Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +7 vs. Q3 2022
- Shares held
- 6.30M
- +505.5K (+8.7%) vs. Q3 2022
- Total value
- $94.4M
- +$8.34M (+9.7%) vs. Q3 2022
- New holders
- 20
- 31 more added
- Sold out
- 13
- 34 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 634,417 | $9.53M | 0.00% | −22,566−3.4% | Reduced |
| Royal Bank of Canada | 521,196 | $7.83M | 0.00% | −12,210−2.3% | Reduced |
| Invesco Ltd. | 509,980 | $7.66M | 0.00% | +90,350+21.5% | Added |
| Bank of America Corp | 471,807 | $7.09M | 0.00% | +34,966+8.0% | Added |
| Cerity Partners LLC | 349,501 | $5.25M | 0.03% | +349,501 | New |
| Commonwealth Equity Services, LLC | 315,802 | $4.74M | 0.01% | −5,757−1.8% | Reduced |
| Cohen & Steers, Inc. | 291,134 | $4.37M | 0.01% | +73,267+33.6% | Added |
| LPL Financial LLC | 197,303 | $2.96M | 0.00% | −15,643−7.3% | Reduced |
| Csenge Advisory Group | 195,311 | $2.93M | 0.23% | +9,393+5.1% | Added |
| Penserra Capital Management LLC | 166,406 | $2.50M | 0.05% | +14,928+9.9% | Added |
| Ameriprise Financial Inc | 153,280 | $2.30M | 0.00% | −136,689−47.1% | Reduced |
| Advisor Group Holdings, Inc. | 149,271 | $2.24M | 0.00% | +4,669+3.2% | Added |
| Elevated Capital Advisors, LLC | 147,215 | $2.21M | 0.84% | +5,997+4.2% | Added |
| Family Firm, Inc. | 125,491 | $1.88M | 0.55% | +25,889+26.0% | Added |
| Wells Fargo & Company | 119,138 | $1.79M | 0.00% | −8,296−6.5% | Reduced |
| Golden Green, Inc. | 118,619 | $1.78M | 1.84% | +1,844+1.6% | Added |
| Sowell Financial Services LLC | 116,936 | $1.76M | 0.11% | −150−0.1% | Reduced |
| Truist Financial Corp | 96,481 | $1.45M | 0.00% | −3,102−3.1% | Reduced |
| Cetera Advisor Networks LLC | 92,534 | $1.39M | 0.01% | +14,516+18.6% | Added |
| Western Wealth Management, LLC | 76,275 | $1.15M | 0.12% | +76,275 | New |
| UBS Group AG | 67,991 | $1.02M | 0.00% | −21,407−23.9% | Reduced |
| Chelsea Counsel Co | 67,200 | $1.01M | 0.50% | +67,200 | New |
| Federation des caisses Desjardins du Quebec | 65,888 | $989.6K | 0.01% | +2,954+4.7% | Added |
| Bard Associates Inc | 55,800 | $838.1K | 0.36% | +200+0.4% | Added |
| Mountain Capital Investment Advisors, Inc | 50,577 | $820.4K | 0.37% | +2,745+5.7% | Added |
| Thrivent Financial for Lutherans | 47,627 | $715.0K | 0.00% | +6,826+16.7% | Added |
| Atria Wealth Solutions, Inc. | 41,002 | $616.3K | 0.01% | −2,388−5.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,811 | $583.0K | 0.00% | +3,760+10.7% | Added |
| Millennium Management LLC | 38,211 | $574.0K | 0.00% | −4,782−11.1% | Reduced |
| Wolverine Asset Management LLC | 37,696 | $566.2K | 0.01% | +37,696 | New |
| Susquehanna International Group, LLP | 37,500 | $563.3K | 0.00% | +37,500 | New |
| Sound Income Strategies, LLC | 35,812 | $537.9K | 0.07% | −8,257−18.7% | Reduced |
| Woodline Partners LP | 35,565 | $534.2K | 0.01% | +35,565 | New |
| Weiss Asset Management LP | 35,042 | $526.3K | 0.03% | +35,042 | New |
| Mercer Global Advisors Inc | 32,370 | $486.0K | 0.00% | −9,168−22.1% | Reduced |
| Money Concepts Capital Corp | 29,977 | $450.3K | 0.02% | +29,977 | New |
| Wedbush Securities Inc | 29,872 | $449.0K | 0.02% | +693+2.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 29,748 | $446.8K | 0.00% | −7,423−20.0% | Reduced |
| HighTower Advisors, LLC | 29,047 | $437.0K | 0.00% | −3,294−10.2% | Reduced |
| Titleist Asset Management, Ltd. | 28,602 | $429.6K | 0.10% | +110.0% | Added |
| International Assets Investment Management, LLC | 26,802 | $384.5K | 0.04% | +14,774+122.8% | Added |
| Kestra Advisory Services, LLC | 24,471 | $367.6K | 0.00% | +6,718+37.8% | Added |
| Tiemann Investment Advisors, LLC | 24,136 | $362.5K | 0.21% | −15,009−38.3% | Reduced |
| Raymond James & Associates | 24,006 | $360.6K | 0.00% | +842+3.6% | Added |
| Elequin Capital LP | 23,827 | $357.9K | 0.10% | +23,827 | New |
| The PNC Financial Services Group, Inc. | 23,000 | $345.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 21,622 | $324.8K | 0.00% | +776+3.7% | Added |
| Baird Financial Group, Inc. | 20,868 | $313.0K | 0.00% | −4,597−18.1% | Reduced |
| Ameritas Advisory Services, LLC | 20,100 | $301.9K | 0.01% | +1,930+10.6% | Added |
| Spire Wealth Management | 19,516 | $293.0K | 0.02% | +212+1.1% | Added |
| MML Investors Services, LLC | 18,308 | $275.0K | 0.00% | −918−4.8% | Reduced |
| Alpha Cubed Investments, LLC | 18,076 | $271.5K | 0.02% | −4,609−20.3% | Reduced |
| Future Financial Wealth Managment LLC | 17,861 | $268.3K | 0.31% | +17,861 | New |
| Sage Capital Advisors,llc | 17,815 | $267.6K | 0.12% | −1,550−8.0% | Reduced |
| Davenport & Co LLC | 16,428 | $247.0K | 0.00% | −2,150−11.6% | Reduced |
| Virtu Financial LLC | 16,253 | $244.0K | 0.03% | +2,495+18.1% | Added |
| Advisory Services Network, LLC | 15,050 | $226.1K | 0.01% | +15,050 | New |
| Rockefeller Capital Management L.P. | 14,972 | $224.0K | 0.00% | +13,915+1,316.5% | Added |
| DF Dent & Co Inc | 14,723 | $221.1K | 0.00% | −1,350−8.4% | Reduced |
| US Bancorp | 14,496 | $217.7K | 0.00% | −712−4.7% | Reduced |
| GWM Advisors LLC | 14,013 | $210.5K | 0.01% | +1,013+7.8% | Added |
| Oxbow Advisors, LLC | 14,001 | $210.3K | 0.04% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 13,579 | $204.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,117 | $197.0K | 0.00% | −14,028−51.7% | Reduced |
| Ceera Investments, LLC | 13,110 | $196.9K | 0.12% | −3,590−21.5% | Reduced |
| Wealthcare Advisory Partners LLC | 12,368 | $185.8K | 0.01% | +1,153+10.3% | Added |
| SFI Advisors, LLC | 12,232 | $183.7K | 0.20% | +1,156+10.4% | Added |
| Logan Stone Capital, LLC | 11,413 | $171.4K | 0.06% | −14,087−55.2% | Reduced |
| Evergreen Capital Management LLC | 10,800 | $162.2K | 0.01% | +10,800 | New |
| Cary Street Partner Investment Advisory LLC | 10,773 | $161.8K | 0.01% | −3,215−23.0% | Reduced |
| Kestra Private Wealth Services, LLC | 10,673 | $160.3K | 0.01% | −1,699−13.7% | Reduced |
| Jacobi Capital Management LLC | 10,130 | $152.2K | 0.02% | −594−5.5% | Reduced |
| LexAurum Advisors, LLC | 10,000 | $150.2K | 0.05% | 00.0% | Unchanged |
| Private Trust Co NA | 7,950 | $119.0K | 0.02% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $81.6K | 0.00% | −1,975−26.7% | Reduced |
| Parallel Advisors, LLC | 5,160 | $77.5K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 4,467 | $67.1K | 0.00% | +4,467 | New |
| Allworth Financial LP | 4,422 | $66.4K | 0.00% | −999−18.4% | Reduced |
| Fifth Third Bancorp | 3,957 | $59.4K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,595 | $39.0K | 0.00% | +2,595 | New |
| ICA Group Wealth Management, LLC | 2,583 | $38.8K | 0.01% | +2,583 | New |
| Northwestern Mutual Wealth Management Co | 2,506 | $37.6K | 0.00% | −3,685−59.5% | Reduced |
| North Star Investment Management Corp. | 2,098 | $31.5K | 0.00% | 00.0% | Unchanged |
| Affiance Financial, LLC | 1,987 | $29.8K | 0.01% | +1,987 | New |
| Bank of New Hampshire | 1,250 | $19.0K | 0.01% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,111 | $16.7K | 0.00% | +22+2.0% | Added |
| IFP Advisors, Inc | 699 | $13.0K | 0.00% | −878−55.7% | Reduced |
| Princeton Global Asset Management LLC | 850 | $13.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $12.0K | 0.00% | +800 | New |
| AlphaMark Advisors, LLC | 795 | $12.0K | 0.01% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 660 | $9.91K | 0.01% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 600 | $9.01K | 0.00% | +600 | New |
| TFC Financial Management | 425 | $6.38K | 0.00% | +9+2.2% | Added |
| Sanctuary Wealth Management, L.L.C. | 359 | $5.39K | 0.01% | +359 | New |
| Benjamin F. Edwards & Company, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.79K | 0.00% | +186 | New |
| Harbour Investments, Inc. | 158 | $2.37K | 0.00% | +58+58.0% | Added |
| CWM, LLC | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $1.50K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,040 | $256 | 0.00% | −856−4.8% | Reduced |