Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 114
- −3 vs. Q4 2024
- Shares held
- 9.70M
- −383.5K (−3.8%) vs. Q4 2024
- Total value
- $153.9M
- −$2.51M (−1.6%) vs. Q4 2024
- New holders
- 8
- 36 more added
- Sold out
- 11
- 37 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,027,275 | $16.4M | 0.00% | +154,759+17.7% | Added |
| Invesco Ltd. | 680,579 | $10.8M | 0.00% | −29,812−4.2% | Reduced |
| Morgan Stanley | 573,012 | $9.13M | 0.00% | −84,357−12.8% | Reduced |
| Cohen & Steers, Inc. | 572,296 | $9.12M | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 431,807 | $6.88M | 0.00% | +70,716+19.6% | Added |
| Bank of America Corp | 414,125 | $6.60M | 0.00% | +2,849+0.7% | Added |
| 1607 Capital Partners, LLC | 366,550 | $5.84M | 0.47% | +56,300+18.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 355,738 | $5.67M | 1.93% | −12,487−3.4% | Reduced |
| Csenge Advisory Group | 340,559 | $5.13M | 0.29% | +94,306+38.3% | Added |
| LPL Financial LLC | 305,114 | $4.86M | 0.00% | −18,400−5.7% | Reduced |
| Ameriprise Financial Inc | 286,058 | $4.56M | 0.00% | +10,241+3.7% | Added |
| Sit Investment Associates Inc | 274,282 | $4.37M | 0.10% | 00.0% | Unchanged |
| CNH Partners LLC | 223,778 | $3.55M | 0.09% | −117,393−34.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 218,569 | $3.48M | 0.15% | +34,355+18.6% | Added |
| Raymond James Financial Inc | 205,165 | $3.27M | 0.00% | +4,578+2.3% | Added |
| Stifel Financial Corp | 192,633 | $3.07M | 0.00% | +30,280+18.7% | Added |
| Commonwealth Equity Services, LLC | 187,604 | $2.99M | 0.00% | −2,572−1.4% | Reduced |
| Royal Bank of Canada | 163,821 | $2.61M | 0.00% | +7,121+4.5% | Added |
| Gridiron Partners, LLC | 147,931 | $2.36M | 1.51% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 144,283 | $2.30M | 0.00% | +4,104+2.9% | Added |
| UBS Group AG | 129,031 | $2.06M | 0.00% | +24,260+23.2% | Added |
| Advisor Group Holdings, Inc. | 127,727 | $2.03M | 0.00% | +15,259+13.6% | Added |
| Sowell Financial Services LLC | 127,485 | $2.03M | 0.09% | −468−0.4% | Reduced |
| Family Firm, Inc. | 126,075 | $2.01M | 0.45% | +1,921+1.5% | Added |
| Elevated Capital Advisors, LLC | 122,242 | $1.95M | 0.55% | −11,676−8.7% | Reduced |
| Cetera Investment Advisers | 117,333 | $1.87M | 0.00% | −1,618−1.4% | Reduced |
| Smith Asset Management Co., LLC | 107,539 | $1.50M | 1.41% | +1,458+1.4% | Added |
| Colony Group, LLC | 91,632 | $1.46M | 0.00% | +1,950+2.2% | Added |
| Park Avenue Securities LLC | 87,962 | $1.40M | 0.02% | −2,062−2.3% | Reduced |
| Guggenheim Capital LLC | 74,758 | $1.19M | 0.01% | +11,331+17.9% | Added |
| Noble Wealth Management PBC | 70,150 | $1.12M | 0.76% | −700−1.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 66,876 | $1.07M | 0.01% | −21,331−24.2% | Reduced |
| Atomi Financial Group, Inc. | 66,025 | $1.05M | 0.05% | 00.0% | Unchanged |
| Bard Associates Inc | 63,843 | $1.02M | 0.38% | 00.0% | Unchanged |
| Mountain Capital Investment Advisors, Inc | 62,958 | $953.8K | 0.20% | −26,181−29.4% | Reduced |
| Thrivent Financial for Lutherans | 58,204 | $927.0K | 0.00% | +3,560+6.5% | Added |
| The PNC Financial Services Group, Inc. | 55,882 | $890.2K | 0.00% | 00.0% | Unchanged |
| Everstar Asset Management, LLC | 52,700 | $839.5K | 0.56% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 51,415 | $819.0K | 0.00% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 51,130 | $814.5K | 0.01% | −89−0.2% | Reduced |
| Lido Advisors, LLC | 46,895 | $747.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 39,376 | $627.0K | 0.00% | −17,645−30.9% | Reduced |
| Consolidated Portfolio Review Corp | 39,168 | $624.0K | 0.10% | −1,811−4.4% | Reduced |
| Western Wealth Management, LLC | 38,856 | $619.0K | 0.04% | −634−1.6% | Reduced |
| Seamount Financial Group Inc | 33,700 | $536.8K | 0.37% | −200−0.6% | Reduced |
| Wedbush Securities Inc | 26,647 | $424.0K | 0.02% | −794−2.9% | Reduced |
| Titleist Asset Management, LLC | 25,277 | $402.7K | 0.05% | +1,810+7.7% | Added |
| Jacobi Capital Management LLC | 24,460 | $389.6K | 0.03% | +1,200+5.2% | Added |
| Matisse Capital | 23,907 | $380.8K | 0.20% | 00.0% | Unchanged |
| Calamos Advisors LLC | 22,773 | $362.8K | 0.00% | −911−3.8% | Reduced |
| Whitener Capital Management, Inc. | 21,840 | $347.9K | 0.10% | −3,340−13.3% | Reduced |
| Rivernorth Capital Management, LLC | 21,615 | $344.3K | 0.02% | −49,327−69.5% | Reduced |
| Susquehanna International Group, LLP | 21,324 | $339.7K | 0.00% | −18,527−46.5% | Reduced |
| Sage Capital Advisors,llc | 21,171 | $337.3K | 0.09% | −2,130−9.1% | Reduced |
| Spire Wealth Management | 20,033 | $319.1K | 0.01% | +496+2.5% | Added |
| Smith, Moore & Co. | 19,439 | $309.7K | 0.03% | +2,375+13.9% | Added |
| Integrated Capital Management, Inc. | 18,221 | $290.3K | 0.23% | +118+0.7% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $288.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 17,631 | $281.0K | 0.00% | +1,790+11.3% | Added |
| Atria Wealth Solutions, Inc. | 17,208 | $274.1K | 0.00% | −2,075−10.8% | Reduced |
| GWM Advisors LLC | 17,095 | $272.3K | 0.00% | −324−1.9% | Reduced |
| HighTower Advisors, LLC | 16,562 | $263.8K | 0.00% | −55,692−77.1% | Reduced |
| Pines Wealth Management, LLC | 17,884 | $262.4K | 0.12% | +3,871+27.6% | Added |
| Kestra Private Wealth Services, LLC | 16,293 | $259.5K | 0.00% | +334+2.1% | Added |
| Private Advisor Group, LLC | 15,798 | $251.7K | 0.00% | −605−3.7% | Reduced |
| MML Investors Services, LLC | 15,464 | $246.0K | 0.00% | +15,464 | New |
| Tiemann Investment Advisors, LLC | 15,388 | $245.1K | 0.11% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 15,113 | $240.8K | 0.10% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 14,685 | $236.2K | 0.00% | −946−6.1% | Reduced |
| International Assets Investment Management, LLC | 14,349 | $228.6K | 0.02% | +13+0.1% | Added |
| FMR LLC | 13,465 | $214.5K | 0.00% | +13,465 | New |
| Prairie Wealth Advisors, Inc. | 12,800 | $203.9K | 0.10% | +100+0.8% | Added |
| Evergreen Capital Management LLC | 12,550 | $199.9K | 0.01% | 00.0% | Unchanged |
| DF Dent & Co Inc | 12,298 | $195.9K | 0.00% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 12,275 | $195.5K | 0.00% | −4,200−25.5% | Reduced |
| Millennium Management LLC | 11,912 | $189.8K | 0.00% | −27,284−69.6% | Reduced |
| Cary Street Partners Financial LLC | 11,773 | $187.5K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 11,694 | $186.3K | 0.00% | +49+0.4% | Added |
| Cerity Partners LLC | 11,262 | $179.4K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 9,573 | $152.5K | 0.03% | +9,573 | New |
| US Bancorp | 9,401 | $149.8K | 0.00% | −7,055−42.9% | Reduced |
| Comerica Bank | 8,615 | $137.2K | 0.00% | +3,548+70.0% | Added |
| GPS Wealth Strategies Group, LLC | 5,350 | $85.2K | 0.01% | +186+3.6% | Added |
| Parallel Advisors, LLC | 5,160 | $82.2K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,000 | $79.7K | 0.06% | −150−2.9% | Reduced |
| Mather Group, LLC. | 4,617 | $73.6K | 0.00% | +928+25.2% | Added |
| Allworth Financial LP | 4,218 | $63.9K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $63.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,810 | $60.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,500 | $55.8K | 0.00% | 00.0% | Unchanged |
| Chelsea Counsel Co | 3,110 | $49.5K | 0.03% | −15−0.5% | Reduced |
| Sound Income Strategies, LLC | 2,935 | $46.8K | 0.00% | +100+3.5% | Added |
| CoreCap Advisors, LLC | 2,800 | $44.6K | 0.00% | +500+21.7% | Added |
| Capital Analysts, LLC | 2,531 | $40.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,400 | $38.2K | 0.00% | −47−1.9% | Reduced |
| Private Trust Co NA | 2,100 | $33.5K | 0.00% | −8,345−79.9% | Reduced |
| North Star Investment Management Corp. | 2,098 | $33.4K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,558 | $25.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 1,550 | $24.7K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,110 | $17.7K | 0.00% | 00.0% | Unchanged |