Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −4 vs. Q2 2022
- Shares held
- 6.16M
- +382.3K (+6.6%) vs. Q2 2022
- Total value
- $91.5M
- −$5.45M (−5.6%) vs. Q2 2022
- New holders
- 12
- 32 more added
- Sold out
- 16
- 24 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 59 | $0 | 0.00% | +59 | New |
| City Holding Co | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $2.00K | 0.00% | +150 | New |
| FourThought Financial, LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 416 | $6.00K | 0.00% | +8+2.0% | Added |
| JJJ Advisors Inc. | 497 | $7.00K | 0.00% | +497 | New |
| Sugarloaf Wealth Management, LLC | 642 | $10.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 660 | $10.0K | 0.01% | +70+11.9% | Added |
| AlphaMark Advisors, LLC | 795 | $12.0K | 0.01% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 850 | $13.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,057 | $15.0K | 0.00% | −6,643−86.3% | Reduced |
| SOA Wealth Advisors, LLC. | 1,089 | $16.0K | 0.00% | +22+2.1% | Added |
| HM Payson & Co | 1,235 | $18.0K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 1,250 | $19.0K | 0.01% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,400 | $21.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $31.0K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,500 | $37.0K | 0.02% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $39.0K | 0.01% | 00.0% | Unchanged |
| Danda Trouve Investment Management, Inc. | 2,721 | $40.0K | 0.07% | 00.0% | Unchanged |
| Huntington National Bank | – | $41.0K | 0.00% | – | – |
| Fifth Third Bancorp | 3,957 | $59.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $74.0K | 0.02% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $77.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,421 | $81.0K | 0.00% | +2,821+108.5% | Added |
| JPMorgan Chase & Co | 5,928 | $88.0K | 0.00% | +5,928 | New |
| Northwestern Mutual Wealth Management Co | 6,191 | $91.0K | 0.00% | +326+5.6% | Added |
| Geneos Wealth Management Inc. | 7,410 | $110.0K | 0.01% | −5,898−44.3% | Reduced |
| American Portfolios Advisors | 7,455 | $110.7K | 0.00% | −360−4.6% | Reduced |
| Private Trust Co NA | 7,950 | $118.0K | 0.02% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 10,000 | $149.0K | 0.06% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 10,724 | $159.0K | 0.02% | +10,724 | New |
| Navis Wealth Advisors, LLC | 10,900 | $162.0K | 0.25% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,076 | $164.0K | 0.19% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 11,215 | $167.0K | 0.01% | +11,215 | New |
| International Assets Investment Management, LLC | 12,028 | $172.0K | 0.04% | −30−0.2% | Reduced |
| Kestra Private Wealth Services, LLC | 12,372 | $184.0K | 0.01% | +384+3.2% | Added |
| GWM Advisors LLC | 13,000 | $193.0K | 0.00% | +100+0.8% | Added |
| Centaurus Financial, Inc. | 13,579 | $202.0K | 0.02% | 00.0% | Unchanged |
| Virtu Financial LLC | 13,758 | $204.0K | 0.02% | +13,758 | New |
| Cary Street Partner Investment Advisory LLC | 13,988 | $208.0K | 0.02% | −1,200−7.9% | Reduced |
| Oxbow Advisors, LLC | 14,001 | $208.0K | 0.03% | 00.0% | Unchanged |
| US Bancorp | 15,208 | $226.0K | 0.00% | 00.0% | Unchanged |
| DF Dent & Co Inc | 16,073 | $239.0K | 0.00% | +1,685+11.7% | Added |
| Ceera Investments, LLC | 16,700 | $248.0K | 0.16% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 17,753 | $264.0K | 0.00% | −6,560−27.0% | Reduced |
| Private Advisor Group, LLC | 17,896 | $266.0K | 0.00% | +243+1.4% | Added |
| Ameritas Advisory Services, LLC | 18,170 | $270.0K | 0.02% | −1,002−5.2% | Reduced |
| Davenport & Co LLC | 18,578 | $276.0K | 0.00% | −300−1.6% | Reduced |
| MML Investors Services, LLC | 19,226 | $286.0K | 0.00% | −3,195−14.3% | Reduced |
| Spire Wealth Management | 19,304 | $287.0K | 0.02% | −962−4.7% | Reduced |
| Sage Capital Advisors,llc | 19,365 | $288.0K | 0.15% | +6,120+46.2% | Added |
| Creative Planning | 20,846 | $310.0K | 0.00% | +226+1.1% | Added |
| Alpha Cubed Investments, LLC | 22,685 | $337.0K | 0.03% | +250+1.1% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $342.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 23,164 | $344.0K | 0.00% | −39,473−63.0% | Reduced |
| Baird Financial Group, Inc. | 25,465 | $378.0K | 0.00% | +530+2.1% | Added |
| Logan Stone Capital, LLC | 25,500 | $379.0K | 0.25% | +25,500 | New |
| Envestnet Asset Management Inc | 27,145 | $403.0K | 0.00% | −4,346−13.8% | Reduced |
| Titleist Asset Management, Ltd. | 28,591 | $425.0K | 0.10% | −189−0.7% | Reduced |
| Wedbush Securities Inc | 29,179 | $433.0K | 0.02% | +1,041+3.7% | Added |
| HighTower Advisors, LLC | 32,341 | $477.0K | 0.00% | +8,154+33.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,051 | $521.0K | 0.00% | −8,167−18.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 37,171 | $552.0K | 0.00% | −2,214−5.6% | Reduced |
| Tiemann Investment Advisors, LLC | 39,145 | $581.0K | 0.38% | +330+0.9% | Added |
| Thrivent Financial for Lutherans | 40,801 | $606.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 41,538 | $617.0K | 0.00% | −12,072−22.5% | Reduced |
| Millennium Management LLC | 42,993 | $638.0K | 0.00% | +42,993 | New |
| Atria Wealth Solutions, Inc. | 43,390 | $645.0K | 0.01% | +43,390 | New |
| Sound Income Strategies, LLC | 44,069 | $654.0K | 0.10% | −808−1.8% | Reduced |
| Mountain Capital Investment Advisors, Inc | 47,832 | $705.0K | 0.37% | +27,007+129.7% | Added |
| Bard Associates Inc | 55,600 | $826.0K | 0.37% | +1,242+2.3% | Added |
| Federation des caisses Desjardins du Quebec | 62,934 | $934.6K | 0.01% | +645+1.0% | Added |
| Cetera Advisor Networks LLC | 78,018 | $1.16M | 0.01% | −189,292−70.8% | Reduced |
| UBS Group AG | 89,398 | $1.33M | 0.00% | −781−0.9% | Reduced |
| Truist Financial Corp | 99,583 | $1.48M | 0.00% | −3,582−3.5% | Reduced |
| Family Firm, Inc. | 99,602 | $1.48M | 0.47% | +9,274+10.3% | Added |
| Golden Green, Inc. | 116,775 | $1.73M | 1.87% | −95,529−45.0% | Reduced |
| Sowell Financial Services LLC | 117,086 | $1.74M | 0.18% | +144+0.1% | Added |
| Wells Fargo & Company | 127,434 | $1.89M | 0.00% | −4,423−3.4% | Reduced |
| Elevated Capital Advisors, LLC | 141,218 | $2.10M | 0.82% | +141,218 | New |
| Advisor Group Holdings, Inc. | 144,602 | $2.15M | 0.00% | +7,644+5.6% | Added |
| Penserra Capital Management LLC | 151,478 | $2.25M | 0.06% | +5,270+3.6% | Added |
| Csenge Advisory Group | 185,918 | $2.76M | 0.23% | +27,706+17.5% | Added |
| LPL Financial LLC | 212,946 | $3.16M | 0.00% | −611−0.3% | Reduced |
| Connectus Wealth, LLC | 214,065 | $3.18M | 0.07% | +214,065 | New |
| Cohen & Steers, Inc. | 217,867 | $3.23M | 0.01% | +78,917+56.8% | Added |
| Ameriprise Financial Inc | 289,969 | $4.30M | 0.00% | +32,455+12.6% | Added |
| Commonwealth Equity Services, LLC | 321,559 | $4.78M | 0.01% | +11,787+3.8% | Added |
| Covington Capital Management | 356,101 | $5.29M | 0.23% | +500.0% | Added |
| Invesco Ltd. | 419,630 | $6.23M | 0.00% | +81,932+24.3% | Added |
| Bank of America Corp | 436,841 | $6.49M | 0.00% | +63,902+17.1% | Added |
| Royal Bank of Canada | 533,406 | $7.92M | 0.00% | +26,360+5.2% | Added |
| Morgan Stanley | 656,983 | $9.76M | 0.00% | −4,785−0.7% | Reduced |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −39,780−100.0% | Sold out |
| EPG Wealth Management LLC | 0 | $0 | 0.00% | −27,638−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −15,812−100.0% | Sold out |