Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- +13 vs. Q3 2023
- Shares held
- 9.07M
- +1.46M (+19.1%) vs. Q3 2023
- Total value
- $126.1M
- +$27.4M (+27.7%) vs. Q3 2023
- New holders
- 19
- 53 more added
- Sold out
- 6
- 30 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mangrove Partners | 648,858 | $9.02M | 0.78% | +139,858+27.5% | Added |
| Invesco Ltd. | 633,549 | $8.81M | 0.00% | +12,099+1.9% | Added |
| Morgan Stanley | 593,484 | $8.25M | 0.00% | +97,014+19.5% | Added |
| Bank of America Corp | 459,575 | $6.39M | 0.00% | −5,294−1.1% | Reduced |
| CNH Partners LLC | 404,567 | $5.62M | 0.23% | +135,776+50.5% | Added |
| Rpo LLC | 325,548 | $4.53M | 7.14% | +3,500+1.1% | Added |
| Cohen & Steers, Inc. | 324,190 | $4.51M | 0.01% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 277,568 | $3.86M | 0.07% | +19,212+7.4% | Added |
| Commonwealth Equity Services, LLC | 270,374 | $3.76M | 0.01% | −32,566−10.7% | Reduced |
| Royal Bank of Canada | 258,438 | $3.59M | 0.00% | −29,823−10.3% | Reduced |
| Ameriprise Financial Inc | 257,364 | $3.58M | 0.00% | +73,794+40.2% | Added |
| Csenge Advisory Group | 238,177 | $3.31M | 0.21% | +15,670+7.0% | Added |
| LPL Financial LLC | 232,437 | $3.23M | 0.00% | −12,180−5.0% | Reduced |
| We Are One Seven, LLC | 206,261 | $2.87M | 0.17% | +184,394+843.3% | Added |
| Consolidated Portfolio Review Corp | 179,185 | $2.49M | 0.57% | +11,363+6.8% | Added |
| Advisor Group Holdings, Inc. | 158,150 | $2.20M | 0.00% | −33,072−17.3% | Reduced |
| Wells Fargo & Company | 157,206 | $2.19M | 0.00% | +44,642+39.7% | Added |
| Landscape Capital Management, L.L.C. | 155,396 | $2.16M | 0.19% | +155,396 | New |
| Boothbay Fund Management, LLC | 155,197 | $2.16M | 0.08% | +4,375+2.9% | Added |
| Raymond James & Associates | 145,754 | $2.03M | 0.00% | +124,706+592.5% | Added |
| Gridiron Partners, LLC | 145,524 | $2.02M | 1.43% | +145,524 | New |
| Family Firm, Inc. | 134,264 | $1.87M | 0.48% | −1,680−1.2% | Reduced |
| Elevated Capital Advisors, LLC | 130,686 | $1.82M | 0.57% | +1,795+1.4% | Added |
| Cetera Advisor Networks LLC | 125,923 | $1.75M | 0.01% | −9,865−7.3% | Reduced |
| Sowell Financial Services LLC | 125,129 | $1.74M | 0.09% | +7,573+6.4% | Added |
| UBS Group AG | 111,777 | $1.55M | 0.00% | −4,615−4.0% | Reduced |
| Envestnet Asset Management Inc | 111,692 | $1.55M | 0.00% | +12,221+12.3% | Added |
| Rockefeller Capital Management L.P. | 104,520 | $1.45M | 0.00% | +88,621+557.4% | Added |
| Truist Financial Corp | 102,204 | $1.42M | 0.00% | +7,404+7.8% | Added |
| Connectus Wealth, LLC | 101,740 | $1.41M | 0.03% | +101,740 | New |
| Park Avenue Securities LLC | 94,333 | $1.31M | 0.02% | +12,980+16.0% | Added |
| Federation des caisses Desjardins du Quebec | 83,761 | $1.16M | 0.01% | +5,154+6.6% | Added |
| Western Wealth Management, LLC | 77,362 | $1.08M | 0.08% | −22,210−22.3% | Reduced |
| Almitas Capital LLC | 74,631 | $1.04M | 0.36% | +74,631 | New |
| Mountain Capital Investment Advisors, Inc | 63,859 | $894.0K | 0.30% | +233+0.4% | Added |
| HighTower Advisors, LLC | 63,253 | $879.0K | 0.00% | +29,501+87.4% | Added |
| Bard Associates Inc | 56,920 | $791.2K | 0.30% | −800−1.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 50,309 | $699.3K | 0.04% | +18,171+56.5% | Added |
| Lido Advisors, LLC | 47,495 | $660.2K | 0.01% | +17,495+58.3% | Added |
| Susquehanna International Group, LLP | 45,889 | $637.9K | 0.00% | +17,358+60.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 43,655 | $606.8K | 0.00% | +3,819+9.6% | Added |
| Seamount Financial Group Inc | 43,239 | $601.0K | 0.58% | +43,239 | New |
| Baird Financial Group, Inc. | 42,225 | $586.9K | 0.00% | +11,829+38.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,585 | $578.0K | 0.00% | +3,896+10.3% | Added |
| Flow State Investments, L.P. | 40,646 | $565.0K | 0.19% | +24,566+152.8% | Added |
| Thrivent Financial for Lutherans | 40,029 | $556.0K | 0.00% | −5,260−11.6% | Reduced |
| Advisory Services Network, LLC | 34,077 | $473.7K | 0.01% | +22,950+206.3% | Added |
| Millennium Management LLC | 32,686 | $454.3K | 0.00% | +331+1.0% | Added |
| Eschler Asset Management LLP | 30,227 | $423.2K | 0.34% | +9,327+44.6% | Added |
| 1607 Capital Partners, LLC | 29,700 | $412.8K | 0.03% | +5,000+20.2% | Added |
| Wedbush Securities Inc | 28,786 | $400.0K | 0.02% | +510+1.8% | Added |
| Atomi Financial Group, Inc. | 28,650 | $398.2K | 0.06% | −13,227−31.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 26,435 | $367.4K | 0.00% | −3,108−10.5% | Reduced |
| Logan Stone Capital, LLC | 26,079 | $362.5K | 0.07% | +14,983+135.0% | Added |
| Atria Wealth Solutions, Inc. | 25,527 | $354.9K | 0.00% | −7,486−22.7% | Reduced |
| Chelsea Counsel Co | 25,200 | $350.3K | 0.19% | −42,000−62.5% | Reduced |
| Wolverine Asset Management LLC | 24,649 | $342.6K | 0.01% | −72,090−74.5% | Reduced |
| Titleist Asset Management, LLC | 23,467 | $326.2K | 0.06% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 23,000 | $319.7K | 0.09% | +23,000 | New |
| The PNC Financial Services Group, Inc. | 22,200 | $308.6K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 21,615 | $300.4K | 0.00% | +7,275+50.7% | Added |
| Sage Capital Advisors,llc | 21,564 | $299.7K | 0.10% | −2,034−8.6% | Reduced |
| Spire Wealth Management | 20,947 | $297.0K | 0.01% | +445+2.2% | Added |
| Virtu Financial LLC | 21,360 | $297.0K | 0.02% | +21,360 | New |
| Stifel Financial Corp | 20,855 | $289.9K | 0.00% | +6,592+46.2% | Added |
| Guggenheim Capital LLC | 19,450 | $270.4K | 0.00% | +19,450 | New |
| Alpha Cubed Investments, LLC | 18,076 | $251.3K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,620 | $244.9K | 0.00% | +520+3.0% | Added |
| Whitener Capital Management, Inc. | 17,480 | $243.0K | 0.09% | +6,240+55.5% | Added |
| Wealthcare Advisory Partners LLC | 16,533 | $229.8K | 0.01% | +403+2.5% | Added |
| Kestra Private Wealth Services, LLC | 15,906 | $221.1K | 0.01% | +282+1.8% | Added |
| Elequin Capital LP | 15,546 | $216.1K | 0.07% | +13,529+670.7% | Added |
| Kestra Advisory Services, LLC | 15,143 | $210.5K | 0.00% | −2,699−15.1% | Reduced |
| GWM Advisors LLC | 14,616 | $208.4K | 0.00% | +14,616 | New |
| Tiemann Investment Advisors, LLC | 14,629 | $203.3K | 0.10% | −7,625−34.3% | Reduced |
| International Assets Investment Management, LLC | 14,264 | $198.3K | 0.03% | −6,184−30.2% | Reduced |
| US Bancorp | 13,906 | $193.3K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 13,648 | $189.7K | 0.16% | −341−2.4% | Reduced |
| DF Dent & Co Inc | 13,613 | $189.2K | 0.00% | −1,050−7.2% | Reduced |
| Nomura Holdings Inc | 13,460 | $187.1K | 0.00% | +13,460 | New |
| Jacobi Capital Management LLC | 12,095 | $168.1K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 11,783 | $164.0K | 0.00% | +680+6.1% | Added |
| Cary Street Partner Investment Advisory LLC | 11,773 | $163.6K | 0.01% | +1,000+9.3% | Added |
| Evergreen Capital Management LLC | 11,550 | $160.5K | 0.01% | +750+6.9% | Added |
| Cerity Partners LLC | 11,220 | $156.0K | 0.00% | −31,082−73.5% | Reduced |
| Mercer Global Advisors Inc | 10,817 | $150.0K | 0.00% | +354+3.4% | Added |
| CTC Alternative Strategies, Ltd. | 10,704 | $148.8K | 0.31% | +10,704 | New |
| Gilliland Jeter Wealth Management LLC | 10,523 | $146.3K | 0.06% | +10,523 | New |
| SFI Advisors, LLC | 10,507 | $146.0K | 0.12% | −569−5.1% | Reduced |
| Avantax Advisory Services, Inc. | 10,114 | $140.6K | 0.00% | +10,114 | New |
| Capital Analysts, LLC | 8,834 | $123.0K | 0.01% | +8,834 | New |
| Private Trust Co NA | 7,100 | $98.7K | 0.01% | −850−10.7% | Reduced |
| Parallel Advisors, LLC | 5,160 | $71.7K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $69.5K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,635 | $64.4K | 0.00% | −800−14.7% | Reduced |
| Harbour Investments, Inc. | 4,158 | $57.8K | 0.00% | +4,000+2,531.6% | Added |
| Comerica Bank | 3,707 | $51.5K | 0.00% | +366+11.0% | Added |
| Allworth Financial LP | 2,718 | $37.8K | 0.00% | −109−3.9% | Reduced |
| Truvestments Capital LLC | 2,500 | $34.8K | 0.02% | +2,500 | New |
| North Star Investment Management Corp. | 2,098 | $29.2K | 0.00% | 00.0% | Unchanged |