185+238.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 78,116 | $1.28M | 0.00% | +38,200+95.7% | Added |
| 1607 Capital Partners, LLC | 80,966 | $1.33M | 0.12% | +33,400+70.2% | Added |
| Advisor Group Holdings, Inc. | 84,925 | $1.39M | 0.00% | −5,632−6.2% | Reduced |
| Park Avenue Securities LLC | 86,002 | $1.41M | 0.02% | −4,989−5.5% | Reduced |
| Mountain Capital Investment Advisors, Inc | 88,997 | $1.41M | 0.31% | +22,237+33.3% | Added |
| Millennium Management LLC | 86,814 | $1.42M | 0.00% | +62,705+260.1% | Added |
| Federation des caisses Desjardins du Quebec | 89,482 | $1.47M | 0.01% | +964+1.1% | Added |
| Colony Group, LLC | 89,990 | $1.48M | 0.00% | −2,950−3.2% | Reduced |
| UBS Group AG | 104,057 | $1.71M | 0.00% | −481−0.5% | Reduced |
| Baird Financial Group, Inc. | 113,762 | $1.87M | 0.00% | +57,192+101.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 120,354 | $1.98M | 0.09% | +30,723+34.3% | Added |
| Sowell Financial Services LLC | 122,740 | $2.01M | 0.09% | −3,841−3.0% | Reduced |
| Cetera Investment Advisers | 123,969 | $2.03M | 0.00% | −7,719−5.9% | Reduced |
| Family Firm, Inc. | 126,748 | $2.08M | 0.46% | +600+0.5% | Added |
| Elevated Capital Advisors, LLC | 135,808 | $2.23M | 0.59% | −1,564−1.1% | Reduced |
| Stifel Financial Corp | 136,754 | $2.24M | 0.00% | +112,386+461.2% | Added |
| Gridiron Partners, LLC | 147,931 | $2.43M | 1.47% | 00.0% | Unchanged |
| Royal Bank of Canada | 159,847 | $2.62M | 0.00% | +15,495+10.7% | Added |
| Raymond James & Associates | 166,060 | $2.73M | 0.00% | +12,062+7.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 229,127 | $3.76M | 1.25% | +229,127 | New |
| Commonwealth Equity Services, LLC | 230,343 | $3.78M | 0.01% | −27,545−10.7% | Reduced |
| Envestnet Asset Management Inc | 239,646 | $3.93M | 0.00% | +69,668+41.0% | Added |
| Csenge Advisory Group | 248,124 | $4.07M | 0.21% | −10,738−4.1% | Reduced |