Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +4 vs. Q4 2022
- Shares held
- 6.41M
- +143.4K (+2.3%) vs. Q4 2022
- Total value
- $88.8M
- −$5.14M (−5.5%) vs. Q4 2022
- New holders
- 15
- 36 more added
- Sold out
- 11
- 29 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Householder Group Estate & Retirement Specialist, LLC | 59 | $1.00K | 0.00% | +59 | New |
| City Holding Co | 100 | $1.38K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 158 | $2.19K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.58K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $4.77K | 0.00% | +350 | New |
| Glen Eagle Advisors, LLC | 400 | $5.54K | 0.00% | +400 | New |
| TFC Financial Management | 432 | $5.99K | 0.00% | +7+1.6% | Added |
| Sound Income Strategies, LLC | 542 | $7.50K | 0.00% | −35,270−98.5% | Reduced |
| Raleigh Capital Management Inc. | 660 | $9.13K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 710 | $10.0K | 0.00% | +360+102.9% | Added |
| AlphaMark Advisors, LLC | 795 | $11.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 850 | $11.8K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 699 | $13.1K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,131 | $15.7K | 0.00% | +20+1.8% | Added |
| CWM, LLC | 1,150 | $16.0K | 0.00% | +1,000+666.7% | Added |
| Elequin Capital LP | 1,168 | $16.2K | 0.01% | −22,659−95.1% | Reduced |
| Bank of New Hampshire | 1,250 | $17.3K | 0.01% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 2,463 | $20.3K | 0.01% | +2,463 | New |
| Ahrens Investment Partners LLC | 1,728 | $23.9K | 0.01% | +1,728 | New |
| Northwestern Mutual Wealth Management Co | 1,990 | $27.5K | 0.00% | −516−20.6% | Reduced |
| North Star Investment Management Corp. | 2,098 | $29.0K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 2,583 | $35.7K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,595 | $35.9K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $54.8K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,424 | $61.2K | 0.00% | +20.0% | Added |
| GPS Wealth Strategies Group, LLC | 5,000 | $69.2K | 0.01% | +5,000 | New |
| Belpointe Asset Management LLC | 5,067 | $70.1K | 0.00% | +600+13.4% | Added |
| Parallel Advisors, LLC | 5,160 | $71.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $75.2K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,950 | $110.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 7,957 | $110.1K | 0.01% | −12,143−60.4% | Reduced |
| LexAurum Advisors, LLC | 10,000 | $138.4K | 0.05% | 00.0% | Unchanged |
| MML Investors Services, LLC | 10,635 | $147.0K | 0.00% | −7,673−41.9% | Reduced |
| Cary Street Partner Investment Advisory LLC | 10,773 | $149.1K | 0.01% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,800 | $149.5K | 0.01% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 10,805 | $149.5K | 0.02% | +675+6.7% | Added |
| SFI Advisors, LLC | 11,076 | $153.3K | 0.15% | −1,156−9.5% | Reduced |
| IHT Wealth Management, LLC | 11,790 | $163.2K | 0.01% | +11,790 | New |
| Kestra Private Wealth Services, LLC | 11,933 | $165.1K | 0.01% | +1,260+11.8% | Added |
| Stifel Financial Corp | 12,019 | $166.3K | 0.00% | +12,019 | New |
| GWM Advisors LLC | 13,200 | $171.6K | 0.00% | −813−5.8% | Reduced |
| HRT Financial LP | 13,144 | $181.0K | 0.00% | +13,144 | New |
| Ceera Investments, LLC | 13,080 | $181.0K | 0.12% | −30−0.2% | Reduced |
| Centaurus Financial, Inc. | 13,179 | $182.0K | 0.01% | −400−2.9% | Reduced |
| Envestnet Asset Management Inc | 13,272 | $183.7K | 0.00% | +155+1.2% | Added |
| Mercer Global Advisors Inc | 13,722 | $190.0K | 0.00% | −18,648−57.6% | Reduced |
| US Bancorp | 13,906 | $192.5K | 0.00% | −590−4.1% | Reduced |
| Kestra Advisory Services, LLC | 14,050 | $194.4K | 0.00% | −10,421−42.6% | Reduced |
| Jane Street Group, LLC | 14,372 | $198.9K | 0.00% | +14,372 | New |
| DF Dent & Co Inc | 14,948 | $206.9K | 0.00% | +225+1.5% | Added |
| Advisory Services Network, LLC | 15,127 | $209.4K | 0.01% | +77+0.5% | Added |
| Virtu Financial LLC | 15,589 | $216.0K | 0.02% | −664−4.1% | Reduced |
| Davenport & Co LLC | 15,928 | $220.4K | 0.00% | −500−3.0% | Reduced |
| Rockefeller Capital Management L.P. | 16,150 | $223.0K | 0.00% | +1,178+7.9% | Added |
| Creative Planning | 16,609 | $229.9K | 0.00% | −5,013−23.2% | Reduced |
| Claybrook Capital, LLC | 16,895 | $233.8K | 0.13% | +16,895 | New |
| Private Advisor Group, LLC | 17,059 | $236.1K | 0.00% | +19+0.1% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $250.2K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 19,828 | $274.4K | 0.01% | +312+1.6% | Added |
| Baird Financial Group, Inc. | 21,328 | $295.2K | 0.00% | +460+2.2% | Added |
| Sage Capital Advisors,llc | 22,021 | $304.8K | 0.12% | +4,206+23.6% | Added |
| Tiemann Investment Advisors, LLC | 22,335 | $309.1K | 0.17% | −1,801−7.5% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $318.3K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 23,998 | $332.1K | 0.00% | −80.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 27,671 | $383.0K | 0.00% | −2,077−7.0% | Reduced |
| Wedbush Securities Inc | 28,010 | $388.0K | 0.02% | −1,862−6.2% | Reduced |
| Titleist Asset Management, LLC | 28,612 | $396.0K | 0.08% | +28,612 | New |
| Wolverine Asset Management LLC | 33,369 | $461.8K | 0.01% | −4,327−11.5% | Reduced |
| HighTower Advisors, LLC | 33,743 | $466.0K | 0.00% | +4,696+16.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,824 | $496.0K | 0.00% | −2,987−7.7% | Reduced |
| Atria Wealth Solutions, Inc. | 36,648 | $507.5K | 0.01% | −4,354−10.6% | Reduced |
| Atomi Financial Group, Inc. | 49,419 | $684.0K | 0.38% | +49,419 | New |
| Bard Associates Inc | 56,675 | $784.4K | 0.32% | +875+1.6% | Added |
| Thrivent Financial for Lutherans | 60,683 | $840.0K | 0.00% | +13,056+27.4% | Added |
| Mountain Capital Investment Advisors, Inc | 60,241 | $879.5K | 0.39% | +9,664+19.1% | Added |
| Federation des caisses Desjardins du Quebec | 65,537 | $907.0K | 0.01% | −351−0.5% | Reduced |
| Chelsea Counsel Co | 67,200 | $930.0K | 0.45% | 00.0% | Unchanged |
| UBS Group AG | 79,556 | $1.10M | 0.00% | +11,565+17.0% | Added |
| Consolidated Portfolio Review Corp | 100,788 | $1.39M | 0.38% | +100,788 | New |
| Western Wealth Management, LLC | 100,814 | $1.40M | 0.13% | +24,539+32.2% | Added |
| Penserra Capital Management LLC | 104,117 | $1.44M | 0.03% | −62,289−37.4% | Reduced |
| Future Financial Wealth Managment LLC | 101,847 | $1.44M | 1.59% | +83,986+470.2% | Added |
| Truist Financial Corp | 113,173 | $1.57M | 0.00% | +16,692+17.3% | Added |
| Cetera Advisor Networks LLC | 114,094 | $1.58M | 0.01% | +21,560+23.3% | Added |
| Sowell Financial Services LLC | 116,646 | $1.61M | 0.12% | −290−0.2% | Reduced |
| Wells Fargo & Company | 122,909 | $1.70M | 0.00% | +3,771+3.2% | Added |
| Family Firm, Inc. | 138,915 | $1.92M | 0.53% | +13,424+10.7% | Added |
| Advisor Group Holdings, Inc. | 147,870 | $2.05M | 0.00% | −1,401−0.9% | Reduced |
| Elevated Capital Advisors, LLC | 166,608 | $2.31M | 0.83% | +19,393+13.2% | Added |
| Golden Green, Inc. | 178,488 | $2.47M | 2.90% | +59,869+50.5% | Added |
| Cerity Partners LLC | 198,933 | $2.75M | 0.01% | −150,568−43.1% | Reduced |
| Csenge Advisory Group | 201,050 | $2.78M | 0.20% | +5,739+2.9% | Added |
| LPL Financial LLC | 201,166 | $2.78M | 0.00% | +3,863+2.0% | Added |
| Cohen & Steers, Inc. | 266,305 | $3.69M | 0.01% | −24,829−8.5% | Reduced |
| Ameriprise Financial Inc | 292,373 | $4.05M | 0.00% | +139,093+90.7% | Added |
| Commonwealth Equity Services, LLC | 337,576 | $4.67M | 0.01% | +21,774+6.9% | Added |
| Invesco Ltd. | 437,097 | $6.05M | 0.00% | −72,883−14.3% | Reduced |
| Royal Bank of Canada | 529,488 | $7.33M | 0.00% | +8,292+1.6% | Added |
| Bank of America Corp | 532,600 | $7.37M | 0.00% | +60,793+12.9% | Added |