Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 115
- +4 vs. Q2 2025
- Shares held
- 11.0M
- +1.00M (+10.1%) vs. Q2 2025
- Total value
- $179.4M
- +$17.4M (+10.7%) vs. Q2 2025
- New holders
- 13
- 37 more added
- Sold out
- 9
- 32 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 935,588 | $15.8M | 0.00% | +27,122+3.0% | Added |
| Bard Associates Inc | 854,839 | $14.4M | 3.83% | +409,199+91.8% | Added |
| Invesco Ltd. | 740,068 | $12.5M | 0.00% | −22,988−3.0% | Reduced |
| Sit Investment Associates Inc | 587,918 | $9.93M | 0.20% | +169,871+40.6% | Added |
| Morgan Stanley | 575,997 | $9.73M | 0.00% | +1,823+0.3% | Added |
| Cohen & Steers, Inc. | 572,296 | $9.67M | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 519,977 | $8.78M | 0.00% | +30,697+6.3% | Added |
| Bank of America Corp | 401,105 | $6.77M | 0.00% | +536+0.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 382,783 | $6.47M | 2.22% | −3,398−0.9% | Reduced |
| 1607 Capital Partners, LLC | 375,350 | $6.34M | 0.48% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 339,284 | $5.73M | 0.21% | +46,863+16.0% | Added |
| Csenge Advisory Group | 317,717 | $5.37M | 0.26% | −19,946−5.9% | Reduced |
| LPL Financial LLC | 301,320 | $5.09M | 0.00% | +12,534+4.3% | Added |
| Ameriprise Financial Inc | 266,764 | $4.51M | 0.00% | −18,619−6.5% | Reduced |
| Commonwealth Equity Services, LLC | 247,095 | $4.17M | 0.01% | +7,054+2.9% | Added |
| Raymond James Financial Inc | 229,997 | $3.88M | 0.00% | +22,532+10.9% | Added |
| Baird Financial Group, Inc. | 160,976 | $2.72M | 0.00% | +2,261+1.4% | Added |
| Royal Bank of Canada | 157,895 | $2.67M | 0.00% | −1,441−0.9% | Reduced |
| Gridiron Partners, LLC | 486,870 | $2.54M | 1.44% | +338,939+229.1% | Added |
| Stifel Financial Corp | 139,934 | $2.36M | 0.00% | +14,535+11.6% | Added |
| Sowell Financial Services LLC | 124,332 | $2.10M | 0.08% | +146+0.1% | Added |
| Advisor Group Holdings, Inc. | 123,735 | $2.02M | 0.00% | +1,003+0.8% | Added |
| Cetera Investment Advisers | 119,491 | $2.02M | 0.00% | −110.0% | Reduced |
| Elevated Capital Advisors, LLC | 116,501 | $1.97M | 0.49% | −5,741−4.7% | Reduced |
| Fiera Capital Corp | 99,033 | $1.67M | 0.01% | +99,033 | New |
| UBS Group AG | 94,006 | $1.59M | 0.00% | −9,332−9.0% | Reduced |
| Colony Group, LLC | 91,357 | $1.54M | 0.00% | −2,190−2.3% | Reduced |
| Park Avenue Securities LLC | 83,871 | $1.42M | 0.01% | −2,061−2.4% | Reduced |
| Guggenheim Capital LLC | 77,259 | $1.30M | 0.01% | −3,957−4.9% | Reduced |
| Smith Asset Management Co., LLC | 72,977 | $1.23M | 1.05% | +1,613+2.3% | Added |
| Atomi Financial Group, Inc. | 64,275 | $1.09M | 0.04% | −1,250−1.9% | Reduced |
| Mountain Capital Investment Advisors, Inc | 63,392 | $1.07M | 0.19% | +468+0.7% | Added |
| The PNC Financial Services Group, Inc. | 59,032 | $997.0K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 52,081 | $875.0K | 0.00% | +1,840+3.7% | Added |
| HighTower Advisors, LLC | 48,396 | $817.4K | 0.00% | +32,834+211.0% | Added |
| Everstar Asset Management, LLC | 47,900 | $809.0K | 0.46% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 44,262 | $747.6K | 0.40% | +44,262 | New |
| Lido Advisors, LLC | 36,895 | $623.2K | 0.00% | −10,000−21.3% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 35,592 | $601.1K | 0.00% | +2,581+7.8% | Added |
| Western Wealth Management, LLC | 34,964 | $590.5K | 0.03% | −615−1.7% | Reduced |
| Consolidated Portfolio Review Corp | 34,104 | $576.0K | 0.07% | −5,493−13.9% | Reduced |
| Stolper Co | 32,320 | $546.0K | 0.17% | +32,320 | New |
| Ceera Investments, LLC | 31,280 | $528.3K | 0.16% | +7,110+29.4% | Added |
| Seamount Financial Group Inc | 30,331 | $512.3K | 0.24% | −3,624−10.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 30,138 | $509.0K | 0.00% | −11,748−28.0% | Reduced |
| RSM US Wealth Management LLC | 29,459 | $497.6K | 0.01% | −203−0.7% | Reduced |
| Jacobi Capital Management LLC | 27,565 | $465.6K | 0.03% | +1,155+4.4% | Added |
| Wedbush Securities Inc | 26,744 | $452.0K | 0.01% | +91+0.3% | Added |
| Pines Wealth Management, LLC | 26,464 | $447.0K | 0.15% | +8,580+48.0% | Added |
| Calamos Advisors LLC | 25,506 | $430.8K | 0.00% | +4,555+21.7% | Added |
| Titleist Asset Management, LLC | 25,277 | $426.9K | 0.04% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 25,168 | $425.1K | 0.01% | +25,168 | New |
| Smith, Moore & Co. | 24,289 | $410.2K | 0.03% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 23,785 | $401.7K | 0.10% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 23,296 | $393.5K | 0.00% | −6,057−20.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 22,465 | $379.0K | 0.00% | +342+1.5% | Added |
| Spire Wealth Management | 19,881 | $335.8K | 0.01% | −511−2.5% | Reduced |
| Susquehanna International Group, LLP | 19,363 | $327.0K | 0.00% | −1,889−8.9% | Reduced |
| Integrated Capital Management, Inc. | 19,178 | $323.9K | 0.23% | +596+3.2% | Added |
| Sage Capital Advisors,llc | 18,672 | $315.4K | 0.08% | −572−3.0% | Reduced |
| Alpha Cubed Investments, LLC | 18,076 | $305.3K | 0.01% | 00.0% | Unchanged |
| CNH Partners LLC | 17,311 | $292.4K | 0.01% | −122,732−87.6% | Reduced |
| GWM Advisors LLC | 16,255 | $274.5K | 0.00% | −560−3.3% | Reduced |
| Kestra Private Wealth Services, LLC | 15,751 | $266.0K | 0.00% | −783−4.7% | Reduced |
| First Heartland Consultants, Inc. | 15,452 | $261.0K | 0.02% | +3,832+33.0% | Added |
| Tiemann Investment Advisors, LLC | 15,388 | $259.9K | 0.10% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 15,350 | $259.3K | 0.01% | +2,800+22.3% | Added |
| Janney Montgomery Scott LLC | 14,995 | $253.0K | 0.00% | −1,026−6.4% | Reduced |
| International Assets Investment Management, LLC | 14,567 | $238.5K | 0.02% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 14,088 | $237.9K | 0.02% | +1,647+13.2% | Added |
| Millennium Management LLC | 13,723 | $231.8K | 0.00% | +13,723 | New |
| Private Advisor Group, LLC | 13,184 | $222.7K | 0.00% | 00.0% | Unchanged |
| Prairie Wealth Advisors, Inc. | 13,050 | $220.4K | 0.09% | +200+1.6% | Added |
| MML Investors Services, LLC | 12,689 | $214.3K | 0.00% | +1,023+8.8% | Added |
| DF Dent & Co Inc | 12,298 | $207.7K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 11,773 | $198.8K | 0.01% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 10,711 | $180.9K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 10,245 | $173.0K | 0.00% | +10,245 | New |
| Rockefeller Capital Management L.P. | 10,068 | $170.1K | 0.00% | +10,068 | New |
| US Bancorp | 8,456 | $142.8K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 7,536 | $127.3K | 0.00% | −20.0% | Reduced |
| Advisory Services Network, LLC | 7,077 | $119.5K | 0.00% | +7,077 | New |
| Steward Partners Investment Advisory, LLC | 6,605 | $111.6K | 0.00% | +6,105+1,221.0% | Added |
| Financial Consulate, Inc | 6,146 | $103.8K | 0.01% | +6,146 | New |
| Maryland Capital Advisors Inc. | 5,600 | $94.6K | 0.03% | 00.0% | Unchanged |
| Larson Financial Group LLC | 5,500 | $92.9K | 0.00% | +5,500 | New |
| GPS Wealth Strategies Group, LLC | 5,439 | $91.9K | 0.01% | +34+0.6% | Added |
| Future Financial Wealth Managment LLC | 5,000 | $84.5K | 0.05% | 00.0% | Unchanged |
| Mather Group, LLC. | 4,684 | $79.1K | 0.00% | +4,684 | New |
| Harbour Investments, Inc. | 4,000 | $67.6K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 3,548 | $59.9K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,545 | $59.9K | 0.00% | −265−7.0% | Reduced |
| IFP Advisors, Inc | 3,500 | $59.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 3,218 | $54.4K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,531 | $43.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,400 | $40.5K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,100 | $35.5K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $35.4K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,723 | $29.2K | 0.00% | +19+1.1% | Added |
| Ameritas Advisory Services, LLC | 1,627 | $27.5K | 0.00% | −55−3.3% | Reduced |