Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- −7 vs. Q1 2021
- Shares held
- 5.64M
- −181.2K (−3.1%) vs. Q1 2021
- Total value
- $127.9M
- −$8.17M (−6.0%) vs. Q1 2021
- New holders
- 11
- 34 more added
- Sold out
- 18
- 24 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 810,196 | $18.4M | 0.01% | +141,897+21.2% | Added |
| Morgan Stanley | 607,674 | $13.8M | 0.00% | −409−0.1% | Reduced |
| Bank of America Corp | 392,875 | $8.93M | 0.00% | −72,600−15.6% | Reduced |
| Covington Capital Management | 355,346 | $8.07M | 0.32% | −16,100−4.3% | Reduced |
| Invesco Ltd. | 328,612 | $7.47M | 0.00% | +40,608+14.1% | Added |
| Ameriprise Financial Inc | 324,685 | $7.37M | 0.00% | −28,491−8.1% | Reduced |
| Commonwealth Equity Services, LLC | 291,690 | $6.63M | 0.02% | +7,713+2.7% | Added |
| LPL Financial LLC | 260,117 | $5.91M | 0.01% | +3,476+1.4% | Added |
| Wells Fargo & Company | 190,945 | $4.34M | 0.00% | +2,569+1.4% | Added |
| Cetera Advisor Networks LLC | 179,632 | $4.08M | 0.06% | +12,833+7.7% | Added |
| Advisor Group Holdings, Inc. | 139,357 | $3.17M | 0.01% | +4,014+3.0% | Added |
| Csenge Advisory Group | 138,794 | $3.15M | 0.28% | +1,240+0.9% | Added |
| Sowell Financial Services LLC | 107,685 | $2.45M | 0.16% | +1,539+1.4% | Added |
| Truist Financial Corp | 90,871 | $2.06M | 0.00% | −8,289−8.4% | Reduced |
| Cohen & Steers, Inc. | 84,516 | $1.92M | 0.00% | −62,896−42.7% | Reduced |
| UBS Group AG | 77,209 | $1.75M | 0.00% | +290+0.4% | Added |
| Mercer Global Advisors Inc | 73,415 | $1.67M | 0.01% | +5,054+7.4% | Added |
| Family Firm, Inc. | 61,926 | $1.41M | 0.38% | +1,106+1.8% | Added |
| Tiemann Investment Advisors, LLC | 53,331 | $1.21M | 0.57% | +254+0.5% | Added |
| Sound Income Strategies, LLC | 50,983 | $1.16M | 0.17% | +50,742+21,054.8% | Added |
| Spire Wealth Management | 50,118 | $1.14M | 0.03% | −3,492−6.5% | Reduced |
| Stifel Financial Corp | 46,410 | $1.05M | 0.00% | −983−2.1% | Reduced |
| Bard Associates Inc | 42,923 | $975.0K | 0.32% | +14,950+53.4% | Added |
| Thrivent Financial for Lutherans | 42,592 | $968.0K | 0.00% | +4,669+12.3% | Added |
| Federation des caisses Desjardins du Quebec | 42,406 | $963.5K | 0.01% | +1,463+3.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 39,970 | $908.0K | 0.00% | +497+1.3% | Added |
| Raymond James & Associates | 35,334 | $803.0K | 0.00% | +3,195+9.9% | Added |
| Nwam LLC | 30,080 | $683.0K | 0.06% | −27,647−47.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,989 | $659.0K | 0.00% | −6,521−18.4% | Reduced |
| MML Investors Services, LLC | 28,609 | $650.0K | 0.01% | +1,637+6.1% | Added |
| Wedbush Securities Inc | 27,330 | $621.0K | 0.03% | −595−2.1% | Reduced |
| Titus Wealth Management | 26,800 | $609.0K | 0.33% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 23,000 | $522.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 22,091 | $501.0K | 0.06% | +1,487+7.2% | Added |
| EPG Wealth Management LLC | 21,536 | $489.0K | 0.21% | +1,260+6.2% | Added |
| Creative Planning | 20,908 | $475.0K | 0.00% | −2,745−11.6% | Reduced |
| Davenport & Co LLC | 20,478 | $465.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 25,964 | $459.0K | 0.03% | +1,325+5.4% | Added |
| American Financial Advisors, LLC | 20,107 | $457.0K | 0.06% | −2,048−9.2% | Reduced |
| Oxbow Advisors, LLC | 19,301 | $439.0K | 0.05% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 17,387 | $395.0K | 0.01% | 00.0% | Unchanged |
| Ceera Investments, LLC | 17,060 | $388.0K | 0.29% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,051 | $387.0K | 0.00% | +246+1.5% | Added |
| Cetera Investment Advisers | 16,413 | $373.0K | 0.01% | +2,149+15.1% | Added |
| US Bancorp | 16,108 | $366.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,555 | $353.0K | 0.01% | −1,738−10.1% | Reduced |
| Hollencrest Capital Management | 14,710 | $334.0K | 0.03% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 14,579 | $331.0K | 0.03% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $329.0K | 0.08% | −9,000−38.3% | Reduced |
| Ameritas Investment Company, LLC | 14,135 | $321.0K | 0.02% | +13,270+1,534.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,925 | $317.0K | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,820 | $314.0K | 0.00% | −1,287−8.5% | Reduced |
| HighTower Advisors, LLC | 13,390 | $305.0K | 0.00% | −1,148−7.9% | Reduced |
| Kestra Advisory Services, LLC | 13,423 | $305.0K | 0.00% | +1,084+8.8% | Added |
| Cary Street Partner Investment Advisory LLC | 12,715 | $289.0K | 0.09% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 11,926 | $273.0K | 0.11% | +996+9.1% | Added |
| Affiance Financial, LLC | 11,733 | $267.0K | 0.11% | 00.0% | Unchanged |
| Synovus Financial Corp | 11,029 | $250.0K | 0.00% | −4,182−27.5% | Reduced |
| LexAurum Advisors, LLC | 10,000 | $227.0K | 0.07% | +10,000 | New |
| Sigma Planning Corp | 9,882 | $225.0K | 0.01% | +1,098+12.5% | Added |
| Baird Financial Group, Inc. | 9,747 | $221.0K | 0.00% | −34−0.3% | Reduced |
| International Assets Investment Management, LLC | 10,012 | $218.0K | 0.04% | −11,517−53.5% | Reduced |
| Guggenheim Capital LLC | 9,513 | $216.0K | 0.00% | +9,513 | New |
| Harbour Investments, Inc. | 9,071 | $206.0K | 0.01% | −596−6.2% | Reduced |
| Laurel Wealth Planning LLC | 8,930 | $203.0K | 0.18% | +8,930 | New |
| Wolverine Asset Management LLC | 7,732 | $175.0K | 0.00% | +7,732 | New |
| American Portfolios Advisors | 6,824 | $155.0K | 0.01% | +151+2.3% | Added |
| Northwestern Mutual Wealth Management Co | 6,455 | $147.0K | 0.00% | −7,518−53.8% | Reduced |
| Carroll Financial Associates, Inc. | 6,459 | $146.0K | 0.01% | +4,089+172.5% | Added |
| Parallel Advisors, LLC | 5,160 | $117.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5,010 | $114.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $114.0K | 0.03% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $90.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,875 | $88.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,810 | $87.0K | 0.02% | −70−1.8% | Reduced |
| Marquette Asset Management, LLC | 3,036 | $69.0K | 0.02% | 00.0% | Unchanged |
| Danda Trouve Investment Management, Inc. | 2,655 | $60.0K | 0.07% | +39+1.5% | Added |
| FinTrust Capital Advisors, LLC | 2,614 | $59.0K | 0.02% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $48.0K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 1,275 | $29.0K | 0.01% | +1,275 | New |
| Allworth Financial LP | 1,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 994 | $22.0K | 0.01% | +17+1.7% | Added |
| Steward Partners Investment Advisory, LLC | 850 | $19.0K | 0.00% | −654−43.5% | Reduced |
| AlphaMark Advisors, LLC | 795 | $18.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 808 | $18.0K | 0.00% | +808 | New |
| Sugarloaf Wealth Management, LLC | 642 | $15.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 600 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 575 | $13.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 460 | $10.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 432 | $10.0K | 0.01% | +432 | New |
| TFC Financial Management | 380 | $9.00K | 0.00% | +6+1.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 350 | $8.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 343 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 344 | $8.00K | 0.00% | +344 | New |
| Jacobi Capital Management LLC | 300 | $7.00K | 0.00% | +300 | New |
| FourThought Financial, LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $2.00K | 0.00% | +100 | New |
| Advisory Services Network, LLC | 100 | $2.00K | 0.00% | +100 | New |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −123,195−100.0% | Sold out |
| Golden Green, Inc. | 0 | $0 | 0.00% | −53,879−100.0% | Sold out |