Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +9 vs. Q3 2021
- Shares held
- 6.17M
- −26.1K (−0.4%) vs. Q3 2021
- Total value
- $134.2M
- −$3.75M (−2.7%) vs. Q3 2021
- New holders
- 17
- 33 more added
- Sold out
- 8
- 26 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 100 | $2.00K | 0.00% | −8,971−98.9% | Reduced |
| City Holding Co | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Widmann Financial Services, Inc. | 104 | $2.00K | 0.00% | +104 | New |
| Ancora Advisors, LLC | 343 | $7.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 350 | $8.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 352 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 356 | $8.00K | 0.00% | +6+1.7% | Added |
| Addison Advisors LLC | 432 | $9.00K | 0.01% | 00.0% | Unchanged |
| TFC Financial Management | 393 | $9.00K | 0.00% | +7+1.8% | Added |
| CWM, LLC | 460 | $10.0K | 0.00% | +460 | New |
| Arrow Financial Corp | 574 | $12.0K | 0.00% | +574 | New |
| Sugarloaf Wealth Management, LLC | 642 | $14.0K | 0.00% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 660 | $14.0K | 0.00% | +660 | New |
| Snowden Capital Advisors LLC | 758 | $16.0K | 0.00% | +758 | New |
| AlphaMark Advisors, LLC | 795 | $17.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 808 | $17.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $17.0K | 0.00% | +800 | New |
| Steward Partners Investment Advisory, LLC | 850 | $18.0K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 935 | $20.0K | 0.00% | +935 | New |
| Allworth Financial LP | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,028 | $22.0K | 0.01% | +18+1.8% | Added |
| HM Payson & Co | 1,235 | $27.0K | 0.00% | +1,235 | New |
| Glen Eagle Advisors, LLC | 1,275 | $27.7K | 0.01% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 1,728 | $38.0K | 0.02% | +1,728 | New |
| Cornerstone Advisory, LLC | 2,000 | $44.0K | 0.01% | +2,000 | New |
| North Star Investment Management Corp. | 2,098 | $46.0K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 2,395 | $52.0K | 0.04% | +2,395 | New |
| FinTrust Capital Advisors, LLC | 2,614 | $57.0K | 0.01% | 00.0% | Unchanged |
| Danda Trouve Investment Management, Inc. | 2,721 | $59.0K | 0.07% | +27+1.0% | Added |
| Huntington National Bank | – | $60.0K | 0.00% | – | – |
| Marquette Asset Management, LLC | 3,036 | $66.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,810 | $83.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,875 | $84.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $86.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5,010 | $109.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $109.0K | 0.02% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $112.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 6,459 | $139.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,314 | $181.0K | 0.01% | −3,550−29.9% | Reduced |
| American Portfolios Advisors | 8,466 | $183.9K | 0.01% | +1,707+25.3% | Added |
| Laurel Wealth Planning LLC | 8,930 | $194.0K | 0.15% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 9,329 | $203.0K | 0.01% | +30.0% | Added |
| Stifel Financial Corp | 9,502 | $206.0K | 0.00% | −33,507−77.9% | Reduced |
| LexAurum Advisors, LLC | 10,000 | $217.0K | 0.07% | 00.0% | Unchanged |
| Navis Wealth Advisors, LLC | 10,900 | $237.0K | 0.20% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,076 | $237.0K | 0.21% | +11,076 | New |
| Sigma Planning Corp | 11,003 | $239.0K | 0.01% | −529−4.6% | Reduced |
| Sage Capital Advisors,llc | 11,349 | $242.0K | 0.09% | −648−5.4% | Reduced |
| Affiance Financial, LLC | 11,733 | $255.0K | 0.11% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 12,715 | $276.0K | 0.08% | 00.0% | Unchanged |
| Hollencrest Capital Management | 13,021 | $283.0K | 0.02% | −1,689−11.5% | Reduced |
| DF Dent & Co Inc | 13,328 | $289.0K | 0.00% | +13,328 | New |
| Centaurus Financial, Inc. | 13,579 | $295.0K | 0.02% | −1,000−6.9% | Reduced |
| Guggenheim Capital LLC | 13,910 | $302.0K | 0.00% | −1,490−9.7% | Reduced |
| Baird Financial Group, Inc. | 13,988 | $304.0K | 0.00% | +500+3.7% | Added |
| Kestra Advisory Services, LLC | 14,298 | $311.0K | 0.00% | −5,118−26.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,361 | $312.0K | 0.00% | +2,393+20.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 14,425 | $313.0K | 0.03% | +500+3.6% | Added |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $315.0K | 0.06% | 00.0% | Unchanged |
| Millennium Management LLC | 15,213 | $330.0K | 0.00% | +15,213 | New |
| US Bancorp | 16,108 | $349.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 16,638 | $361.0K | 0.03% | −13,571−44.9% | Reduced |
| Ceera Investments, LLC | 17,060 | $371.0K | 0.19% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 17,129 | $372.0K | 0.01% | +1,555+10.0% | Added |
| American Financial Advisors, LLC | 17,240 | $374.0K | 0.05% | −1,048−5.7% | Reduced |
| Oppenheimer & Co Inc | 17,387 | $377.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,729 | $385.0K | 0.00% | +538+3.1% | Added |
| Ameritas Advisory Services, LLC | 19,384 | $421.0K | 0.02% | +19,384 | New |
| Oxbow Advisors, LLC | 19,501 | $424.0K | 0.04% | +200+1.0% | Added |
| Davenport & Co LLC | 20,878 | $453.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 21,038 | $457.0K | 0.00% | −171−0.8% | Reduced |
| Envestnet Asset Management Inc | 21,250 | $462.0K | 0.00% | +7,239+51.7% | Added |
| Titleist Asset Management, Ltd. | 22,916 | $498.0K | 0.10% | +22,916 | New |
| The PNC Financial Services Group, Inc. | 23,000 | $499.0K | 0.00% | 00.0% | Unchanged |
| Titus Wealth Management | 26,800 | $582.0K | 0.26% | 00.0% | Unchanged |
| Cetera Investment Advisers | 26,820 | $583.0K | 0.01% | +42+0.2% | Added |
| EPG Wealth Management LLC | 27,636 | $600.0K | 0.21% | +327+1.2% | Added |
| Spire Wealth Management | 27,738 | $602.0K | 0.01% | −16,701−37.6% | Reduced |
| Wolverine Asset Management LLC | 28,673 | $622.0K | 0.01% | −11,836−29.2% | Reduced |
| Wedbush Securities Inc | 29,328 | $637.0K | 0.03% | +294+1.0% | Added |
| MML Investors Services, LLC | 31,646 | $687.0K | 0.00% | +1,525+5.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 40,527 | $880.0K | 0.00% | +4,871+13.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 42,206 | $917.0K | 0.00% | +64+0.2% | Added |
| Tiemann Investment Advisors, LLC | 43,205 | $938.0K | 0.40% | −8,381−16.2% | Reduced |
| Bard Associates Inc | 44,208 | $960.0K | 0.32% | −440−1.0% | Reduced |
| Thrivent Financial for Lutherans | 42,592 | $968.0K | 0.00% | +1,410+3.4% | Added |
| Sound Income Strategies, LLC | 48,616 | $1.06M | 0.12% | +134+0.3% | Added |
| International Assets Investment Management, LLC | 57,313 | $1.24M | 0.22% | +47,293+472.0% | Added |
| Raymond James & Associates | 57,564 | $1.25M | 0.00% | +20,488+55.3% | Added |
| Federation des caisses Desjardins du Quebec | 60,553 | $1.32M | 0.01% | +18,042+42.4% | Added |
| Mercer Global Advisors Inc | 61,732 | $1.34M | 0.01% | −16,508−21.1% | Reduced |
| Family Firm, Inc. | 70,785 | $1.54M | 0.40% | +3,994+6.0% | Added |
| UBS Group AG | 78,099 | $1.70M | 0.00% | −7,197−8.4% | Reduced |
| Cohen & Steers, Inc. | 84,516 | $1.84M | 0.00% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 89,696 | $1.95M | 0.11% | −27,932−23.7% | Reduced |
| Truist Financial Corp | 111,810 | $2.43M | 0.00% | +12,866+13.0% | Added |
| Penserra Capital Management LLC | 112,516 | $2.44M | 0.05% | +1,556+1.4% | Added |
| Golden Green, Inc. | 119,345 | $2.59M | 2.09% | −37,590−24.0% | Reduced |