Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.9M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- −1 vs. Q1 2025
- Shares held
- 10.1M
- +461.8K (+4.8%) vs. Q1 2025
- Total value
- $164.2M
- +$11.4M (+7.4%) vs. Q1 2025
- New holders
- 13
- 31 more added
- Sold out
- 14
- 39 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.9M |
| Q1 2026 | 119 | $169.7M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 116 | $179.6M |
| Q2 2025 | 112 | $166.8M |
| Q1 2025 | 114 | $154.0M |
| Q4 2024 | 118 | $157.9M |
| Q3 2024 | 110 | $164.2M |
| Q2 2024 | 108 | $136.3M |
| Q1 2024 | 115 | $156.9M |
| Q4 2023 | 120 | $134.7M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 908,466 | $14.8M | 0.00% | −118,809−11.6% | Reduced |
| Invesco Ltd. | 763,056 | $12.4M | 0.00% | +82,477+12.1% | Added |
| Morgan Stanley | 574,174 | $9.35M | 0.00% | +1,162+0.2% | Added |
| Cohen & Steers, Inc. | 572,296 | $9.32M | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 489,280 | $7.97M | 0.00% | +57,473+13.3% | Added |
| Bard Associates Inc | 445,640 | $7.26M | 2.33% | +381,797+598.0% | Added |
| Sit Investment Associates Inc | 418,047 | $6.81M | 0.15% | +143,765+52.4% | Added |
| Bank of America Corp | 400,569 | $6.53M | 0.00% | −13,556−3.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 386,181 | $6.29M | 2.24% | +30,443+8.6% | Added |
| 1607 Capital Partners, LLC | 375,350 | $6.11M | 0.50% | +8,800+2.4% | Added |
| Csenge Advisory Group | 337,663 | $5.29M | 0.28% | −2,896−0.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 292,421 | $4.76M | 0.19% | +73,852+33.8% | Added |
| LPL Financial LLC | 288,786 | $4.70M | 0.00% | −16,328−5.4% | Reduced |
| Ameriprise Financial Inc | 285,383 | $4.65M | 0.00% | −675−0.2% | Reduced |
| Commonwealth Equity Services, LLC | 240,041 | $3.91M | 0.01% | +52,437+28.0% | Added |
| Raymond James Financial Inc | 207,465 | $3.38M | 0.00% | +2,300+1.1% | Added |
| Royal Bank of Canada | 159,336 | $2.60M | 0.00% | −4,485−2.7% | Reduced |
| Baird Financial Group, Inc. | 158,715 | $2.59M | 0.00% | +14,432+10.0% | Added |
| Gridiron Partners, LLC | 147,931 | $2.41M | 1.50% | 00.0% | Unchanged |
| CNH Partners LLC | 140,043 | $2.28M | 0.05% | −83,735−37.4% | Reduced |
| Family Firm, Inc. | 130,782 | $2.13M | 0.51% | +4,707+3.7% | Added |
| Stifel Financial Corp | 125,399 | $2.04M | 0.00% | −67,234−34.9% | Reduced |
| Sowell Financial Services LLC | 124,186 | $2.02M | 0.08% | −3,299−2.6% | Reduced |
| Advisor Group Holdings, Inc. | 122,732 | $2.00M | 0.00% | −4,995−3.9% | Reduced |
| Elevated Capital Advisors, LLC | 122,242 | $1.95M | 0.55% | 00.0% | Unchanged |
| Cetera Investment Advisers | 119,502 | $1.95M | 0.00% | +2,169+1.8% | Added |
| UBS Group AG | 103,338 | $1.68M | 0.00% | −25,693−19.9% | Reduced |
| Colony Group, LLC | 93,547 | $1.52M | 0.00% | +1,915+2.1% | Added |
| Park Avenue Securities LLC | 85,932 | $1.40M | 0.01% | −2,030−2.3% | Reduced |
| Guggenheim Capital LLC | 81,216 | $1.32M | 0.01% | +6,458+8.6% | Added |
| Smith Asset Management Co., LLC | 71,364 | $1.16M | 1.00% | −36,175−33.6% | Reduced |
| Atomi Financial Group, Inc. | 65,525 | $1.07M | 0.04% | −500−0.8% | Reduced |
| Mountain Capital Investment Advisors, Inc | 62,924 | $1.03M | 0.20% | −34−0.1% | Reduced |
| The PNC Financial Services Group, Inc. | 59,032 | $961.6K | 0.00% | +3,150+5.6% | Added |
| Thrivent Financial for Lutherans | 58,651 | $955.0K | 0.00% | +447+0.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 50,241 | $832.0K | 0.00% | −1,174−2.3% | Reduced |
| Everstar Asset Management, LLC | 47,900 | $780.3K | 0.48% | −4,800−9.1% | Reduced |
| Lido Advisors, LLC | 46,895 | $763.9K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 41,886 | $682.3K | 0.00% | −24,990−37.4% | Reduced |
| Consolidated Portfolio Review Corp | 39,597 | $645.0K | 0.09% | +429+1.1% | Added |
| Western Wealth Management, LLC | 35,579 | $579.6K | 0.03% | −3,277−8.4% | Reduced |
| Seamount Financial Group Inc | 33,955 | $553.1K | 0.28% | +255+0.8% | Added |
| Wiley Bros.-Aintree Capital, LLC | 33,011 | $537.8K | 0.00% | +33,011 | New |
| RSM US Wealth Management LLC | 29,662 | $483.2K | 0.01% | −21,468−42.0% | Reduced |
| Stratos Wealth Partners, LTD. | 29,353 | $478.2K | 0.01% | +29,353 | New |
| Wedbush Securities Inc | 26,653 | $434.0K | 0.02% | +60.0% | Added |
| Jacobi Capital Management LLC | 26,410 | $430.2K | 0.03% | +1,950+8.0% | Added |
| Titleist Asset Management, LLC | 25,277 | $411.8K | 0.04% | 00.0% | Unchanged |
| Smith, Moore & Co. | 24,289 | $395.7K | 0.03% | +4,850+24.9% | Added |
| Ceera Investments, LLC | 24,170 | $393.7K | 0.12% | +24,170 | New |
| Matisse Capital | 23,907 | $389.4K | 0.18% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 23,785 | $387.5K | 0.10% | +1,945+8.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,123 | $360.0K | 0.00% | −17,253−43.8% | Reduced |
| Susquehanna International Group, LLP | 21,252 | $346.2K | 0.00% | −72−0.3% | Reduced |
| Calamos Advisors LLC | 20,951 | $341.3K | 0.00% | −1,822−8.0% | Reduced |
| Spire Wealth Management | 20,392 | $332.2K | 0.01% | +359+1.8% | Added |
| Sage Capital Advisors,llc | 19,244 | $313.5K | 0.08% | −1,927−9.1% | Reduced |
| Integrated Capital Management, Inc. | 18,582 | $302.7K | 0.23% | +361+2.0% | Added |
| Pines Wealth Management, LLC | 17,884 | $296.2K | 0.10% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 18,076 | $294.5K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 16,815 | $273.9K | 0.00% | −280−1.6% | Reduced |
| Kestra Private Wealth Services, LLC | 16,534 | $269.3K | 0.00% | +241+1.5% | Added |
| Janney Montgomery Scott LLC | 16,021 | $261.0K | 0.00% | −1,610−9.1% | Reduced |
| HighTower Advisors, LLC | 15,562 | $253.5K | 0.00% | −1,000−6.0% | Reduced |
| Tiemann Investment Advisors, LLC | 15,388 | $250.7K | 0.10% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 15,113 | $246.2K | 0.10% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 14,567 | $237.3K | 0.02% | +218+1.5% | Added |
| Private Advisor Group, LLC | 13,184 | $214.8K | 0.00% | −2,614−16.5% | Reduced |
| HRT Financial LP | 13,003 | $211.0K | 0.00% | +13,003 | New |
| Prairie Wealth Advisors, Inc. | 12,850 | $209.3K | 0.09% | +50+0.4% | Added |
| Evergreen Capital Management LLC | 12,550 | $204.4K | 0.01% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 12,441 | $202.7K | 0.02% | +12,441 | New |
| DF Dent & Co Inc | 12,298 | $200.3K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 11,773 | $191.8K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 11,666 | $190.0K | 0.00% | −3,798−24.6% | Reduced |
| First Heartland Consultants, Inc. | 11,620 | $189.3K | 0.02% | +11,620 | New |
| Truist Financial Corp | 11,272 | $183.6K | 0.00% | −422−3.6% | Reduced |
| Mariner, LLC | 11,046 | $179.9K | 0.00% | +11,046 | New |
| Summit Trail Advisors, LLC | 10,711 | $174.5K | 0.00% | +10,711 | New |
| Jane Street Group, LLC | 10,126 | $165.0K | 0.00% | +10,126 | New |
| Nomura Holdings Inc | 10,000 | $162.9K | 0.00% | +10,000 | New |
| US Bancorp | 8,456 | $137.7K | 0.00% | −945−10.1% | Reduced |
| Comerica Bank | 7,538 | $122.8K | 0.00% | −1,077−12.5% | Reduced |
| Maryland Capital Advisors Inc. | 5,600 | $91.2K | 0.04% | +5,600 | New |
| GPS Wealth Strategies Group, LLC | 5,405 | $88.0K | 0.01% | +55+1.0% | Added |
| Parallel Advisors, LLC | 5,160 | $84.1K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,000 | $81.5K | 0.06% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $65.2K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,810 | $62.1K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 3,548 | $57.8K | 0.00% | +3,548 | New |
| IFP Advisors, Inc | 3,500 | $57.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 3,218 | $52.4K | 0.00% | −1,000−23.7% | Reduced |
| Chelsea Counsel Co | 3,010 | $49.0K | 0.02% | −100−3.2% | Reduced |
| Capital Analysts, LLC | 2,531 | $41.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,400 | $39.1K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,100 | $34.2K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $34.2K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,704 | $27.8K | 0.00% | −1,231−41.9% | Reduced |
| Ameritas Advisory Services, LLC | 1,682 | $27.4K | 0.00% | +1,682 | New |
| Chilton Capital Management LLC | 1,550 | $25.3K | 0.00% | 00.0% | Unchanged |