Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +9 vs. Q3 2021
- Shares held
- 6.17M
- −26.1K (−0.4%) vs. Q3 2021
- Total value
- $134.2M
- −$3.75M (−2.7%) vs. Q3 2021
- New holders
- 17
- 33 more added
- Sold out
- 8
- 26 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 811,718 | $17.6M | 0.00% | −3,674−0.5% | Reduced |
| Morgan Stanley | 765,123 | $16.6M | 0.00% | +99,114+14.9% | Added |
| Invesco Ltd. | 413,554 | $8.98M | 0.00% | +74,854+22.1% | Added |
| Bank of America Corp | 386,180 | $8.39M | 0.00% | −14,314−3.6% | Reduced |
| Covington Capital Management | 355,646 | $7.72M | 0.27% | +750+0.2% | Added |
| Commonwealth Equity Services, LLC | 291,705 | $6.33M | 0.01% | +7,127+2.5% | Added |
| Ameriprise Financial Inc | 270,008 | $5.93M | 0.00% | +8,225+3.1% | Added |
| LPL Financial LLC | 258,334 | $5.61M | 0.00% | −46,633−15.3% | Reduced |
| Cetera Advisor Networks LLC | 219,384 | $4.76M | 0.06% | +11,314+5.4% | Added |
| Wells Fargo & Company | 158,034 | $3.43M | 0.00% | −12,563−7.4% | Reduced |
| Csenge Advisory Group | 138,794 | $3.15M | 0.28% | −1,822−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 138,204 | $3.00M | 0.01% | −682−0.5% | Reduced |
| Golden Green, Inc. | 119,345 | $2.59M | 2.09% | −37,590−24.0% | Reduced |
| Penserra Capital Management LLC | 112,516 | $2.44M | 0.05% | +1,556+1.4% | Added |
| Truist Financial Corp | 111,810 | $2.43M | 0.00% | +12,866+13.0% | Added |
| Sowell Financial Services LLC | 89,696 | $1.95M | 0.11% | −27,932−23.7% | Reduced |
| Cohen & Steers, Inc. | 84,516 | $1.84M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 78,099 | $1.70M | 0.00% | −7,197−8.4% | Reduced |
| Family Firm, Inc. | 70,785 | $1.54M | 0.40% | +3,994+6.0% | Added |
| Mercer Global Advisors Inc | 61,732 | $1.34M | 0.01% | −16,508−21.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 60,553 | $1.32M | 0.01% | +18,042+42.4% | Added |
| Raymond James & Associates | 57,564 | $1.25M | 0.00% | +20,488+55.3% | Added |
| International Assets Investment Management, LLC | 57,313 | $1.24M | 0.22% | +47,293+472.0% | Added |
| Sound Income Strategies, LLC | 48,616 | $1.06M | 0.12% | +134+0.3% | Added |
| Thrivent Financial for Lutherans | 42,592 | $968.0K | 0.00% | +1,410+3.4% | Added |
| Bard Associates Inc | 44,208 | $960.0K | 0.32% | −440−1.0% | Reduced |
| Tiemann Investment Advisors, LLC | 43,205 | $938.0K | 0.40% | −8,381−16.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 42,206 | $917.0K | 0.00% | +64+0.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 40,527 | $880.0K | 0.00% | +4,871+13.7% | Added |
| MML Investors Services, LLC | 31,646 | $687.0K | 0.00% | +1,525+5.1% | Added |
| Wedbush Securities Inc | 29,328 | $637.0K | 0.03% | +294+1.0% | Added |
| Wolverine Asset Management LLC | 28,673 | $622.0K | 0.01% | −11,836−29.2% | Reduced |
| Spire Wealth Management | 27,738 | $602.0K | 0.01% | −16,701−37.6% | Reduced |
| EPG Wealth Management LLC | 27,636 | $600.0K | 0.21% | +327+1.2% | Added |
| Cetera Investment Advisers | 26,820 | $583.0K | 0.01% | +42+0.2% | Added |
| Titus Wealth Management | 26,800 | $582.0K | 0.26% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 23,000 | $499.0K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, Ltd. | 22,916 | $498.0K | 0.10% | +22,916 | New |
| Envestnet Asset Management Inc | 21,250 | $462.0K | 0.00% | +7,239+51.7% | Added |
| Creative Planning | 21,038 | $457.0K | 0.00% | −171−0.8% | Reduced |
| Davenport & Co LLC | 20,878 | $453.0K | 0.00% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 19,501 | $424.0K | 0.04% | +200+1.0% | Added |
| Ameritas Advisory Services, LLC | 19,384 | $421.0K | 0.02% | +19,384 | New |
| Private Advisor Group, LLC | 17,729 | $385.0K | 0.00% | +538+3.1% | Added |
| Oppenheimer & Co Inc | 17,387 | $377.0K | 0.01% | 00.0% | Unchanged |
| American Financial Advisors, LLC | 17,240 | $374.0K | 0.05% | −1,048−5.7% | Reduced |
| Geneos Wealth Management Inc. | 17,129 | $372.0K | 0.01% | +1,555+10.0% | Added |
| Ceera Investments, LLC | 17,060 | $371.0K | 0.19% | 00.0% | Unchanged |
| Nwam LLC | 16,638 | $361.0K | 0.03% | −13,571−44.9% | Reduced |
| US Bancorp | 16,108 | $349.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 15,213 | $330.0K | 0.00% | +15,213 | New |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $315.0K | 0.06% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 14,425 | $313.0K | 0.03% | +500+3.6% | Added |
| Northwestern Mutual Wealth Management Co | 14,361 | $312.0K | 0.00% | +2,393+20.0% | Added |
| Kestra Advisory Services, LLC | 14,298 | $311.0K | 0.00% | −5,118−26.4% | Reduced |
| Baird Financial Group, Inc. | 13,988 | $304.0K | 0.00% | +500+3.7% | Added |
| Guggenheim Capital LLC | 13,910 | $302.0K | 0.00% | −1,490−9.7% | Reduced |
| Centaurus Financial, Inc. | 13,579 | $295.0K | 0.02% | −1,000−6.9% | Reduced |
| DF Dent & Co Inc | 13,328 | $289.0K | 0.00% | +13,328 | New |
| Hollencrest Capital Management | 13,021 | $283.0K | 0.02% | −1,689−11.5% | Reduced |
| Cary Street Partner Investment Advisory LLC | 12,715 | $276.0K | 0.08% | 00.0% | Unchanged |
| Affiance Financial, LLC | 11,733 | $255.0K | 0.11% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 11,349 | $242.0K | 0.09% | −648−5.4% | Reduced |
| Sigma Planning Corp | 11,003 | $239.0K | 0.01% | −529−4.6% | Reduced |
| Navis Wealth Advisors, LLC | 10,900 | $237.0K | 0.20% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,076 | $237.0K | 0.21% | +11,076 | New |
| LexAurum Advisors, LLC | 10,000 | $217.0K | 0.07% | 00.0% | Unchanged |
| Stifel Financial Corp | 9,502 | $206.0K | 0.00% | −33,507−77.9% | Reduced |
| Wealthcare Advisory Partners LLC | 9,329 | $203.0K | 0.01% | +30.0% | Added |
| Laurel Wealth Planning LLC | 8,930 | $194.0K | 0.15% | 00.0% | Unchanged |
| American Portfolios Advisors | 8,466 | $183.9K | 0.01% | +1,707+25.3% | Added |
| Belpointe Asset Management LLC | 8,314 | $181.0K | 0.01% | −3,550−29.9% | Reduced |
| Carroll Financial Associates, Inc. | 6,459 | $139.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $112.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5,010 | $109.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $109.0K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $86.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,875 | $84.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,810 | $83.0K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 3,036 | $66.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $60.0K | 0.00% | – | – |
| Danda Trouve Investment Management, Inc. | 2,721 | $59.0K | 0.07% | +27+1.0% | Added |
| FinTrust Capital Advisors, LLC | 2,614 | $57.0K | 0.01% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 2,395 | $52.0K | 0.04% | +2,395 | New |
| North Star Investment Management Corp. | 2,098 | $46.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 2,000 | $44.0K | 0.01% | +2,000 | New |
| Ahrens Investment Partners LLC | 1,728 | $38.0K | 0.02% | +1,728 | New |
| Glen Eagle Advisors, LLC | 1,275 | $27.7K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 1,235 | $27.0K | 0.00% | +1,235 | New |
| Allworth Financial LP | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,028 | $22.0K | 0.01% | +18+1.8% | Added |
| Eaton Vance Management | 935 | $20.0K | 0.00% | +935 | New |
| Steward Partners Investment Advisory, LLC | 850 | $18.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $17.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 808 | $17.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $17.0K | 0.00% | +800 | New |
| Snowden Capital Advisors LLC | 758 | $16.0K | 0.00% | +758 | New |
| Sugarloaf Wealth Management, LLC | 642 | $14.0K | 0.00% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 660 | $14.0K | 0.00% | +660 | New |
| Arrow Financial Corp | 574 | $12.0K | 0.00% | +574 | New |