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Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

FFC
Exchange
NYSE
SEC CIK
0001174164

No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.

Q3 2021 vs. Q2 2021

How the institutions holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of FFC: Q2 2021 compared with Q3 2021
MeasureQ2 2021Of which not filed for Q3 2021Q3 2021Change
Holders981106+9
Shares5.64M4606.31M+671.7K (+11.9%)
Value$127.9M$10.0K$140.5M+$12.6M (+9.9%)

1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (12)

Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to FFC in Q3 2021
InstitutionSharesValue% of portfolio
Golden Green, Inc.156,935$3.50M2.73%
Anfield Capital Management, LLC129,351$2.88M0.90%
Penserra Capital Management LLC110,960$2.47M0.05%
Elevated Capital Advisors, LLC96,914$2.16M0.75%
Virtu Financial LLC16,849$375.0K0.03%
Navis Wealth Advisors, LLC10,900$243.0K0.21%
Avantax Advisory Services, Inc.9,756$217.0K0.00%
Wealthcare Advisory Partners LLC9,326$208.0K0.01%
Huntington National Bank–$61.0K0.00%
Citigroup Inc1,806$40.0K0.00%
FNY Investment Advisers, LLC1,800$40.0K0.02%
Total Clarity Wealth Management, Inc.352$8.00K0.00%

Sold out (3)

Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of FFC in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
HighTower Advisors, LLC13,390$305.0K
Proequities, Inc.600$14.0K
Advisory Services Network, LLC100$2.00K

Not filed for Q3 2021 yet (1)

Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding FFC in Q2 2021 that haven't filed for Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
CWM, LLC460$10.0K