Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
Q4 2023 vs. Q3 2023
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 108 | 1 | 120 | +13 |
| Shares | 7.63M | 16.9K | 9.07M | +1.46M (+19.1%) |
| Value | $99.0M | $219.1K | $126.1M | +$27.4M (+27.7%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (19)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Landscape Capital Management, L.L.C. | 155,396 | $2.16M | 0.19% |
| Gridiron Partners, LLC | 145,524 | $2.02M | 1.43% |
| Connectus Wealth, LLC | 101,740 | $1.41M | 0.03% |
| Almitas Capital LLC | 74,631 | $1.04M | 0.36% |
| Seamount Financial Group Inc | 43,239 | $601.0K | 0.58% |
| Alpine Global Management, LLC | 23,000 | $319.7K | 0.09% |
| Virtu Financial LLC | 21,360 | $297.0K | 0.02% |
| Guggenheim Capital LLC | 19,450 | $270.4K | 0.00% |
| GWM Advisors LLC | 14,616 | $208.4K | 0.00% |
| Nomura Holdings Inc | 13,460 | $187.1K | 0.00% |
| CTC Alternative Strategies, Ltd. | 10,704 | $148.8K | 0.31% |
| Gilliland Jeter Wealth Management LLC | 10,523 | $146.3K | 0.06% |
| Avantax Advisory Services, Inc. | 10,114 | $140.6K | 0.00% |
| Capital Analysts, LLC | 8,834 | $123.0K | 0.01% |
| Truvestments Capital LLC | 2,500 | $34.8K | 0.02% |
| Bessemer Group Inc | 1,067 | $15.0K | 0.00% |
| LM Advisors LLC | 900 | $12.5K | 0.00% |
| FinTrust Capital Advisors, LLC | 61 | $848 | 0.00% |
| Able Wealth Management LLC | 11 | $150 | 0.00% |
Sold out (6)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Arlington Capital Management, Inc. | 35,387 | $459.0K |
| Ceera Investments, LLC | 13,080 | $169.6K |
| Fortune Financial Advisors, LLC | 10,024 | $130.0K |
| LexAurum Advisors, LLC | 10,000 | $129.7K |
| Fifth Third Bancorp | 3,957 | $51.3K |
| Princeton Global Asset Management LLC | 850 | $11.0K |
Not filed for Q4 2023 yet (1)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Claybrook Capital, LLC | 16,895 | $219.1K |