Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- −2 vs. Q3 2025
- Shares held
- 10.5M
- −466.1K (−4.3%) vs. Q3 2025
- Total value
- $173.6M
- −$5.87M (−3.3%) vs. Q3 2025
- New holders
- 14
- 39 more added
- Sold out
- 16
- 33 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 10 | $165 | 0.00% | +8+400.0% | Added |
| Flagship Harbor Advisors, LLC | 150 | $2.48K | 0.00% | +150 | New |
| Highline Wealth Partners LLC | 200 | $3.30K | 0.00% | +200 | New |
| Assetmark, Inc | 220 | $3.63K | 0.00% | 00.0% | Unchanged |
| Bernard Wealth Management Corp. | 229 | $3.79K | 0.00% | +4+1.8% | Added |
| Chelsea Counsel Co | 310 | $5.12K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 315 | $5.20K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $5.78K | 0.00% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 516 | $8.52K | 0.00% | +516 | New |
| Strategic Investment Solutions, Inc. | 525 | $8.67K | 0.00% | +525 | New |
| Farther Finance Advisors, LLC | 564 | $9.31K | 0.00% | +564 | New |
| Garton & Associates Financial Advisors LLC | 587 | $9.69K | 0.01% | +587 | New |
| Northwestern Mutual Wealth Management Co | 697 | $11.5K | 0.00% | +622+829.3% | Added |
| Kilter Group LLC | 792 | $13.1K | 0.01% | +14+1.8% | Added |
| CoreCap Advisors, LLC | 800 | $13.2K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 967 | $16.0K | 0.00% | +17+1.8% | Added |
| Washington Trust Advisors, Inc. | 970 | $16.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,187 | $19.6K | 0.00% | −5,418−82.0% | Reduced |
| Private Trust Co NA | 1,300 | $21.5K | 0.00% | −800−38.1% | Reduced |
| Keating Financial Advisory Services, Inc. | 1,316 | $21.7K | 0.00% | +1,316 | New |
| CWM, LLC | 1,322 | $22.0K | 0.00% | +9+0.7% | Added |
| Chilton Capital Management LLC | 1,550 | $25.6K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $34.6K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,200 | $36.3K | 0.00% | −200−8.3% | Reduced |
| Jones Financial Companies LLLP | 2,432 | $40.2K | 0.00% | +2,432 | New |
| Allworth Financial LP | 2,465 | $40.7K | 0.00% | −753−23.4% | Reduced |
| Capital Analysts, LLC | 2,531 | $42.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,783 | $46.0K | 0.00% | +1,060+61.5% | Added |
| Larson Financial Group LLC | 2,925 | $48.3K | 0.00% | −2,575−46.8% | Reduced |
| IFP Advisors, Inc | 3,500 | $57.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,545 | $58.5K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $66.0K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 4,040 | $66.7K | 0.02% | +4,040 | New |
| Maryland Capital Advisors Inc. | 5,600 | $92.5K | 0.03% | 00.0% | Unchanged |
| Financial Consulate, Inc | 6,146 | $101.5K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 7,536 | $124.4K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 7,951 | $131.3K | 0.00% | +7,951 | New |
| US Bancorp | 8,456 | $139.6K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10,232 | $168.9K | 0.00% | +164+1.6% | Added |
| Summit Trail Advisors, LLC | 10,711 | $176.8K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 11,773 | $194.4K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,120 | $200.1K | 0.00% | −36,276−75.0% | Reduced |
| DF Dent & Co Inc | 12,298 | $203.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,700 | $209.7K | 0.00% | −484−3.7% | Reduced |
| MML Investors Services, LLC | 13,218 | $218.2K | 0.00% | +529+4.2% | Added |
| Prairie Wealth Advisors, Inc. | 0 | $220.4K | 0.09% | −13,050−100.0% | Reduced |
| Noble Wealth Management PBC | 13,762 | $227.2K | 0.11% | −30,500−68.9% | Reduced |
| M Holdings Securities, Inc. | 14,452 | $239.0K | 0.02% | +14,452 | New |
| International Assets Investment Management, LLC | 14,578 | $240.7K | 0.02% | +11+0.1% | Added |
| Evergreen Capital Management LLC | 15,350 | $253.4K | 0.01% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 15,388 | $254.1K | 0.10% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 15,758 | $260.2K | 0.02% | +306+2.0% | Added |
| Kestra Private Wealth Services, LLC | 15,928 | $263.0K | 0.00% | +177+1.1% | Added |
| Janney Montgomery Scott LLC | 16,351 | $270.0K | 0.00% | +1,356+9.0% | Added |
| Silver Oak Securities, Inc | 17,985 | $298.4K | 0.02% | +3,897+27.7% | Added |
| Integrated Capital Management, Inc. | 18,723 | $309.1K | 0.21% | −455−2.4% | Reduced |
| Sage Capital Advisors,llc | 19,053 | $314.6K | 0.07% | +381+2.0% | Added |
| GWM Advisors LLC | 19,347 | $319.4K | 0.00% | +3,092+19.0% | Added |
| Stratos Wealth Partners, LTD. | 20,262 | $334.5K | 0.00% | −3,034−13.0% | Reduced |
| Spire Wealth Management | 20,276 | $334.8K | 0.01% | +395+2.0% | Added |
| Pines Wealth Management, LLC | 20,473 | $338.0K | 0.11% | −5,991−22.6% | Reduced |
| Jane Street Group, LLC | 21,406 | $353.4K | 0.00% | +21,406 | New |
| National Bank of Canada | 22,700 | $374.8K | 0.00% | +22,700 | New |
| Whitener Capital Management, Inc. | 23,785 | $392.7K | 0.09% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,051 | $414.0K | 0.01% | −1,693−6.3% | Reduced |
| RMB Capital Management, LLC | 25,168 | $415.5K | 0.01% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 25,277 | $417.3K | 0.03% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 26,227 | $433.0K | 0.00% | −3,911−13.0% | Reduced |
| Jacobi Capital Management LLC | 27,115 | $447.7K | 0.03% | −450−1.6% | Reduced |
| Smith, Moore & Co. | 28,239 | $466.2K | 0.04% | +3,950+16.3% | Added |
| Seamount Financial Group Inc | 30,339 | $500.9K | 0.23% | +80.0% | Added |
| Ceera Investments, LLC | 32,240 | $532.3K | 0.21% | +960+3.1% | Added |
| Stolper Co | 33,250 | $549.0K | 0.16% | +930+2.9% | Added |
| Western Wealth Management, LLC | 33,470 | $552.6K | 0.03% | −1,494−4.3% | Reduced |
| Calamos Advisors LLC | 33,705 | $556.5K | 0.00% | +8,199+32.1% | Added |
| Lido Advisors, LLC | 36,895 | $623.2K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 40,842 | $674.3K | 0.00% | +5,250+14.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 45,481 | $751.0K | 0.00% | +23,016+102.5% | Added |
| Everstar Asset Management, LLC | 50,473 | $812.7K | 0.44% | +2,573+5.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 55,781 | $921.5K | 0.00% | +3,700+7.1% | Added |
| The PNC Financial Services Group, Inc. | 59,032 | $974.6K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 63,435 | $1.05M | 0.03% | −840−1.3% | Reduced |
| Mountain Capital Investment Advisors, Inc | 63,833 | $1.06M | 0.17% | +441+0.7% | Added |
| Smith Asset Management Co., LLC | 73,885 | $1.22M | 1.01% | +908+1.2% | Added |
| Guggenheim Capital LLC | 76,816 | $1.27M | 0.01% | −443−0.6% | Reduced |
| Park Avenue Securities LLC | 81,631 | $1.35M | 0.01% | −2,240−2.7% | Reduced |
| Colony Group, LLC | 88,457 | $1.46M | 0.00% | −2,900−3.2% | Reduced |
| UBS Group AG | 94,806 | $1.57M | 0.00% | +800+0.9% | Added |
| Beacon Pointe Advisors, LLC | 109,084 | $1.80M | 0.01% | +109,084 | New |
| Elevated Capital Advisors, LLC | 114,520 | $1.89M | 0.44% | −1,981−1.7% | Reduced |
| Cetera Investment Advisers | 120,867 | $2.00M | 0.00% | +1,376+1.2% | Added |
| Sowell Financial Services LLC | 121,157 | $2.00M | 0.07% | −3,175−2.6% | Reduced |
| Advisor Group Holdings, Inc. | 133,983 | $2.21M | 0.00% | +10,248+8.3% | Added |
| Gridiron Partners, LLC | 150,531 | $2.49M | 1.42% | −336,339−69.1% | Reduced |
| Royal Bank of Canada | 158,185 | $2.61M | 0.00% | +290+0.2% | Added |
| Baird Financial Group, Inc. | 159,152 | $2.63M | 0.00% | −1,824−1.1% | Reduced |
| Fiera Capital Corp | 170,617 | $2.82M | 0.01% | +71,584+72.3% | Added |
| Ameriprise Financial Inc | 176,570 | $2.92M | 0.00% | −90,194−33.8% | Reduced |
| Raymond James Financial Inc | 222,509 | $3.67M | 0.00% | −7,488−3.3% | Reduced |
| Commonwealth Equity Services, LLC | 222,740 | $3.68M | 0.00% | −24,355−9.9% | Reduced |