Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.9M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +2 vs. Q1 2022
- Shares held
- 5.81M
- −425.8K (−6.8%) vs. Q1 2022
- Total value
- $97.5M
- −$25.2M (−20.6%) vs. Q1 2022
- New holders
- 14
- 23 more added
- Sold out
- 12
- 33 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.9M |
| Q1 2026 | 119 | $169.7M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 116 | $179.6M |
| Q2 2025 | 112 | $166.8M |
| Q1 2025 | 114 | $154.0M |
| Q4 2024 | 118 | $157.9M |
| Q3 2024 | 110 | $164.2M |
| Q2 2024 | 108 | $136.3M |
| Q1 2024 | 115 | $156.9M |
| Q4 2023 | 120 | $134.7M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 661,768 | $11.1M | 0.00% | −120,515−15.4% | Reduced |
| Royal Bank of Canada | 507,046 | $8.50M | 0.00% | −288,397−36.3% | Reduced |
| Bank of America Corp | 372,939 | $6.25M | 0.00% | +16,658+4.7% | Added |
| Covington Capital Management | 356,051 | $5.97M | 0.24% | −7,445−2.0% | Reduced |
| Invesco Ltd. | 337,698 | $5.66M | 0.00% | −46,187−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 309,772 | $5.19M | 0.01% | +7,226+2.4% | Added |
| Cetera Advisor Networks LLC | 267,310 | $4.48M | 0.06% | +46,018+20.8% | Added |
| Ameriprise Financial Inc | 257,514 | $4.32M | 0.00% | −23,236−8.3% | Reduced |
| LPL Financial LLC | 213,557 | $3.58M | 0.00% | −35,313−14.2% | Reduced |
| Golden Green, Inc. | 212,304 | $3.56M | 3.75% | −101,480−32.3% | Reduced |
| Csenge Advisory Group | 158,212 | $2.65M | 0.22% | +30,590+24.0% | Added |
| Penserra Capital Management LLC | 146,208 | $2.45M | 0.07% | −2,441−1.6% | Reduced |
| Cohen & Steers, Inc. | 138,950 | $2.33M | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 136,958 | $2.30M | 0.01% | −3,933−2.8% | Reduced |
| Wells Fargo & Company | 131,857 | $2.21M | 0.00% | −16,862−11.3% | Reduced |
| Sowell Financial Services LLC | 116,942 | $1.96M | 0.18% | +116,942 | New |
| Truist Financial Corp | 103,165 | $1.73M | 0.00% | −11,211−9.8% | Reduced |
| Family Firm, Inc. | 90,328 | $1.51M | 0.45% | +7,108+8.5% | Added |
| UBS Group AG | 90,179 | $1.51M | 0.00% | +22,173+32.6% | Added |
| Raymond James & Associates | 62,637 | $1.05M | 0.00% | −9,176−12.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 62,289 | $1.04M | 0.01% | −1,190−1.9% | Reduced |
| Bard Associates Inc | 54,358 | $912.0K | 0.39% | +6,400+13.3% | Added |
| Mercer Global Advisors Inc | 53,610 | $899.0K | 0.01% | −5,857−9.8% | Reduced |
| Sound Income Strategies, LLC | 44,877 | $753.0K | 0.10% | −474−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,218 | $725.0K | 0.00% | +1,323+3.2% | Added |
| Thrivent Financial for Lutherans | 40,801 | $695.0K | 0.00% | −531−1.3% | Reduced |
| Cresset Asset Management, LLC | 39,780 | $667.0K | 0.01% | +39,780 | New |
| Raymond James Financial Services Advisors, Inc. | 39,385 | $660.0K | 0.00% | −4,163−9.6% | Reduced |
| Tiemann Investment Advisors, LLC | 38,815 | $651.0K | 0.35% | −4,683−10.8% | Reduced |
| Titus Wealth Management | 32,300 | $542.0K | 0.27% | −1,500−4.4% | Reduced |
| Envestnet Asset Management Inc | 31,491 | $528.0K | 0.00% | +9,036+40.2% | Added |
| Titleist Asset Management, Ltd. | 28,780 | $483.0K | 0.12% | +5,136+21.7% | Added |
| Wedbush Securities Inc | 28,138 | $472.0K | 0.03% | +1,405+5.3% | Added |
| EPG Wealth Management LLC | 27,638 | $463.0K | 0.20% | −1,039−3.6% | Reduced |
| Baird Financial Group, Inc. | 24,935 | $418.0K | 0.00% | +406+1.7% | Added |
| Kestra Advisory Services, LLC | 24,313 | $408.0K | 0.00% | +11,995+97.4% | Added |
| HighTower Advisors, LLC | 24,187 | $406.0K | 0.00% | +12,455+106.2% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $385.0K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 22,421 | $376.0K | 0.00% | −12,742−36.2% | Reduced |
| Alpha Cubed Investments, LLC | 22,435 | $376.0K | 0.03% | +500+2.3% | Added |
| Mountain Capital Investment Advisors, Inc | 20,825 | $354.0K | 0.18% | +20,825 | New |
| Creative Planning | 20,620 | $346.0K | 0.00% | −418−2.0% | Reduced |
| Spire Wealth Management | 20,266 | $340.0K | 0.01% | +330+1.7% | Added |
| Ameritas Advisory Services, LLC | 19,172 | $322.0K | 0.02% | −82−0.4% | Reduced |
| Davenport & Co LLC | 18,878 | $317.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,653 | $296.0K | 0.00% | +49+0.3% | Added |
| Ceera Investments, LLC | 16,700 | $280.0K | 0.16% | −390−2.3% | Reduced |
| Oppenheimer & Co Inc | 15,812 | $265.0K | 0.01% | −1,575−9.1% | Reduced |
| US Bancorp | 15,208 | $255.0K | 0.00% | −900−5.6% | Reduced |
| Cary Street Partner Investment Advisory LLC | 15,188 | $255.0K | 0.02% | +2,473+19.4% | Added |
| DF Dent & Co Inc | 14,388 | $241.0K | 0.00% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 14,001 | $235.0K | 0.03% | −5,500−28.2% | Reduced |
| Centaurus Financial, Inc. | 13,579 | $228.0K | 0.02% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 13,308 | $226.0K | 0.01% | −2,219−14.3% | Reduced |
| Sage Capital Advisors,llc | 13,245 | $222.0K | 0.11% | +113+0.9% | Added |
| Guggenheim Capital LLC | 12,866 | $216.0K | 0.00% | −524−3.9% | Reduced |
| GWM Advisors LLC | 12,900 | $216.0K | 0.00% | +12,900 | New |
| Kestra Private Wealth Services, LLC | 11,988 | $201.0K | 0.01% | +11,988 | New |
| International Assets Investment Management, LLC | 12,058 | $195.0K | 0.02% | +413+3.5% | Added |
| Hollencrest Capital Management | 11,076 | $186.0K | 0.02% | −1,945−14.9% | Reduced |
| SFI Advisors, LLC | 11,076 | $185.0K | 0.21% | 00.0% | Unchanged |
| Navis Wealth Advisors, LLC | 10,900 | $183.0K | 0.20% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 10,000 | $168.0K | 0.06% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,762 | $147.0K | 0.01% | −102−1.2% | Reduced |
| Private Trust Co NA | 7,950 | $133.0K | 0.02% | +7,950 | New |
| American Portfolios Advisors | 7,815 | $131.1K | 0.01% | −464−5.6% | Reduced |
| Rockefeller Capital Management L.P. | 7,700 | $129.0K | 0.00% | +6,884+843.6% | Added |
| Northwestern Mutual Wealth Management Co | 5,865 | $98.0K | 0.00% | −6,446−52.4% | Reduced |
| Parallel Advisors, LLC | 5,160 | $87.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $84.0K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $66.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 3,930 | $66.0K | 0.05% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,310 | $56.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $46.0K | 0.00% | – | – |
| Danda Trouve Investment Management, Inc. | 2,721 | $46.0K | 0.07% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $45.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 2,600 | $44.0K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,500 | $42.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $35.0K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 1,875 | $31.0K | 0.00% | +1,875 | New |
| Ahrens Investment Partners LLC | 1,728 | $29.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,400 | $23.0K | 0.00% | +1,400 | New |
| Glen Eagle Advisors, LLC | 1,275 | $21.4K | 0.01% | 00.0% | Unchanged |
| Bank of New Hampshire | 1,250 | $21.0K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 1,235 | $21.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,067 | $17.0K | 0.01% | +20+1.9% | Added |
| ACG Wealth | 1,000 | $17.0K | 0.00% | +1,000 | New |
| Princeton Global Asset Management LLC | 850 | $14.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $13.0K | 0.00% | +800 | New |
| Sugarloaf Wealth Management, LLC | 642 | $11.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 670 | $11.0K | 0.00% | +670 | New |
| Steward Partners Investment Advisory, LLC | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 590 | $10.0K | 0.01% | +590 | New |
| TFC Financial Management | 408 | $7.00K | 0.00% | +8+2.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 343 | $6.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $2.00K | 0.00% | 00.0% | Unchanged |