Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 119
- +8 vs. Q4 2025
- Shares held
- 10.7M
- +200.6K (+1.9%) vs. Q4 2025
- Total value
- $165.4M
- −$7.94M (−4.6%) vs. Q4 2025
- New holders
- 15
- 42 more added
- Sold out
- 7
- 36 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bard Associates Inc | 1,216,021 | $18.8M | 4.73% | −3,903−0.3% | Reduced |
| Wells Fargo & Company | 926,383 | $14.3M | 0.00% | −19,766−2.1% | Reduced |
| Sit Investment Associates Inc | 721,724 | $11.2M | 0.23% | +221,002+44.1% | Added |
| Invesco Ltd. | 678,373 | $10.5M | 0.00% | −29,128−4.1% | Reduced |
| Morgan Stanley | 674,494 | $10.4M | 0.00% | +110,798+19.7% | Added |
| Cohen & Steers, Inc. | 587,296 | $9.10M | 0.02% | +15,000+2.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 424,778 | $6.58M | 0.22% | +55,462+15.0% | Added |
| Bank of America Corp | 372,868 | $5.78M | 0.00% | −7,648−2.0% | Reduced |
| 1607 Capital Partners, LLC | 340,251 | $5.27M | 0.38% | 00.0% | Unchanged |
| Csenge Advisory Group | 333,238 | $5.16M | 0.24% | +12,928+4.0% | Added |
| LPL Financial LLC | 309,201 | $4.79M | 0.00% | +1,778+0.6% | Added |
| Stifel Financial Corp | 279,921 | $4.34M | 0.00% | +21,075+8.1% | Added |
| Raymond James Financial Inc | 236,683 | $3.67M | 0.00% | +14,174+6.4% | Added |
| Commonwealth Equity Services, LLC | 188,848 | $2.93M | 0.00% | −33,892−15.2% | Reduced |
| Ameriprise Financial Inc | 171,926 | $2.66M | 0.00% | −4,644−2.6% | Reduced |
| Fiera Capital Corp | 162,187 | $2.51M | 0.01% | −8,430−4.9% | Reduced |
| Baird Financial Group, Inc. | 161,777 | $2.51M | 0.00% | +2,625+1.6% | Added |
| Royal Bank of Canada | 150,410 | $2.33M | 0.00% | −7,775−4.9% | Reduced |
| Advisor Group Holdings, Inc. | 146,876 | $2.28M | 0.00% | +12,893+9.6% | Added |
| Gridiron Partners, LLC | 135,742 | $2.10M | 1.28% | −14,789−9.8% | Reduced |
| Cetera Investment Advisers | 121,151 | $1.88M | 0.00% | +284+0.2% | Added |
| Sowell Financial Services LLC | 116,232 | $1.80M | 0.07% | −4,925−4.1% | Reduced |
| Elevated Capital Advisors, LLC | 114,130 | $1.77M | 0.44% | −390−0.3% | Reduced |
| Logan Stone Capital, LLC | 108,421 | $1.68M | 0.47% | +108,421 | New |
| Envestnet Asset Management Inc | 95,703 | $1.48M | 0.00% | −413,042−81.2% | Reduced |
| UBS Group AG | 95,094 | $1.47M | 0.00% | +288+0.3% | Added |
| Guggenheim Capital LLC | 93,946 | $1.46M | 0.01% | +17,130+22.3% | Added |
| Colony Group, LLC | 86,772 | $1.34M | 0.00% | −1,685−1.9% | Reduced |
| Park Avenue Securities LLC | 80,982 | $1.25M | 0.01% | −649−0.8% | Reduced |
| Titleist Asset Management, LLC | 80,529 | $1.25M | 0.09% | +55,252+218.6% | Added |
| Smith Asset Management Co., LLC | 76,850 | $1.19M | 1.02% | +2,965+4.0% | Added |
| Mountain Capital Investment Advisors, Inc | 64,653 | $1.04M | 0.15% | +820+1.3% | Added |
| Atomi Financial Group, Inc. | 63,435 | $982.6K | 0.03% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 47,461 | $741.3K | 0.00% | −8,320−14.9% | Reduced |
| Wolverine Asset Management LLC | 46,312 | $717.4K | 0.01% | +46,312 | New |
| Wiley Bros.-Aintree Capital, LLC | 45,562 | $702.7K | 0.00% | +4,720+11.6% | Added |
| Atlantic Edge Private Wealth Management, LLC | 44,935 | $696.0K | 0.17% | +44,935 | New |
| Everstar Asset Management, LLC | 44,900 | $695.5K | 0.37% | −5,573−11.0% | Reduced |
| Noble Wealth Management PBC | 40,662 | $629.9K | 0.32% | +26,900+195.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 40,345 | $625.0K | 0.00% | −5,136−11.3% | Reduced |
| Smith, Moore & Co. | 39,289 | $608.6K | 0.04% | +11,050+39.1% | Added |
| Calamos Advisors LLC | 38,260 | $592.6K | 0.00% | +4,555+13.5% | Added |
| Western Wealth Management, LLC | 32,798 | $508.0K | 0.02% | −672−2.0% | Reduced |
| Beacon Pointe Advisors, LLC | 32,045 | $496.4K | 0.00% | −77,039−70.6% | Reduced |
| Ceera Investments, LLC | 30,245 | $468.5K | 0.21% | −1,995−6.2% | Reduced |
| Susquehanna International Group, LLP | 29,759 | $461.0K | 0.00% | +29,759 | New |
| Readystate Asset Management LP | 29,596 | $458.4K | 0.03% | +29,596 | New |
| Seamount Financial Group Inc | 29,396 | $455.3K | 0.21% | −943−3.1% | Reduced |
| Jacobi Capital Management LLC | 28,215 | $437.1K | 0.02% | +1,100+4.1% | Added |
| Janney Montgomery Scott LLC | 26,888 | $417.0K | 0.00% | +10,537+64.4% | Added |
| RMB Capital Management, LLC | 25,168 | $389.9K | 0.01% | 00.0% | Unchanged |
| Closed-End Fund Advisors, Inc. | 25,059 | $388.2K | 0.39% | +25,059 | New |
| Wedbush Securities Inc | 25,057 | $388.0K | 0.01% | +60.0% | Added |
| Whitener Capital Management, Inc. | 24,785 | $383.9K | 0.09% | +1,000+4.2% | Added |
| The PNC Financial Services Group, Inc. | 22,200 | $343.9K | 0.00% | −36,832−62.4% | Reduced |
| Pines Wealth Management, LLC | 20,473 | $317.1K | 0.10% | 00.0% | Unchanged |
| Spire Wealth Management | 20,182 | $312.6K | 0.01% | −94−0.5% | Reduced |
| Silver Oak Securities, Inc | 20,032 | $310.3K | 0.02% | +2,047+11.4% | Added |
| Sage Capital Advisors,llc | 19,927 | $308.7K | 0.07% | +874+4.6% | Added |
| GWM Advisors LLC | 19,436 | $301.1K | 0.00% | +89+0.5% | Added |
| National Bank of Canada | 18,400 | $283.7K | 0.00% | −4,300−18.9% | Reduced |
| Maridea Wealth Management LLC | 18,032 | $279.3K | 0.04% | +18,032 | New |
| International Assets Investment Management, LLC | 17,433 | $272.1K | 0.02% | +2,855+19.6% | Added |
| Integrated Capital Management, Inc. | 16,961 | $262.7K | 0.17% | −1,762−9.4% | Reduced |
| Lido Advisors, LLC | 16,895 | $261.7K | 0.00% | −20,000−54.2% | Reduced |
| Kestra Private Wealth Services, LLC | 16,152 | $250.2K | 0.00% | +224+1.4% | Added |
| First Heartland Consultants, Inc. | 15,990 | $247.7K | 0.02% | +232+1.5% | Added |
| Kestra Advisory Services, LLC | 15,953 | $247.1K | 0.00% | +8,002+100.6% | Added |
| Tiemann Investment Advisors, LLC | 15,388 | $238.4K | 0.09% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 15,350 | $237.8K | 0.01% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 14,457 | $232.0K | 0.02% | +50.0% | Added |
| Prairie Wealth Advisors, Inc. | 0 | $211.4K | 0.09% | 0 | Unchanged |
| Captrust Financial Advisors | 12,878 | $199.5K | 0.00% | +12,878 | New |
| Rockefeller Capital Management L.P. | 12,783 | $198.0K | 0.00% | +2,551+24.9% | Added |
| DF Dent & Co Inc | 12,298 | $190.5K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,120 | $187.7K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 11,773 | $182.4K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 11,762 | $182.2K | 0.00% | −1,456−11.0% | Reduced |
| Private Advisor Group, LLC | 11,700 | $181.2K | 0.00% | −1,000−7.9% | Reduced |
| Stratos Wealth Partners, LTD. | 11,138 | $172.5K | 0.00% | −9,124−45.0% | Reduced |
| Summit Trail Advisors, LLC | 11,089 | $171.8K | 0.00% | +378+3.5% | Added |
| XTX Topco Ltd | 10,983 | $170.1K | 0.00% | +10,983 | New |
| Federation des caisses Desjardins du Quebec | 10,119 | $156.7K | 0.00% | −16,108−61.4% | Reduced |
| Nomura Holdings Inc | 10,000 | $154.9K | 0.00% | +10,000 | New |
| US Bancorp | 8,456 | $131.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 7,591 | $117.6K | 0.00% | +7,591 | New |
| Advisory Services Network, LLC | 7,077 | $109.6K | 0.00% | +7,077 | New |
| Harbour Investments, Inc. | 6,125 | $94.9K | 0.00% | +2,125+53.1% | Added |
| Northwestern Mutual Wealth Management Co | 5,427 | $84.1K | 0.00% | +4,730+678.6% | Added |
| Steward Partners Investment Advisory, LLC | 5,305 | $82.2K | 0.00% | +4,118+346.9% | Added |
| Mather Group, LLC. | 4,684 | $72.6K | 0.00% | +4,684 | New |
| IFP Advisors, Inc | 3,500 | $54.2K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,045 | $47.2K | 0.00% | −500−14.1% | Reduced |
| Capital Analysts, LLC | 2,531 | $39.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,200 | $34.1K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $32.5K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 2,037 | $31.6K | 0.00% | −888−30.4% | Reduced |
| Sound Income Strategies, LLC | 1,784 | $27.8K | 0.00% | −999−35.9% | Reduced |
| Chilton Capital Management LLC | 1,550 | $24.0K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 1,341 | $20.8K | 0.00% | +25+1.9% | Added |