Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.9M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- −6 vs. Q1 2026
- Shares held
- 11.2M
- +472.1K (+4.4%) vs. Q1 2026
- Total value
- $181.9M
- +$12.2M (+7.2%) vs. Q1 2026
- New holders
- 9
- 40 more added
- Sold out
- 15
- 33 more reduced
2 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.9M |
| Q1 2026 | 119 | $169.7M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 116 | $179.6M |
| Q2 2025 | 112 | $166.8M |
| Q1 2025 | 114 | $154.0M |
| Q4 2024 | 118 | $157.9M |
| Q3 2024 | 110 | $164.2M |
| Q2 2024 | 108 | $136.3M |
| Q1 2024 | 115 | $156.9M |
| Q4 2023 | 120 | $134.7M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bard Associates Inc | 1,227,796 | $20.0M | 4.44% | +11,775+1.0% | Added |
| Sit Investment Associates Inc | 1,127,695 | $18.4M | 0.35% | +405,971+56.3% | Added |
| Wells Fargo & Company | 946,105 | $15.4M | 0.00% | +19,722+2.1% | Added |
| Morgan Stanley | 739,237 | $12.0M | 0.00% | +64,743+9.6% | Added |
| Invesco Ltd. | 685,902 | $11.2M | 0.00% | +7,529+1.1% | Added |
| Cohen & Steers, Inc. | 612,296 | $9.97M | 0.02% | +25,000+4.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 472,352 | $7.69M | 0.22% | +47,574+11.2% | Added |
| Bank of America Corp | 365,523 | $5.95M | 0.00% | −7,345−2.0% | Reduced |
| Csenge Advisory Group | 322,022 | $5.24M | 0.21% | −11,216−3.4% | Reduced |
| LPL Financial LLC | 313,683 | $5.11M | 0.00% | +4,482+1.4% | Added |
| Envestnet Asset Management Inc | 290,360 | $4.73M | 0.00% | +194,657+203.4% | Added |
| Raymond James Financial Inc | 236,627 | $3.85M | 0.00% | −560.0% | Reduced |
| Stifel Financial Corp | 199,914 | $3.25M | 0.00% | −80,007−28.6% | Reduced |
| Commonwealth Equity Services, LLC | 184,674 | $3.01M | 0.00% | −4,174−2.2% | Reduced |
| Ameriprise Financial Inc | 179,825 | $2.93M | 0.00% | +7,899+4.6% | Added |
| 1607 Capital Partners, LLC | 171,099 | $2.79M | 0.24% | −169,152−49.7% | Reduced |
| Gridiron Partners, LLC | 170,995 | $2.78M | 1.46% | +35,253+26.0% | Added |
| Fiera Capital Corp | 167,970 | $2.73M | 0.01% | +5,783+3.6% | Added |
| Baird Financial Group, Inc. | 160,360 | $2.61M | 0.00% | −1,417−0.9% | Reduced |
| Royal Bank of Canada | 154,725 | $2.52M | 0.00% | +4,315+2.9% | Added |
| Advisor Group Holdings, Inc. | 139,150 | $2.27M | 0.00% | −7,726−5.3% | Reduced |
| Cetera Investment Advisers | 120,609 | $1.96M | 0.00% | −542−0.4% | Reduced |
| Guggenheim Capital LLC | 117,328 | $1.91M | 0.01% | +23,382+24.9% | Added |
| Elevated Capital Advisors, LLC | 116,044 | $1.89M | 0.52% | +1,914+1.7% | Added |
| Sowell Financial Services LLC | 112,147 | $1.83M | 0.06% | −4,085−3.5% | Reduced |
| UBS Group AG | 98,876 | $1.61M | 0.00% | +3,782+4.0% | Added |
| Colony Group, LLC | 86,667 | $1.41M | 0.00% | −105−0.1% | Reduced |
| Titleist Asset Management, LLC | 80,529 | $1.31M | 0.09% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 79,917 | $1.30M | 0.01% | −1,065−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 79,840 | $1.30M | 0.00% | +39,495+97.9% | Added |
| Smith Asset Management Co., LLC | 74,916 | $1.22M | 0.96% | −1,934−2.5% | Reduced |
| Ceera Investments, LLC | 73,730 | $1.20M | 0.51% | +43,485+143.8% | Added |
| Noble Wealth Management PBC | 72,317 | $1.18M | 0.54% | +31,655+77.8% | Added |
| Mountain Capital Investment Advisors, Inc | 64,483 | $1.05M | 0.15% | −170−0.3% | Reduced |
| Atomi Financial Group, Inc. | 63,135 | $1.03M | 0.03% | −300−0.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 50,298 | $818.9K | 0.00% | +4,736+10.4% | Added |
| Atlantic Edge Private Wealth Management, LLC | 44,935 | $731.5K | 0.15% | 00.0% | Unchanged |
| Everstar Asset Management, LLC | 44,900 | $731.0K | 0.35% | 00.0% | Unchanged |
| Calamos Advisors LLC | 40,993 | $667.4K | 0.00% | +2,733+7.1% | Added |
| Smith, Moore & Co. | 38,469 | $626.3K | 0.04% | −820−2.1% | Reduced |
| Janney Montgomery Scott LLC | 38,185 | $622.0K | 0.00% | +11,297+42.0% | Added |
| Stolper Co | 35,383 | $576.0K | 0.15% | +10,108+40.0% | Added |
| Western Wealth Management, LLC | 32,231 | $524.7K | 0.02% | −567−1.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 30,961 | $503.1K | 0.00% | −16,500−34.8% | Reduced |
| Seamount Financial Group Inc | 29,088 | $473.6K | 0.19% | −308−1.0% | Reduced |
| Jacobi Capital Management LLC | 28,015 | $456.1K | 0.02% | −200−0.7% | Reduced |
| Whitener Capital Management, Inc. | 25,585 | $416.5K | 0.09% | +800+3.2% | Added |
| RMB Capital Management, LLC | 25,168 | $409.7K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 24,989 | $406.8K | 0.00% | +9,036+56.6% | Added |
| Maridea Wealth Management LLC | 23,667 | $385.3K | 0.04% | +5,635+31.3% | Added |
| The PNC Financial Services Group, Inc. | 22,200 | $361.4K | 0.00% | 00.0% | Unchanged |
| Pines Wealth Management, LLC | 21,274 | $346.3K | 0.10% | +801+3.9% | Added |
| Wedbush Securities Inc | 21,090 | $343.0K | 0.01% | −3,967−15.8% | Reduced |
| Sage Capital Advisors,llc | 20,203 | $328.9K | 0.07% | +276+1.4% | Added |
| XTX Topco Ltd | 19,977 | $325.2K | 0.00% | +8,994+81.9% | Added |
| GWM Advisors LLC | 18,605 | $302.9K | 0.00% | −831−4.3% | Reduced |
| Silver Oak Securities, Inc | 18,043 | $293.7K | 0.02% | −1,989−9.9% | Reduced |
| International Assets Investment Management, LLC | 17,707 | $288.3K | 0.02% | +274+1.6% | Added |
| Spire Wealth Management | 17,696 | $288.1K | 0.01% | −2,486−12.3% | Reduced |
| Kestra Private Wealth Services, LLC | 16,787 | $273.3K | 0.00% | +635+3.9% | Added |
| Fifth Third Bancorp | 16,434 | $267.5K | 0.00% | +8,843+116.5% | Added |
| First Heartland Consultants, Inc. | 16,422 | $267.4K | 0.02% | +432+2.7% | Added |
| Tiemann Investment Advisors, LLC | 15,388 | $250.5K | 0.09% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 15,350 | $249.9K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 15,225 | $247.9K | 0.17% | −1,736−10.2% | Reduced |
| MML Investors Services, LLC | 15,157 | $246.8K | 0.00% | +3,395+28.9% | Added |
| National Bank of Canada | 14,900 | $241.4K | 0.00% | −3,500−19.0% | Reduced |
| Advisors Asset Management, Inc. | 13,956 | $227.2K | 0.00% | +13,573+3,543.9% | Added |
| Prairie Wealth Advisors, Inc. | 0 | $221.7K | 0.05% | 0 | Unchanged |
| Captrust Financial Advisors | 12,878 | $209.7K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 12,754 | $207.6K | 0.00% | −29−0.2% | Reduced |
| Citadel Advisors LLC | 12,613 | $205.3K | 0.00% | +12,613 | New |
| DF Dent & Co Inc | 12,298 | $200.2K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,120 | $197.3K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 11,773 | $191.7K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,533 | $187.8K | 0.00% | −167−1.4% | Reduced |
| 49 Wealth Management, LLC | 11,532 | $187.7K | 0.04% | +11,532 | New |
| Alongside, LLC | 11,532 | $187.7K | 0.04% | +11,532 | New |
| Summit Trail Advisors, LLC | 11,495 | $187.1K | 0.00% | +406+3.7% | Added |
| Grimes & Company, Inc. | 10,776 | $175.4K | 0.00% | +10,776 | New |
| Closed-End Fund Advisors, Inc. | 10,464 | $170.4K | 0.17% | −14,595−58.2% | Reduced |
| Beacon Pointe Advisors, LLC | 10,165 | $165.5K | 0.00% | −21,880−68.3% | Reduced |
| US Bancorp | 8,456 | $137.7K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 6,464 | $105.2K | 0.00% | −3,655−36.1% | Reduced |
| Harbour Investments, Inc. | 6,125 | $99.7K | 0.00% | 00.0% | Unchanged |
| Maryland Capital Advisors Inc. | 5,600 | $91.2K | 0.03% | +5,600 | New |
| Steward Partners Investment Advisory, LLC | 5,435 | $88.5K | 0.00% | +130+2.5% | Added |
| Mather Group, LLC. | 4,684 | $76.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,545 | $57.7K | 0.00% | +500+16.4% | Added |
| IFP Advisors, Inc | 3,500 | $57.0K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 2,900 | $47.2K | 0.02% | +2,900 | New |
| Northwestern Mutual Wealth Management Co | 2,638 | $42.9K | 0.00% | −2,789−51.4% | Reduced |
| Capital Analysts, LLC | 2,531 | $41.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $34.2K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 2,037 | $33.2K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 1,550 | $25.2K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 1,300 | $21.2K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 1,153 | $18.7K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,004 | $16.3K | 0.00% | +19+1.9% | Added |
| Washington Trust Advisors, Inc. | 970 | $15.8K | 0.00% | 00.0% | Unchanged |