Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- +13 vs. Q3 2023
- Shares held
- 9.07M
- +1.46M (+19.1%) vs. Q3 2023
- Total value
- $126.1M
- +$27.4M (+27.7%) vs. Q3 2023
- New holders
- 19
- 53 more added
- Sold out
- 6
- 30 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Householder Group Estate & Retirement Specialist, LLC | 59 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $14 | 0.00% | −3,002−100.0% | Reduced |
| Able Wealth Management LLC | 11 | $150 | 0.00% | +11 | New |
| FinTrust Capital Advisors, LLC | 61 | $848 | 0.00% | +61 | New |
| City Holding Co | 100 | $1.39K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.59K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 237 | $3.29K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 315 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $4.87K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 359 | $4.99K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 457 | $6.36K | 0.00% | +8+1.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 710 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 743 | $10.3K | 0.00% | +725+4,027.8% | Added |
| SOA Wealth Advisors, LLC. | 837 | $11.6K | 0.00% | −338−28.8% | Reduced |
| LM Advisors LLC | 900 | $12.5K | 0.00% | +900 | New |
| Bessemer Group Inc | 1,067 | $15.0K | 0.00% | +1,067 | New |
| Hollencrest Capital Management | 1,110 | $15.4K | 0.00% | −1,485−57.2% | Reduced |
| Bank of New Hampshire | 1,250 | $17.4K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,424 | $20.0K | 0.01% | +11+0.8% | Added |
| CWM, LLC | 1,626 | $23.0K | 0.00% | +1,376+550.4% | Added |
| North Star Investment Management Corp. | 2,098 | $29.2K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 2,500 | $34.8K | 0.02% | +2,500 | New |
| Allworth Financial LP | 2,718 | $37.8K | 0.00% | −109−3.9% | Reduced |
| Comerica Bank | 3,707 | $51.5K | 0.00% | +366+11.0% | Added |
| Harbour Investments, Inc. | 4,158 | $57.8K | 0.00% | +4,000+2,531.6% | Added |
| Geneos Wealth Management Inc. | 4,635 | $64.4K | 0.00% | −800−14.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 5,000 | $69.5K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $71.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,100 | $98.7K | 0.01% | −850−10.7% | Reduced |
| Capital Analysts, LLC | 8,834 | $123.0K | 0.01% | +8,834 | New |
| Avantax Advisory Services, Inc. | 10,114 | $140.6K | 0.00% | +10,114 | New |
| SFI Advisors, LLC | 10,507 | $146.0K | 0.12% | −569−5.1% | Reduced |
| Gilliland Jeter Wealth Management LLC | 10,523 | $146.3K | 0.06% | +10,523 | New |
| CTC Alternative Strategies, Ltd. | 10,704 | $148.8K | 0.31% | +10,704 | New |
| Mercer Global Advisors Inc | 10,817 | $150.0K | 0.00% | +354+3.4% | Added |
| Cerity Partners LLC | 11,220 | $156.0K | 0.00% | −31,082−73.5% | Reduced |
| Evergreen Capital Management LLC | 11,550 | $160.5K | 0.01% | +750+6.9% | Added |
| Cary Street Partner Investment Advisory LLC | 11,773 | $163.6K | 0.01% | +1,000+9.3% | Added |
| MML Investors Services, LLC | 11,783 | $164.0K | 0.00% | +680+6.1% | Added |
| Jacobi Capital Management LLC | 12,095 | $168.1K | 0.02% | 00.0% | Unchanged |
| Nomura Holdings Inc | 13,460 | $187.1K | 0.00% | +13,460 | New |
| DF Dent & Co Inc | 13,613 | $189.2K | 0.00% | −1,050−7.2% | Reduced |
| Integrated Capital Management, Inc. | 13,648 | $189.7K | 0.16% | −341−2.4% | Reduced |
| US Bancorp | 13,906 | $193.3K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 14,264 | $198.3K | 0.03% | −6,184−30.2% | Reduced |
| Tiemann Investment Advisors, LLC | 14,629 | $203.3K | 0.10% | −7,625−34.3% | Reduced |
| GWM Advisors LLC | 14,616 | $208.4K | 0.00% | +14,616 | New |
| Kestra Advisory Services, LLC | 15,143 | $210.5K | 0.00% | −2,699−15.1% | Reduced |
| Elequin Capital LP | 15,546 | $216.1K | 0.07% | +13,529+670.7% | Added |
| Kestra Private Wealth Services, LLC | 15,906 | $221.1K | 0.01% | +282+1.8% | Added |
| Wealthcare Advisory Partners LLC | 16,533 | $229.8K | 0.01% | +403+2.5% | Added |
| Whitener Capital Management, Inc. | 17,480 | $243.0K | 0.09% | +6,240+55.5% | Added |
| Private Advisor Group, LLC | 17,620 | $244.9K | 0.00% | +520+3.0% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $251.3K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 19,450 | $270.4K | 0.00% | +19,450 | New |
| Stifel Financial Corp | 20,855 | $289.9K | 0.00% | +6,592+46.2% | Added |
| Virtu Financial LLC | 21,360 | $297.0K | 0.02% | +21,360 | New |
| Spire Wealth Management | 20,947 | $297.0K | 0.01% | +445+2.2% | Added |
| Sage Capital Advisors,llc | 21,564 | $299.7K | 0.10% | −2,034−8.6% | Reduced |
| Creative Planning | 21,615 | $300.4K | 0.00% | +7,275+50.7% | Added |
| The PNC Financial Services Group, Inc. | 22,200 | $308.6K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 23,000 | $319.7K | 0.09% | +23,000 | New |
| Titleist Asset Management, LLC | 23,467 | $326.2K | 0.06% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 24,649 | $342.6K | 0.01% | −72,090−74.5% | Reduced |
| Chelsea Counsel Co | 25,200 | $350.3K | 0.19% | −42,000−62.5% | Reduced |
| Atria Wealth Solutions, Inc. | 25,527 | $354.9K | 0.00% | −7,486−22.7% | Reduced |
| Logan Stone Capital, LLC | 26,079 | $362.5K | 0.07% | +14,983+135.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 26,435 | $367.4K | 0.00% | −3,108−10.5% | Reduced |
| Atomi Financial Group, Inc. | 28,650 | $398.2K | 0.06% | −13,227−31.6% | Reduced |
| Wedbush Securities Inc | 28,786 | $400.0K | 0.02% | +510+1.8% | Added |
| 1607 Capital Partners, LLC | 29,700 | $412.8K | 0.03% | +5,000+20.2% | Added |
| Eschler Asset Management LLP | 30,227 | $423.2K | 0.34% | +9,327+44.6% | Added |
| Millennium Management LLC | 32,686 | $454.3K | 0.00% | +331+1.0% | Added |
| Advisory Services Network, LLC | 34,077 | $473.7K | 0.01% | +22,950+206.3% | Added |
| Thrivent Financial for Lutherans | 40,029 | $556.0K | 0.00% | −5,260−11.6% | Reduced |
| Flow State Investments, L.P. | 40,646 | $565.0K | 0.19% | +24,566+152.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,585 | $578.0K | 0.00% | +3,896+10.3% | Added |
| Baird Financial Group, Inc. | 42,225 | $586.9K | 0.00% | +11,829+38.9% | Added |
| Seamount Financial Group Inc | 43,239 | $601.0K | 0.58% | +43,239 | New |
| Wealth Enhancement Advisory Services, LLC | 43,655 | $606.8K | 0.00% | +3,819+9.6% | Added |
| Susquehanna International Group, LLP | 45,889 | $637.9K | 0.00% | +17,358+60.8% | Added |
| Lido Advisors, LLC | 47,495 | $660.2K | 0.01% | +17,495+58.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 50,309 | $699.3K | 0.04% | +18,171+56.5% | Added |
| Bard Associates Inc | 56,920 | $791.2K | 0.30% | −800−1.4% | Reduced |
| HighTower Advisors, LLC | 63,253 | $879.0K | 0.00% | +29,501+87.4% | Added |
| Mountain Capital Investment Advisors, Inc | 63,859 | $894.0K | 0.30% | +233+0.4% | Added |
| Almitas Capital LLC | 74,631 | $1.04M | 0.36% | +74,631 | New |
| Western Wealth Management, LLC | 77,362 | $1.08M | 0.08% | −22,210−22.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 83,761 | $1.16M | 0.01% | +5,154+6.6% | Added |
| Park Avenue Securities LLC | 94,333 | $1.31M | 0.02% | +12,980+16.0% | Added |
| Connectus Wealth, LLC | 101,740 | $1.41M | 0.03% | +101,740 | New |
| Truist Financial Corp | 102,204 | $1.42M | 0.00% | +7,404+7.8% | Added |
| Rockefeller Capital Management L.P. | 104,520 | $1.45M | 0.00% | +88,621+557.4% | Added |
| Envestnet Asset Management Inc | 111,692 | $1.55M | 0.00% | +12,221+12.3% | Added |
| UBS Group AG | 111,777 | $1.55M | 0.00% | −4,615−4.0% | Reduced |
| Sowell Financial Services LLC | 125,129 | $1.74M | 0.09% | +7,573+6.4% | Added |
| Cetera Advisor Networks LLC | 125,923 | $1.75M | 0.01% | −9,865−7.3% | Reduced |
| Elevated Capital Advisors, LLC | 130,686 | $1.82M | 0.57% | +1,795+1.4% | Added |
| Family Firm, Inc. | 134,264 | $1.87M | 0.48% | −1,680−1.2% | Reduced |
| Gridiron Partners, LLC | 145,524 | $2.02M | 1.43% | +145,524 | New |