Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +7 vs. Q3 2022
- Shares held
- 6.30M
- +505.5K (+8.7%) vs. Q3 2022
- Total value
- $94.4M
- +$8.34M (+9.7%) vs. Q3 2022
- New holders
- 20
- 31 more added
- Sold out
- 13
- 34 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 17,040 | $256 | 0.00% | −856−4.8% | Reduced |
| City Holding Co | 100 | $1.50K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 158 | $2.37K | 0.00% | +58+58.0% | Added |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.79K | 0.00% | +186 | New |
| Benjamin F. Edwards & Company, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 359 | $5.39K | 0.01% | +359 | New |
| TFC Financial Management | 425 | $6.38K | 0.00% | +9+2.2% | Added |
| McElhenny Sheffield Capital Management, LLC | 600 | $9.01K | 0.00% | +600 | New |
| Raleigh Capital Management Inc. | 660 | $9.91K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $12.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $12.0K | 0.00% | +800 | New |
| IFP Advisors, Inc | 699 | $13.0K | 0.00% | −878−55.7% | Reduced |
| Princeton Global Asset Management LLC | 850 | $13.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,111 | $16.7K | 0.00% | +22+2.0% | Added |
| Bank of New Hampshire | 1,250 | $19.0K | 0.01% | 00.0% | Unchanged |
| Affiance Financial, LLC | 1,987 | $29.8K | 0.01% | +1,987 | New |
| North Star Investment Management Corp. | 2,098 | $31.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,506 | $37.6K | 0.00% | −3,685−59.5% | Reduced |
| ICA Group Wealth Management, LLC | 2,583 | $38.8K | 0.01% | +2,583 | New |
| Hollencrest Capital Management | 2,595 | $39.0K | 0.00% | +2,595 | New |
| Fifth Third Bancorp | 3,957 | $59.4K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,422 | $66.4K | 0.00% | −999−18.4% | Reduced |
| Belpointe Asset Management LLC | 4,467 | $67.1K | 0.00% | +4,467 | New |
| Parallel Advisors, LLC | 5,160 | $77.5K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $81.6K | 0.00% | −1,975−26.7% | Reduced |
| Private Trust Co NA | 7,950 | $119.0K | 0.02% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 10,000 | $150.2K | 0.05% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 10,130 | $152.2K | 0.02% | −594−5.5% | Reduced |
| Kestra Private Wealth Services, LLC | 10,673 | $160.3K | 0.01% | −1,699−13.7% | Reduced |
| Cary Street Partner Investment Advisory LLC | 10,773 | $161.8K | 0.01% | −3,215−23.0% | Reduced |
| Evergreen Capital Management LLC | 10,800 | $162.2K | 0.01% | +10,800 | New |
| Logan Stone Capital, LLC | 11,413 | $171.4K | 0.06% | −14,087−55.2% | Reduced |
| SFI Advisors, LLC | 12,232 | $183.7K | 0.20% | +1,156+10.4% | Added |
| Wealthcare Advisory Partners LLC | 12,368 | $185.8K | 0.01% | +1,153+10.3% | Added |
| Ceera Investments, LLC | 13,110 | $196.9K | 0.12% | −3,590−21.5% | Reduced |
| Envestnet Asset Management Inc | 13,117 | $197.0K | 0.00% | −14,028−51.7% | Reduced |
| Centaurus Financial, Inc. | 13,579 | $204.0K | 0.02% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 14,001 | $210.3K | 0.04% | 00.0% | Unchanged |
| GWM Advisors LLC | 14,013 | $210.5K | 0.01% | +1,013+7.8% | Added |
| US Bancorp | 14,496 | $217.7K | 0.00% | −712−4.7% | Reduced |
| DF Dent & Co Inc | 14,723 | $221.1K | 0.00% | −1,350−8.4% | Reduced |
| Rockefeller Capital Management L.P. | 14,972 | $224.0K | 0.00% | +13,915+1,316.5% | Added |
| Advisory Services Network, LLC | 15,050 | $226.1K | 0.01% | +15,050 | New |
| Virtu Financial LLC | 16,253 | $244.0K | 0.03% | +2,495+18.1% | Added |
| Davenport & Co LLC | 16,428 | $247.0K | 0.00% | −2,150−11.6% | Reduced |
| Sage Capital Advisors,llc | 17,815 | $267.6K | 0.12% | −1,550−8.0% | Reduced |
| Future Financial Wealth Managment LLC | 17,861 | $268.3K | 0.31% | +17,861 | New |
| Alpha Cubed Investments, LLC | 18,076 | $271.5K | 0.02% | −4,609−20.3% | Reduced |
| MML Investors Services, LLC | 18,308 | $275.0K | 0.00% | −918−4.8% | Reduced |
| Spire Wealth Management | 19,516 | $293.0K | 0.02% | +212+1.1% | Added |
| Ameritas Advisory Services, LLC | 20,100 | $301.9K | 0.01% | +1,930+10.6% | Added |
| Baird Financial Group, Inc. | 20,868 | $313.0K | 0.00% | −4,597−18.1% | Reduced |
| Creative Planning | 21,622 | $324.8K | 0.00% | +776+3.7% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $345.5K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 23,827 | $357.9K | 0.10% | +23,827 | New |
| Raymond James & Associates | 24,006 | $360.6K | 0.00% | +842+3.6% | Added |
| Tiemann Investment Advisors, LLC | 24,136 | $362.5K | 0.21% | −15,009−38.3% | Reduced |
| Kestra Advisory Services, LLC | 24,471 | $367.6K | 0.00% | +6,718+37.8% | Added |
| International Assets Investment Management, LLC | 26,802 | $384.5K | 0.04% | +14,774+122.8% | Added |
| Titleist Asset Management, Ltd. | 28,602 | $429.6K | 0.10% | +110.0% | Added |
| HighTower Advisors, LLC | 29,047 | $437.0K | 0.00% | −3,294−10.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 29,748 | $446.8K | 0.00% | −7,423−20.0% | Reduced |
| Wedbush Securities Inc | 29,872 | $449.0K | 0.02% | +693+2.4% | Added |
| Money Concepts Capital Corp | 29,977 | $450.3K | 0.02% | +29,977 | New |
| Mercer Global Advisors Inc | 32,370 | $486.0K | 0.00% | −9,168−22.1% | Reduced |
| Weiss Asset Management LP | 35,042 | $526.3K | 0.03% | +35,042 | New |
| Woodline Partners LP | 35,565 | $534.2K | 0.01% | +35,565 | New |
| Sound Income Strategies, LLC | 35,812 | $537.9K | 0.07% | −8,257−18.7% | Reduced |
| Susquehanna International Group, LLP | 37,500 | $563.3K | 0.00% | +37,500 | New |
| Wolverine Asset Management LLC | 37,696 | $566.2K | 0.01% | +37,696 | New |
| Millennium Management LLC | 38,211 | $574.0K | 0.00% | −4,782−11.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,811 | $583.0K | 0.00% | +3,760+10.7% | Added |
| Atria Wealth Solutions, Inc. | 41,002 | $616.3K | 0.01% | −2,388−5.5% | Reduced |
| Thrivent Financial for Lutherans | 47,627 | $715.0K | 0.00% | +6,826+16.7% | Added |
| Mountain Capital Investment Advisors, Inc | 50,577 | $820.4K | 0.37% | +2,745+5.7% | Added |
| Bard Associates Inc | 55,800 | $838.1K | 0.36% | +200+0.4% | Added |
| Federation des caisses Desjardins du Quebec | 65,888 | $989.6K | 0.01% | +2,954+4.7% | Added |
| Chelsea Counsel Co | 67,200 | $1.01M | 0.50% | +67,200 | New |
| UBS Group AG | 67,991 | $1.02M | 0.00% | −21,407−23.9% | Reduced |
| Western Wealth Management, LLC | 76,275 | $1.15M | 0.12% | +76,275 | New |
| Cetera Advisor Networks LLC | 92,534 | $1.39M | 0.01% | +14,516+18.6% | Added |
| Truist Financial Corp | 96,481 | $1.45M | 0.00% | −3,102−3.1% | Reduced |
| Sowell Financial Services LLC | 116,936 | $1.76M | 0.11% | −150−0.1% | Reduced |
| Golden Green, Inc. | 118,619 | $1.78M | 1.84% | +1,844+1.6% | Added |
| Wells Fargo & Company | 119,138 | $1.79M | 0.00% | −8,296−6.5% | Reduced |
| Family Firm, Inc. | 125,491 | $1.88M | 0.55% | +25,889+26.0% | Added |
| Elevated Capital Advisors, LLC | 147,215 | $2.21M | 0.84% | +5,997+4.2% | Added |
| Advisor Group Holdings, Inc. | 149,271 | $2.24M | 0.00% | +4,669+3.2% | Added |
| Ameriprise Financial Inc | 153,280 | $2.30M | 0.00% | −136,689−47.1% | Reduced |
| Penserra Capital Management LLC | 166,406 | $2.50M | 0.05% | +14,928+9.9% | Added |
| Csenge Advisory Group | 195,311 | $2.93M | 0.23% | +9,393+5.1% | Added |
| LPL Financial LLC | 197,303 | $2.96M | 0.00% | −15,643−7.3% | Reduced |
| Cohen & Steers, Inc. | 291,134 | $4.37M | 0.01% | +73,267+33.6% | Added |
| Commonwealth Equity Services, LLC | 315,802 | $4.74M | 0.01% | −5,757−1.8% | Reduced |
| Cerity Partners LLC | 349,501 | $5.25M | 0.03% | +349,501 | New |
| Bank of America Corp | 471,807 | $7.09M | 0.00% | +34,966+8.0% | Added |
| Invesco Ltd. | 509,980 | $7.66M | 0.00% | +90,350+21.5% | Added |
| Royal Bank of Canada | 521,196 | $7.83M | 0.00% | −12,210−2.3% | Reduced |
| Morgan Stanley | 634,417 | $9.53M | 0.00% | −22,566−3.4% | Reduced |