Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −4 vs. Q2 2022
- Shares held
- 6.16M
- +382.3K (+6.6%) vs. Q2 2022
- Total value
- $91.5M
- −$5.45M (−5.6%) vs. Q2 2022
- New holders
- 12
- 32 more added
- Sold out
- 16
- 24 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 656,983 | $9.76M | 0.00% | −4,785−0.7% | Reduced |
| Royal Bank of Canada | 533,406 | $7.92M | 0.00% | +26,360+5.2% | Added |
| Bank of America Corp | 436,841 | $6.49M | 0.00% | +63,902+17.1% | Added |
| Invesco Ltd. | 419,630 | $6.23M | 0.00% | +81,932+24.3% | Added |
| Covington Capital Management | 356,101 | $5.29M | 0.23% | +500.0% | Added |
| Commonwealth Equity Services, LLC | 321,559 | $4.78M | 0.01% | +11,787+3.8% | Added |
| Ameriprise Financial Inc | 289,969 | $4.30M | 0.00% | +32,455+12.6% | Added |
| Cohen & Steers, Inc. | 217,867 | $3.23M | 0.01% | +78,917+56.8% | Added |
| Connectus Wealth, LLC | 214,065 | $3.18M | 0.07% | +214,065 | New |
| LPL Financial LLC | 212,946 | $3.16M | 0.00% | −611−0.3% | Reduced |
| Csenge Advisory Group | 185,918 | $2.76M | 0.23% | +27,706+17.5% | Added |
| Penserra Capital Management LLC | 151,478 | $2.25M | 0.06% | +5,270+3.6% | Added |
| Advisor Group Holdings, Inc. | 144,602 | $2.15M | 0.00% | +7,644+5.6% | Added |
| Elevated Capital Advisors, LLC | 141,218 | $2.10M | 0.82% | +141,218 | New |
| Wells Fargo & Company | 127,434 | $1.89M | 0.00% | −4,423−3.4% | Reduced |
| Sowell Financial Services LLC | 117,086 | $1.74M | 0.18% | +144+0.1% | Added |
| Golden Green, Inc. | 116,775 | $1.73M | 1.87% | −95,529−45.0% | Reduced |
| Truist Financial Corp | 99,583 | $1.48M | 0.00% | −3,582−3.5% | Reduced |
| Family Firm, Inc. | 99,602 | $1.48M | 0.47% | +9,274+10.3% | Added |
| UBS Group AG | 89,398 | $1.33M | 0.00% | −781−0.9% | Reduced |
| Cetera Advisor Networks LLC | 78,018 | $1.16M | 0.01% | −189,292−70.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 62,934 | $934.6K | 0.01% | +645+1.0% | Added |
| Bard Associates Inc | 55,600 | $826.0K | 0.37% | +1,242+2.3% | Added |
| Mountain Capital Investment Advisors, Inc | 47,832 | $705.0K | 0.37% | +27,007+129.7% | Added |
| Sound Income Strategies, LLC | 44,069 | $654.0K | 0.10% | −808−1.8% | Reduced |
| Atria Wealth Solutions, Inc. | 43,390 | $645.0K | 0.01% | +43,390 | New |
| Millennium Management LLC | 42,993 | $638.0K | 0.00% | +42,993 | New |
| Mercer Global Advisors Inc | 41,538 | $617.0K | 0.00% | −12,072−22.5% | Reduced |
| Thrivent Financial for Lutherans | 40,801 | $606.0K | 0.00% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 39,145 | $581.0K | 0.38% | +330+0.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 37,171 | $552.0K | 0.00% | −2,214−5.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 35,051 | $521.0K | 0.00% | −8,167−18.9% | Reduced |
| HighTower Advisors, LLC | 32,341 | $477.0K | 0.00% | +8,154+33.7% | Added |
| Wedbush Securities Inc | 29,179 | $433.0K | 0.02% | +1,041+3.7% | Added |
| Titleist Asset Management, Ltd. | 28,591 | $425.0K | 0.10% | −189−0.7% | Reduced |
| Envestnet Asset Management Inc | 27,145 | $403.0K | 0.00% | −4,346−13.8% | Reduced |
| Logan Stone Capital, LLC | 25,500 | $379.0K | 0.25% | +25,500 | New |
| Baird Financial Group, Inc. | 25,465 | $378.0K | 0.00% | +530+2.1% | Added |
| Raymond James & Associates | 23,164 | $344.0K | 0.00% | −39,473−63.0% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $342.0K | 0.00% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 22,685 | $337.0K | 0.03% | +250+1.1% | Added |
| Creative Planning | 20,846 | $310.0K | 0.00% | +226+1.1% | Added |
| Sage Capital Advisors,llc | 19,365 | $288.0K | 0.15% | +6,120+46.2% | Added |
| Spire Wealth Management | 19,304 | $287.0K | 0.02% | −962−4.7% | Reduced |
| MML Investors Services, LLC | 19,226 | $286.0K | 0.00% | −3,195−14.3% | Reduced |
| Davenport & Co LLC | 18,578 | $276.0K | 0.00% | −300−1.6% | Reduced |
| Ameritas Advisory Services, LLC | 18,170 | $270.0K | 0.02% | −1,002−5.2% | Reduced |
| Private Advisor Group, LLC | 17,896 | $266.0K | 0.00% | +243+1.4% | Added |
| Kestra Advisory Services, LLC | 17,753 | $264.0K | 0.00% | −6,560−27.0% | Reduced |
| Ceera Investments, LLC | 16,700 | $248.0K | 0.16% | 00.0% | Unchanged |
| DF Dent & Co Inc | 16,073 | $239.0K | 0.00% | +1,685+11.7% | Added |
| US Bancorp | 15,208 | $226.0K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 13,988 | $208.0K | 0.02% | −1,200−7.9% | Reduced |
| Oxbow Advisors, LLC | 14,001 | $208.0K | 0.03% | 00.0% | Unchanged |
| Virtu Financial LLC | 13,758 | $204.0K | 0.02% | +13,758 | New |
| Centaurus Financial, Inc. | 13,579 | $202.0K | 0.02% | 00.0% | Unchanged |
| GWM Advisors LLC | 13,000 | $193.0K | 0.00% | +100+0.8% | Added |
| Kestra Private Wealth Services, LLC | 12,372 | $184.0K | 0.01% | +384+3.2% | Added |
| International Assets Investment Management, LLC | 12,028 | $172.0K | 0.04% | −30−0.2% | Reduced |
| Wealthcare Advisory Partners LLC | 11,215 | $167.0K | 0.01% | +11,215 | New |
| SFI Advisors, LLC | 11,076 | $164.0K | 0.19% | 00.0% | Unchanged |
| Navis Wealth Advisors, LLC | 10,900 | $162.0K | 0.25% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 10,724 | $159.0K | 0.02% | +10,724 | New |
| LexAurum Advisors, LLC | 10,000 | $149.0K | 0.06% | 00.0% | Unchanged |
| Private Trust Co NA | 7,950 | $118.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 7,455 | $110.7K | 0.00% | −360−4.6% | Reduced |
| Geneos Wealth Management Inc. | 7,410 | $110.0K | 0.01% | −5,898−44.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 6,191 | $91.0K | 0.00% | +326+5.6% | Added |
| JPMorgan Chase & Co | 5,928 | $88.0K | 0.00% | +5,928 | New |
| Allworth Financial LP | 5,421 | $81.0K | 0.00% | +2,821+108.5% | Added |
| Parallel Advisors, LLC | 5,160 | $77.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $74.0K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $59.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $41.0K | 0.00% | – | – |
| Danda Trouve Investment Management, Inc. | 2,721 | $40.0K | 0.07% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $39.0K | 0.01% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,500 | $37.0K | 0.02% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $31.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,400 | $21.0K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 1,250 | $19.0K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 1,235 | $18.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,089 | $16.0K | 0.00% | +22+2.1% | Added |
| Rockefeller Capital Management L.P. | 1,057 | $15.0K | 0.00% | −6,643−86.3% | Reduced |
| Princeton Global Asset Management LLC | 850 | $13.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $12.0K | 0.01% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 642 | $10.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 660 | $10.0K | 0.01% | +70+11.9% | Added |
| JJJ Advisors Inc. | 497 | $7.00K | 0.00% | +497 | New |
| TFC Financial Management | 416 | $6.00K | 0.00% | +8+2.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $2.00K | 0.00% | +150 | New |
| City Holding Co | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 59 | $0 | 0.00% | +59 | New |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −39,780−100.0% | Sold out |
| EPG Wealth Management LLC | 0 | $0 | 0.00% | −27,638−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −15,812−100.0% | Sold out |