Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +4 vs. Q4 2022
- Shares held
- 6.41M
- +143.4K (+2.3%) vs. Q4 2022
- Total value
- $88.8M
- −$5.14M (−5.5%) vs. Q4 2022
- New holders
- 15
- 36 more added
- Sold out
- 11
- 29 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 677,578 | $9.38M | 0.00% | +43,161+6.8% | Added |
| Bank of America Corp | 532,600 | $7.37M | 0.00% | +60,793+12.9% | Added |
| Royal Bank of Canada | 529,488 | $7.33M | 0.00% | +8,292+1.6% | Added |
| Invesco Ltd. | 437,097 | $6.05M | 0.00% | −72,883−14.3% | Reduced |
| Commonwealth Equity Services, LLC | 337,576 | $4.67M | 0.01% | +21,774+6.9% | Added |
| Ameriprise Financial Inc | 292,373 | $4.05M | 0.00% | +139,093+90.7% | Added |
| Cohen & Steers, Inc. | 266,305 | $3.69M | 0.01% | −24,829−8.5% | Reduced |
| LPL Financial LLC | 201,166 | $2.78M | 0.00% | +3,863+2.0% | Added |
| Csenge Advisory Group | 201,050 | $2.78M | 0.20% | +5,739+2.9% | Added |
| Cerity Partners LLC | 198,933 | $2.75M | 0.01% | −150,568−43.1% | Reduced |
| Golden Green, Inc. | 178,488 | $2.47M | 2.90% | +59,869+50.5% | Added |
| Elevated Capital Advisors, LLC | 166,608 | $2.31M | 0.83% | +19,393+13.2% | Added |
| Advisor Group Holdings, Inc. | 147,870 | $2.05M | 0.00% | −1,401−0.9% | Reduced |
| Family Firm, Inc. | 138,915 | $1.92M | 0.53% | +13,424+10.7% | Added |
| Wells Fargo & Company | 122,909 | $1.70M | 0.00% | +3,771+3.2% | Added |
| Sowell Financial Services LLC | 116,646 | $1.61M | 0.12% | −290−0.2% | Reduced |
| Cetera Advisor Networks LLC | 114,094 | $1.58M | 0.01% | +21,560+23.3% | Added |
| Truist Financial Corp | 113,173 | $1.57M | 0.00% | +16,692+17.3% | Added |
| Future Financial Wealth Managment LLC | 101,847 | $1.44M | 1.59% | +83,986+470.2% | Added |
| Penserra Capital Management LLC | 104,117 | $1.44M | 0.03% | −62,289−37.4% | Reduced |
| Western Wealth Management, LLC | 100,814 | $1.40M | 0.13% | +24,539+32.2% | Added |
| Consolidated Portfolio Review Corp | 100,788 | $1.39M | 0.38% | +100,788 | New |
| UBS Group AG | 79,556 | $1.10M | 0.00% | +11,565+17.0% | Added |
| Chelsea Counsel Co | 67,200 | $930.0K | 0.45% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 65,537 | $907.0K | 0.01% | −351−0.5% | Reduced |
| Mountain Capital Investment Advisors, Inc | 60,241 | $879.5K | 0.39% | +9,664+19.1% | Added |
| Thrivent Financial for Lutherans | 60,683 | $840.0K | 0.00% | +13,056+27.4% | Added |
| Bard Associates Inc | 56,675 | $784.4K | 0.32% | +875+1.6% | Added |
| Atomi Financial Group, Inc. | 49,419 | $684.0K | 0.38% | +49,419 | New |
| Atria Wealth Solutions, Inc. | 36,648 | $507.5K | 0.01% | −4,354−10.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 35,824 | $496.0K | 0.00% | −2,987−7.7% | Reduced |
| HighTower Advisors, LLC | 33,743 | $466.0K | 0.00% | +4,696+16.2% | Added |
| Wolverine Asset Management LLC | 33,369 | $461.8K | 0.01% | −4,327−11.5% | Reduced |
| Titleist Asset Management, LLC | 28,612 | $396.0K | 0.08% | +28,612 | New |
| Wedbush Securities Inc | 28,010 | $388.0K | 0.02% | −1,862−6.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 27,671 | $383.0K | 0.00% | −2,077−7.0% | Reduced |
| Raymond James & Associates | 23,998 | $332.1K | 0.00% | −80.0% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $318.3K | 0.00% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 22,335 | $309.1K | 0.17% | −1,801−7.5% | Reduced |
| Sage Capital Advisors,llc | 22,021 | $304.8K | 0.12% | +4,206+23.6% | Added |
| Baird Financial Group, Inc. | 21,328 | $295.2K | 0.00% | +460+2.2% | Added |
| Spire Wealth Management | 19,828 | $274.4K | 0.01% | +312+1.6% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $250.2K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,059 | $236.1K | 0.00% | +19+0.1% | Added |
| Claybrook Capital, LLC | 16,895 | $233.8K | 0.13% | +16,895 | New |
| Creative Planning | 16,609 | $229.9K | 0.00% | −5,013−23.2% | Reduced |
| Rockefeller Capital Management L.P. | 16,150 | $223.0K | 0.00% | +1,178+7.9% | Added |
| Davenport & Co LLC | 15,928 | $220.4K | 0.00% | −500−3.0% | Reduced |
| Virtu Financial LLC | 15,589 | $216.0K | 0.02% | −664−4.1% | Reduced |
| Advisory Services Network, LLC | 15,127 | $209.4K | 0.01% | +77+0.5% | Added |
| DF Dent & Co Inc | 14,948 | $206.9K | 0.00% | +225+1.5% | Added |
| Jane Street Group, LLC | 14,372 | $198.9K | 0.00% | +14,372 | New |
| Kestra Advisory Services, LLC | 14,050 | $194.4K | 0.00% | −10,421−42.6% | Reduced |
| US Bancorp | 13,906 | $192.5K | 0.00% | −590−4.1% | Reduced |
| Mercer Global Advisors Inc | 13,722 | $190.0K | 0.00% | −18,648−57.6% | Reduced |
| Envestnet Asset Management Inc | 13,272 | $183.7K | 0.00% | +155+1.2% | Added |
| Centaurus Financial, Inc. | 13,179 | $182.0K | 0.01% | −400−2.9% | Reduced |
| Ceera Investments, LLC | 13,080 | $181.0K | 0.12% | −30−0.2% | Reduced |
| HRT Financial LP | 13,144 | $181.0K | 0.00% | +13,144 | New |
| GWM Advisors LLC | 13,200 | $171.6K | 0.00% | −813−5.8% | Reduced |
| Stifel Financial Corp | 12,019 | $166.3K | 0.00% | +12,019 | New |
| Kestra Private Wealth Services, LLC | 11,933 | $165.1K | 0.01% | +1,260+11.8% | Added |
| IHT Wealth Management, LLC | 11,790 | $163.2K | 0.01% | +11,790 | New |
| SFI Advisors, LLC | 11,076 | $153.3K | 0.15% | −1,156−9.5% | Reduced |
| Jacobi Capital Management LLC | 10,805 | $149.5K | 0.02% | +675+6.7% | Added |
| Evergreen Capital Management LLC | 10,800 | $149.5K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 10,773 | $149.1K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 10,635 | $147.0K | 0.00% | −7,673−41.9% | Reduced |
| LexAurum Advisors, LLC | 10,000 | $138.4K | 0.05% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 7,957 | $110.1K | 0.01% | −12,143−60.4% | Reduced |
| Private Trust Co NA | 7,950 | $110.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $75.2K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $71.4K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 5,067 | $70.1K | 0.00% | +600+13.4% | Added |
| GPS Wealth Strategies Group, LLC | 5,000 | $69.2K | 0.01% | +5,000 | New |
| Allworth Financial LP | 4,424 | $61.2K | 0.00% | +20.0% | Added |
| Fifth Third Bancorp | 3,957 | $54.8K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,595 | $35.9K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 2,583 | $35.7K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $29.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,990 | $27.5K | 0.00% | −516−20.6% | Reduced |
| Ahrens Investment Partners LLC | 1,728 | $23.9K | 0.01% | +1,728 | New |
| Atticus Wealth Management, LLC | 2,463 | $20.3K | 0.01% | +2,463 | New |
| Bank of New Hampshire | 1,250 | $17.3K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 1,168 | $16.2K | 0.01% | −22,659−95.1% | Reduced |
| CWM, LLC | 1,150 | $16.0K | 0.00% | +1,000+666.7% | Added |
| SOA Wealth Advisors, LLC. | 1,131 | $15.7K | 0.00% | +20+1.8% | Added |
| IFP Advisors, Inc | 699 | $13.1K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 850 | $11.8K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $11.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 710 | $10.0K | 0.00% | +360+102.9% | Added |
| Raleigh Capital Management Inc. | 660 | $9.13K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 542 | $7.50K | 0.00% | −35,270−98.5% | Reduced |
| TFC Financial Management | 432 | $5.99K | 0.00% | +7+1.6% | Added |
| Glen Eagle Advisors, LLC | 400 | $5.54K | 0.00% | +400 | New |
| Sunbelt Securities, Inc. | 350 | $4.77K | 0.00% | +350 | New |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.58K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 158 | $2.19K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $1.38K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 59 | $1.00K | 0.00% | +59 | New |