Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +2 vs. Q1 2022
- Shares held
- 5.81M
- −425.8K (−6.8%) vs. Q1 2022
- Total value
- $97.5M
- −$25.2M (−20.6%) vs. Q1 2022
- New holders
- 14
- 23 more added
- Sold out
- 12
- 33 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| City Holding Co | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $2.00K | 0.00% | +100 | New |
| FourThought Financial, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 343 | $6.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 408 | $7.00K | 0.00% | +8+2.0% | Added |
| Steward Partners Investment Advisory, LLC | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 590 | $10.0K | 0.01% | +590 | New |
| Sugarloaf Wealth Management, LLC | 642 | $11.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 670 | $11.0K | 0.00% | +670 | New |
| AlphaMark Advisors, LLC | 795 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $13.0K | 0.00% | +800 | New |
| Princeton Global Asset Management LLC | 850 | $14.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,067 | $17.0K | 0.01% | +20+1.9% | Added |
| ACG Wealth | 1,000 | $17.0K | 0.00% | +1,000 | New |
| Bank of New Hampshire | 1,250 | $21.0K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 1,235 | $21.0K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 1,275 | $21.4K | 0.01% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,400 | $23.0K | 0.00% | +1,400 | New |
| Ahrens Investment Partners LLC | 1,728 | $29.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 1,875 | $31.0K | 0.00% | +1,875 | New |
| North Star Investment Management Corp. | 2,098 | $35.0K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,500 | $42.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 2,600 | $44.0K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $45.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $46.0K | 0.00% | – | – |
| Danda Trouve Investment Management, Inc. | 2,721 | $46.0K | 0.07% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,310 | $56.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $66.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 3,930 | $66.0K | 0.05% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $84.0K | 0.02% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $87.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 5,865 | $98.0K | 0.00% | −6,446−52.4% | Reduced |
| Rockefeller Capital Management L.P. | 7,700 | $129.0K | 0.00% | +6,884+843.6% | Added |
| American Portfolios Advisors | 7,815 | $131.1K | 0.01% | −464−5.6% | Reduced |
| Private Trust Co NA | 7,950 | $133.0K | 0.02% | +7,950 | New |
| Belpointe Asset Management LLC | 8,762 | $147.0K | 0.01% | −102−1.2% | Reduced |
| LexAurum Advisors, LLC | 10,000 | $168.0K | 0.06% | 00.0% | Unchanged |
| Navis Wealth Advisors, LLC | 10,900 | $183.0K | 0.20% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,076 | $185.0K | 0.21% | 00.0% | Unchanged |
| Hollencrest Capital Management | 11,076 | $186.0K | 0.02% | −1,945−14.9% | Reduced |
| International Assets Investment Management, LLC | 12,058 | $195.0K | 0.04% | +413+3.5% | Added |
| Kestra Private Wealth Services, LLC | 11,988 | $201.0K | 0.01% | +11,988 | New |
| Guggenheim Capital LLC | 12,866 | $216.0K | 0.00% | −524−3.9% | Reduced |
| GWM Advisors LLC | 12,900 | $216.0K | 0.00% | +12,900 | New |
| Sage Capital Advisors,llc | 13,245 | $222.0K | 0.11% | +113+0.9% | Added |
| Geneos Wealth Management Inc. | 13,308 | $226.0K | 0.01% | −2,219−14.3% | Reduced |
| Centaurus Financial, Inc. | 13,579 | $228.0K | 0.02% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 14,001 | $235.0K | 0.03% | −5,500−28.2% | Reduced |
| DF Dent & Co Inc | 14,388 | $241.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 15,208 | $255.0K | 0.00% | −900−5.6% | Reduced |
| Cary Street Partner Investment Advisory LLC | 15,188 | $255.0K | 0.02% | +2,473+19.4% | Added |
| Oppenheimer & Co Inc | 15,812 | $265.0K | 0.01% | −1,575−9.1% | Reduced |
| Ceera Investments, LLC | 16,700 | $280.0K | 0.16% | −390−2.3% | Reduced |
| Private Advisor Group, LLC | 17,653 | $296.0K | 0.00% | +49+0.3% | Added |
| Davenport & Co LLC | 18,878 | $317.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 19,172 | $322.0K | 0.02% | −82−0.4% | Reduced |
| Spire Wealth Management | 20,266 | $340.0K | 0.01% | +330+1.7% | Added |
| Creative Planning | 20,620 | $346.0K | 0.00% | −418−2.0% | Reduced |
| Mountain Capital Investment Advisors, Inc | 20,825 | $354.0K | 0.18% | +20,825 | New |
| MML Investors Services, LLC | 22,421 | $376.0K | 0.00% | −12,742−36.2% | Reduced |
| Alpha Cubed Investments, LLC | 22,435 | $376.0K | 0.03% | +500+2.3% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $385.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 24,187 | $406.0K | 0.00% | +12,455+106.2% | Added |
| Kestra Advisory Services, LLC | 24,313 | $408.0K | 0.00% | +11,995+97.4% | Added |
| Baird Financial Group, Inc. | 24,935 | $418.0K | 0.00% | +406+1.7% | Added |
| EPG Wealth Management LLC | 27,638 | $463.0K | 0.20% | −1,039−3.6% | Reduced |
| Wedbush Securities Inc | 28,138 | $472.0K | 0.03% | +1,405+5.3% | Added |
| Titleist Asset Management, Ltd. | 28,780 | $483.0K | 0.12% | +5,136+21.7% | Added |
| Envestnet Asset Management Inc | 31,491 | $528.0K | 0.00% | +9,036+40.2% | Added |
| Titus Wealth Management | 32,300 | $542.0K | 0.27% | −1,500−4.4% | Reduced |
| Tiemann Investment Advisors, LLC | 38,815 | $651.0K | 0.35% | −4,683−10.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 39,385 | $660.0K | 0.00% | −4,163−9.6% | Reduced |
| Cresset Asset Management, LLC | 39,780 | $667.0K | 0.01% | +39,780 | New |
| Thrivent Financial for Lutherans | 40,801 | $695.0K | 0.00% | −531−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,218 | $725.0K | 0.00% | +1,323+3.2% | Added |
| Sound Income Strategies, LLC | 44,877 | $753.0K | 0.10% | −474−1.0% | Reduced |
| Mercer Global Advisors Inc | 53,610 | $899.0K | 0.01% | −5,857−9.8% | Reduced |
| Bard Associates Inc | 54,358 | $912.0K | 0.39% | +6,400+13.3% | Added |
| Federation des caisses Desjardins du Quebec | 62,289 | $1.04M | 0.01% | −1,190−1.9% | Reduced |
| Raymond James & Associates | 62,637 | $1.05M | 0.00% | −9,176−12.8% | Reduced |
| UBS Group AG | 90,179 | $1.51M | 0.00% | +22,173+32.6% | Added |
| Family Firm, Inc. | 90,328 | $1.51M | 0.45% | +7,108+8.5% | Added |
| Truist Financial Corp | 103,165 | $1.73M | 0.00% | −11,211−9.8% | Reduced |
| Sowell Financial Services LLC | 116,942 | $1.96M | 0.18% | +116,942 | New |
| Wells Fargo & Company | 131,857 | $2.21M | 0.00% | −16,862−11.3% | Reduced |
| Advisor Group Holdings, Inc. | 136,958 | $2.30M | 0.01% | −3,933−2.8% | Reduced |
| Cohen & Steers, Inc. | 138,950 | $2.33M | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 146,208 | $2.45M | 0.07% | −2,441−1.6% | Reduced |
| Csenge Advisory Group | 158,212 | $2.65M | 0.22% | +30,590+24.0% | Added |
| Golden Green, Inc. | 212,304 | $3.56M | 3.75% | −101,480−32.3% | Reduced |
| LPL Financial LLC | 213,557 | $3.58M | 0.00% | −35,313−14.2% | Reduced |
| Ameriprise Financial Inc | 257,514 | $4.32M | 0.00% | −23,236−8.3% | Reduced |
| Cetera Advisor Networks LLC | 267,310 | $4.48M | 0.06% | +46,018+20.8% | Added |
| Commonwealth Equity Services, LLC | 309,772 | $5.19M | 0.01% | +7,226+2.4% | Added |
| Invesco Ltd. | 337,698 | $5.66M | 0.00% | −46,187−12.0% | Reduced |
| Covington Capital Management | 356,051 | $5.97M | 0.24% | −7,445−2.0% | Reduced |
| Bank of America Corp | 372,939 | $6.25M | 0.00% | +16,658+4.7% | Added |