Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- −2 vs. Q3 2025
- Shares held
- 10.5M
- −466.1K (−4.3%) vs. Q3 2025
- Total value
- $173.6M
- −$5.87M (−3.3%) vs. Q3 2025
- New holders
- 14
- 39 more added
- Sold out
- 16
- 33 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bard Associates Inc | 1,219,924 | $20.1M | 5.17% | +365,085+42.7% | Added |
| Wells Fargo & Company | 946,149 | $15.6M | 0.00% | +10,561+1.1% | Added |
| Invesco Ltd. | 707,501 | $11.7M | 0.00% | −32,567−4.4% | Reduced |
| Cohen & Steers, Inc. | 572,296 | $9.45M | 0.02% | 00.0% | Unchanged |
| Morgan Stanley | 563,696 | $9.31M | 0.00% | −12,301−2.1% | Reduced |
| Envestnet Asset Management Inc | 508,745 | $8.40M | 0.00% | −11,232−2.2% | Reduced |
| Sit Investment Associates Inc | 500,722 | $8.27M | 0.16% | −87,196−14.8% | Reduced |
| Bank of America Corp | 380,516 | $6.28M | 0.00% | −20,589−5.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 369,316 | $6.10M | 0.21% | +30,032+8.9% | Added |
| 1607 Capital Partners, LLC | 340,251 | $5.62M | 0.38% | −35,099−9.4% | Reduced |
| Csenge Advisory Group | 320,310 | $5.29M | 0.24% | +2,593+0.8% | Added |
| LPL Financial LLC | 307,423 | $5.08M | 0.00% | +6,103+2.0% | Added |
| Stifel Financial Corp | 258,846 | $4.27M | 0.00% | +118,912+85.0% | Added |
| Commonwealth Equity Services, LLC | 222,740 | $3.68M | 0.00% | −24,355−9.9% | Reduced |
| Raymond James Financial Inc | 222,509 | $3.67M | 0.00% | −7,488−3.3% | Reduced |
| Ameriprise Financial Inc | 176,570 | $2.92M | 0.00% | −90,194−33.8% | Reduced |
| Fiera Capital Corp | 170,617 | $2.82M | 0.01% | +71,584+72.3% | Added |
| Baird Financial Group, Inc. | 159,152 | $2.63M | 0.00% | −1,824−1.1% | Reduced |
| Royal Bank of Canada | 158,185 | $2.61M | 0.00% | +290+0.2% | Added |
| Gridiron Partners, LLC | 150,531 | $2.49M | 1.42% | −336,339−69.1% | Reduced |
| Advisor Group Holdings, Inc. | 133,983 | $2.21M | 0.00% | +10,248+8.3% | Added |
| Sowell Financial Services LLC | 121,157 | $2.00M | 0.07% | −3,175−2.6% | Reduced |
| Cetera Investment Advisers | 120,867 | $2.00M | 0.00% | +1,376+1.2% | Added |
| Elevated Capital Advisors, LLC | 114,520 | $1.89M | 0.44% | −1,981−1.7% | Reduced |
| Beacon Pointe Advisors, LLC | 109,084 | $1.80M | 0.01% | +109,084 | New |
| UBS Group AG | 94,806 | $1.57M | 0.00% | +800+0.9% | Added |
| Colony Group, LLC | 88,457 | $1.46M | 0.00% | −2,900−3.2% | Reduced |
| Park Avenue Securities LLC | 81,631 | $1.35M | 0.01% | −2,240−2.7% | Reduced |
| Guggenheim Capital LLC | 76,816 | $1.27M | 0.01% | −443−0.6% | Reduced |
| Smith Asset Management Co., LLC | 73,885 | $1.22M | 1.01% | +908+1.2% | Added |
| Mountain Capital Investment Advisors, Inc | 63,833 | $1.06M | 0.17% | +441+0.7% | Added |
| Atomi Financial Group, Inc. | 63,435 | $1.05M | 0.03% | −840−1.3% | Reduced |
| The PNC Financial Services Group, Inc. | 59,032 | $974.6K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 55,781 | $921.5K | 0.00% | +3,700+7.1% | Added |
| Everstar Asset Management, LLC | 50,473 | $812.7K | 0.44% | +2,573+5.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 45,481 | $751.0K | 0.00% | +23,016+102.5% | Added |
| Wiley Bros.-Aintree Capital, LLC | 40,842 | $674.3K | 0.00% | +5,250+14.8% | Added |
| Lido Advisors, LLC | 36,895 | $623.2K | 0.00% | 00.0% | Unchanged |
| Calamos Advisors LLC | 33,705 | $556.5K | 0.00% | +8,199+32.1% | Added |
| Western Wealth Management, LLC | 33,470 | $552.6K | 0.03% | −1,494−4.3% | Reduced |
| Stolper Co | 33,250 | $549.0K | 0.16% | +930+2.9% | Added |
| Ceera Investments, LLC | 32,240 | $532.3K | 0.21% | +960+3.1% | Added |
| Seamount Financial Group Inc | 30,339 | $500.9K | 0.23% | +80.0% | Added |
| Smith, Moore & Co. | 28,239 | $466.2K | 0.04% | +3,950+16.3% | Added |
| Jacobi Capital Management LLC | 27,115 | $447.7K | 0.03% | −450−1.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 26,227 | $433.0K | 0.00% | −3,911−13.0% | Reduced |
| Titleist Asset Management, LLC | 25,277 | $417.3K | 0.03% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 25,168 | $415.5K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,051 | $414.0K | 0.01% | −1,693−6.3% | Reduced |
| Whitener Capital Management, Inc. | 23,785 | $392.7K | 0.09% | 00.0% | Unchanged |
| National Bank of Canada | 22,700 | $374.8K | 0.00% | +22,700 | New |
| Jane Street Group, LLC | 21,406 | $353.4K | 0.00% | +21,406 | New |
| Pines Wealth Management, LLC | 20,473 | $338.0K | 0.11% | −5,991−22.6% | Reduced |
| Spire Wealth Management | 20,276 | $334.8K | 0.01% | +395+2.0% | Added |
| Stratos Wealth Partners, LTD. | 20,262 | $334.5K | 0.00% | −3,034−13.0% | Reduced |
| GWM Advisors LLC | 19,347 | $319.4K | 0.00% | +3,092+19.0% | Added |
| Sage Capital Advisors,llc | 19,053 | $314.6K | 0.07% | +381+2.0% | Added |
| Integrated Capital Management, Inc. | 18,723 | $309.1K | 0.21% | −455−2.4% | Reduced |
| Silver Oak Securities, Inc | 17,985 | $298.4K | 0.02% | +3,897+27.7% | Added |
| Janney Montgomery Scott LLC | 16,351 | $270.0K | 0.00% | +1,356+9.0% | Added |
| Kestra Private Wealth Services, LLC | 15,928 | $263.0K | 0.00% | +177+1.1% | Added |
| First Heartland Consultants, Inc. | 15,758 | $260.2K | 0.02% | +306+2.0% | Added |
| Tiemann Investment Advisors, LLC | 15,388 | $254.1K | 0.10% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 15,350 | $253.4K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 14,578 | $240.7K | 0.02% | +11+0.1% | Added |
| M Holdings Securities, Inc. | 14,452 | $239.0K | 0.02% | +14,452 | New |
| Noble Wealth Management PBC | 13,762 | $227.2K | 0.11% | −30,500−68.9% | Reduced |
| Prairie Wealth Advisors, Inc. | 0 | $220.4K | 0.09% | −13,050−100.0% | Reduced |
| MML Investors Services, LLC | 13,218 | $218.2K | 0.00% | +529+4.2% | Added |
| Private Advisor Group, LLC | 12,700 | $209.7K | 0.00% | −484−3.7% | Reduced |
| DF Dent & Co Inc | 12,298 | $203.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,120 | $200.1K | 0.00% | −36,276−75.0% | Reduced |
| Cary Street Partners Financial LLC | 11,773 | $194.4K | 0.00% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 10,711 | $176.8K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10,232 | $168.9K | 0.00% | +164+1.6% | Added |
| US Bancorp | 8,456 | $139.6K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 7,951 | $131.3K | 0.00% | +7,951 | New |
| Comerica Bank | 7,536 | $124.4K | 0.00% | 00.0% | Unchanged |
| Financial Consulate, Inc | 6,146 | $101.5K | 0.01% | 00.0% | Unchanged |
| Maryland Capital Advisors Inc. | 5,600 | $92.5K | 0.03% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 4,040 | $66.7K | 0.02% | +4,040 | New |
| Harbour Investments, Inc. | 4,000 | $66.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,545 | $58.5K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,500 | $57.8K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 2,925 | $48.3K | 0.00% | −2,575−46.8% | Reduced |
| Sound Income Strategies, LLC | 2,783 | $46.0K | 0.00% | +1,060+61.5% | Added |
| Capital Analysts, LLC | 2,531 | $42.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,465 | $40.7K | 0.00% | −753−23.4% | Reduced |
| Jones Financial Companies LLLP | 2,432 | $40.2K | 0.00% | +2,432 | New |
| MAI Capital Management | 2,200 | $36.3K | 0.00% | −200−8.3% | Reduced |
| North Star Investment Management Corp. | 2,098 | $34.6K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 1,550 | $25.6K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,322 | $22.0K | 0.00% | +9+0.7% | Added |
| Keating Financial Advisory Services, Inc. | 1,316 | $21.7K | 0.00% | +1,316 | New |
| Private Trust Co NA | 1,300 | $21.5K | 0.00% | −800−38.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,187 | $19.6K | 0.00% | −5,418−82.0% | Reduced |
| Washington Trust Advisors, Inc. | 970 | $16.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 967 | $16.0K | 0.00% | +17+1.8% | Added |
| CoreCap Advisors, LLC | 800 | $13.2K | 0.00% | 00.0% | Unchanged |
| Kilter Group LLC | 792 | $13.1K | 0.01% | +14+1.8% | Added |