Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- +9 vs. Q2 2021
- Shares held
- 6.31M
- +671.7K (+11.9%) vs. Q2 2021
- Total value
- $140.5M
- +$12.6M (+9.9%) vs. Q2 2021
- New holders
- 12
- 41 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 815,392 | $18.2M | 0.01% | +5,196+0.6% | Added |
| Morgan Stanley | 666,009 | $14.8M | 0.00% | +58,335+9.6% | Added |
| Bank of America Corp | 400,494 | $8.92M | 0.00% | +7,619+1.9% | Added |
| Covington Capital Management | 354,896 | $7.90M | 0.30% | −450−0.1% | Reduced |
| Invesco Ltd. | 338,700 | $7.54M | 0.00% | +10,088+3.1% | Added |
| LPL Financial LLC | 304,967 | $6.79M | 0.01% | +44,850+17.2% | Added |
| Commonwealth Equity Services, LLC | 284,578 | $6.34M | 0.02% | −7,112−2.4% | Reduced |
| Ameriprise Financial Inc | 261,783 | $5.83M | 0.00% | −62,902−19.4% | Reduced |
| Cetera Advisor Networks LLC | 208,070 | $4.63M | 0.06% | +28,438+15.8% | Added |
| Wells Fargo & Company | 170,597 | $3.80M | 0.00% | −20,348−10.7% | Reduced |
| Golden Green, Inc. | 156,935 | $3.50M | 2.73% | +156,935 | New |
| Csenge Advisory Group | 140,616 | $3.13M | 0.26% | +1,822+1.3% | Added |
| Advisor Group Holdings, Inc. | 138,886 | $3.09M | 0.01% | −471−0.3% | Reduced |
| Anfield Capital Management, LLC | 129,351 | $2.88M | 0.90% | +129,351 | New |
| Sowell Financial Services LLC | 117,628 | $2.62M | 0.18% | +9,943+9.2% | Added |
| Penserra Capital Management LLC | 110,960 | $2.47M | 0.05% | +110,960 | New |
| Truist Financial Corp | 98,944 | $2.20M | 0.00% | +8,073+8.9% | Added |
| Elevated Capital Advisors, LLC | 96,914 | $2.16M | 0.75% | +96,914 | New |
| UBS Group AG | 85,296 | $1.90M | 0.00% | +8,087+10.5% | Added |
| Cohen & Steers, Inc. | 84,516 | $1.88M | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 78,240 | $1.74M | 0.01% | +4,825+6.6% | Added |
| Family Firm, Inc. | 66,791 | $1.50M | 0.39% | +4,865+7.9% | Added |
| Tiemann Investment Advisors, LLC | 51,586 | $1.15M | 0.55% | −1,745−3.3% | Reduced |
| Sound Income Strategies, LLC | 48,482 | $1.08M | 0.14% | −2,501−4.9% | Reduced |
| Bard Associates Inc | 44,648 | $994.0K | 0.34% | +1,725+4.0% | Added |
| Spire Wealth Management | 44,439 | $990.0K | 0.03% | −5,679−11.3% | Reduced |
| Stifel Financial Corp | 43,009 | $958.0K | 0.00% | −3,401−7.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 42,511 | $946.7K | 0.01% | +105+0.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 42,142 | $938.0K | 0.00% | +2,172+5.4% | Added |
| Thrivent Financial for Lutherans | 41,182 | $917.0K | 0.00% | −1,410−3.3% | Reduced |
| Wolverine Asset Management LLC | 40,509 | $902.0K | 0.01% | +32,777+423.9% | Added |
| Raymond James & Associates | 37,076 | $826.0K | 0.00% | +1,742+4.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,656 | $794.0K | 0.00% | +6,667+23.0% | Added |
| Nwam LLC | 30,209 | $673.0K | 0.06% | +129+0.4% | Added |
| MML Investors Services, LLC | 30,121 | $671.0K | 0.01% | +1,512+5.3% | Added |
| Wedbush Securities Inc | 29,034 | $647.0K | 0.03% | +1,704+6.2% | Added |
| EPG Wealth Management LLC | 27,309 | $608.0K | 0.24% | +5,773+26.8% | Added |
| Titus Wealth Management | 26,800 | $596.0K | 0.31% | 00.0% | Unchanged |
| Cetera Investment Advisers | 26,778 | $596.0K | 0.01% | +10,365+63.2% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $512.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 21,209 | $472.0K | 0.00% | +301+1.4% | Added |
| Davenport & Co LLC | 20,878 | $465.0K | 0.00% | +400+2.0% | Added |
| Kestra Advisory Services, LLC | 19,416 | $432.0K | 0.00% | +5,993+44.6% | Added |
| Oxbow Advisors, LLC | 19,301 | $430.0K | 0.04% | 00.0% | Unchanged |
| American Financial Advisors, LLC | 18,288 | $407.0K | 0.05% | −1,819−9.0% | Reduced |
| Ameritas Investment Company, LLC | 18,094 | $403.0K | 0.02% | +3,959+28.0% | Added |
| Oppenheimer & Co Inc | 17,387 | $387.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,191 | $383.0K | 0.00% | +140+0.8% | Added |
| Ceera Investments, LLC | 17,060 | $380.0K | 0.21% | 00.0% | Unchanged |
| Virtu Financial LLC | 16,849 | $375.0K | 0.03% | +16,849 | New |
| US Bancorp | 16,108 | $358.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,574 | $346.0K | 0.01% | +19+0.1% | Added |
| Guggenheim Capital LLC | 15,400 | $343.0K | 0.00% | +5,887+61.9% | Added |
| Hollencrest Capital Management | 14,710 | $328.0K | 0.03% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 14,579 | $325.0K | 0.03% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $323.0K | 0.07% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,011 | $312.0K | 0.00% | +191+1.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,925 | $310.0K | 0.03% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,488 | $300.0K | 0.00% | +3,741+38.4% | Added |
| Cary Street Partner Investment Advisory LLC | 12,715 | $283.0K | 0.09% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 11,997 | $267.0K | 0.11% | +71+0.6% | Added |
| Northwestern Mutual Wealth Management Co | 11,968 | $266.0K | 0.00% | +5,513+85.4% | Added |
| Belpointe Asset Management LLC | 11,864 | $264.0K | 0.02% | −14,100−54.3% | Reduced |
| Affiance Financial, LLC | 11,733 | $261.0K | 0.11% | 00.0% | Unchanged |
| Sigma Planning Corp | 11,532 | $257.0K | 0.01% | +1,650+16.7% | Added |
| Synovus Financial Corp | 11,028 | $246.0K | 0.00% | −10.0% | Reduced |
| Navis Wealth Advisors, LLC | 10,900 | $243.0K | 0.21% | +10,900 | New |
| LexAurum Advisors, LLC | 10,000 | $223.0K | 0.07% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 9,756 | $217.0K | 0.00% | +9,756 | New |
| International Assets Investment Management, LLC | 10,020 | $213.0K | 0.04% | +8+0.1% | Added |
| Wealthcare Advisory Partners LLC | 9,326 | $208.0K | 0.01% | +9,326 | New |
| Harbour Investments, Inc. | 9,071 | $202.0K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 8,930 | $199.0K | 0.16% | 00.0% | Unchanged |
| American Portfolios Advisors | 6,759 | $150.5K | 0.01% | −65−1.0% | Reduced |
| Carroll Financial Associates, Inc. | 6,459 | $143.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $115.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5,010 | $112.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $111.0K | 0.03% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $88.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,875 | $86.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,810 | $85.0K | 0.02% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 3,036 | $68.0K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | – | $61.0K | 0.00% | – | New |
| Danda Trouve Investment Management, Inc. | 2,694 | $60.0K | 0.07% | +39+1.5% | Added |
| FinTrust Capital Advisors, LLC | 2,614 | $58.0K | 0.02% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $47.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,806 | $40.0K | 0.00% | +1,806 | New |
| FNY Investment Advisers, LLC | 1,800 | $40.0K | 0.02% | +1,800 | New |
| Glen Eagle Advisors, LLC | 1,275 | $28.4K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,010 | $22.0K | 0.01% | +16+1.6% | Added |
| Steward Partners Investment Advisory, LLC | 850 | $19.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $18.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 808 | $17.0K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 642 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 575 | $13.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 432 | $10.0K | 0.01% | 00.0% | Unchanged |
| TFC Financial Management | 386 | $9.00K | 0.00% | +6+1.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 350 | $8.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 343 | $8.00K | 0.00% | 00.0% | Unchanged |