Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 119
- +8 vs. Q4 2025
- Shares held
- 10.7M
- +200.6K (+1.9%) vs. Q4 2025
- Total value
- $165.4M
- −$7.94M (−4.6%) vs. Q4 2025
- New holders
- 15
- 42 more added
- Sold out
- 7
- 36 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 19 | $294 | 0.00% | +9+90.0% | Added |
| Highline Wealth Partners LLC | 200 | $3.10K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 220 | $3.41K | 0.00% | 00.0% | Unchanged |
| Bernard Wealth Management Corp. | 234 | $3.62K | 0.00% | +5+2.2% | Added |
| Chelsea Counsel Co | 310 | $4.80K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 315 | $4.88K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $5.42K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 383 | $5.93K | 0.00% | +383 | New |
| Allworth Financial LP | 500 | $7.75K | 0.00% | −1,965−79.7% | Reduced |
| Strategic Investment Solutions, Inc. | 525 | $8.13K | 0.00% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 526 | $8.14K | 0.00% | +10+1.9% | Added |
| Farther Finance Advisors, LLC | 564 | $8.80K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 800 | $12.4K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 970 | $15.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 985 | $15.3K | 0.00% | +18+1.9% | Added |
| Smartleaf Asset Management LLC | 1,153 | $17.3K | 0.00% | +1,153 | New |
| Private Trust Co NA | 1,300 | $20.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,314 | $20.3K | 0.00% | −8−0.6% | Reduced |
| Keating Financial Advisory Services, Inc. | 1,341 | $20.8K | 0.00% | +25+1.9% | Added |
| Chilton Capital Management LLC | 1,550 | $24.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,784 | $27.8K | 0.00% | −999−35.9% | Reduced |
| Larson Financial Group LLC | 2,037 | $31.6K | 0.00% | −888−30.4% | Reduced |
| North Star Investment Management Corp. | 2,098 | $32.5K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,200 | $34.1K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,531 | $39.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,045 | $47.2K | 0.00% | −500−14.1% | Reduced |
| IFP Advisors, Inc | 3,500 | $54.2K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 4,684 | $72.6K | 0.00% | +4,684 | New |
| Steward Partners Investment Advisory, LLC | 5,305 | $82.2K | 0.00% | +4,118+346.9% | Added |
| Northwestern Mutual Wealth Management Co | 5,427 | $84.1K | 0.00% | +4,730+678.6% | Added |
| Harbour Investments, Inc. | 6,125 | $94.9K | 0.00% | +2,125+53.1% | Added |
| Advisory Services Network, LLC | 7,077 | $109.6K | 0.00% | +7,077 | New |
| Fifth Third Bancorp | 7,591 | $117.6K | 0.00% | +7,591 | New |
| US Bancorp | 8,456 | $131.0K | 0.00% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $154.9K | 0.00% | +10,000 | New |
| Federation des caisses Desjardins du Quebec | 10,119 | $156.7K | 0.00% | −16,108−61.4% | Reduced |
| XTX Topco Ltd | 10,983 | $170.1K | 0.00% | +10,983 | New |
| Summit Trail Advisors, LLC | 11,089 | $171.8K | 0.00% | +378+3.5% | Added |
| Stratos Wealth Partners, LTD. | 11,138 | $172.5K | 0.00% | −9,124−45.0% | Reduced |
| Private Advisor Group, LLC | 11,700 | $181.2K | 0.00% | −1,000−7.9% | Reduced |
| MML Investors Services, LLC | 11,762 | $182.2K | 0.00% | −1,456−11.0% | Reduced |
| Cary Street Partners Financial LLC | 11,773 | $182.4K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,120 | $187.7K | 0.00% | 00.0% | Unchanged |
| DF Dent & Co Inc | 12,298 | $190.5K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 12,783 | $198.0K | 0.00% | +2,551+24.9% | Added |
| Captrust Financial Advisors | 12,878 | $199.5K | 0.00% | +12,878 | New |
| Prairie Wealth Advisors, Inc. | 0 | $211.4K | 0.09% | 0 | Unchanged |
| M Holdings Securities, Inc. | 14,457 | $232.0K | 0.02% | +50.0% | Added |
| Evergreen Capital Management LLC | 15,350 | $237.8K | 0.01% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 15,388 | $238.4K | 0.09% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 15,953 | $247.1K | 0.00% | +8,002+100.6% | Added |
| First Heartland Consultants, Inc. | 15,990 | $247.7K | 0.02% | +232+1.5% | Added |
| Kestra Private Wealth Services, LLC | 16,152 | $250.2K | 0.00% | +224+1.4% | Added |
| Lido Advisors, LLC | 16,895 | $261.7K | 0.00% | −20,000−54.2% | Reduced |
| Integrated Capital Management, Inc. | 16,961 | $262.7K | 0.17% | −1,762−9.4% | Reduced |
| International Assets Investment Management, LLC | 17,433 | $272.1K | 0.02% | +2,855+19.6% | Added |
| Maridea Wealth Management LLC | 18,032 | $279.3K | 0.04% | +18,032 | New |
| National Bank of Canada | 18,400 | $283.7K | 0.00% | −4,300−18.9% | Reduced |
| GWM Advisors LLC | 19,436 | $301.1K | 0.00% | +89+0.5% | Added |
| Sage Capital Advisors,llc | 19,927 | $308.7K | 0.07% | +874+4.6% | Added |
| Silver Oak Securities, Inc | 20,032 | $310.3K | 0.02% | +2,047+11.4% | Added |
| Spire Wealth Management | 20,182 | $312.6K | 0.01% | −94−0.5% | Reduced |
| Pines Wealth Management, LLC | 20,473 | $317.1K | 0.10% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 22,200 | $343.9K | 0.00% | −36,832−62.4% | Reduced |
| Whitener Capital Management, Inc. | 24,785 | $383.9K | 0.09% | +1,000+4.2% | Added |
| Wedbush Securities Inc | 25,057 | $388.0K | 0.01% | +60.0% | Added |
| Closed-End Fund Advisors, Inc. | 25,059 | $388.2K | 0.39% | +25,059 | New |
| RMB Capital Management, LLC | 25,168 | $389.9K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 26,888 | $417.0K | 0.00% | +10,537+64.4% | Added |
| Jacobi Capital Management LLC | 28,215 | $437.1K | 0.02% | +1,100+4.1% | Added |
| Seamount Financial Group Inc | 29,396 | $455.3K | 0.21% | −943−3.1% | Reduced |
| Readystate Asset Management LP | 29,596 | $458.4K | 0.03% | +29,596 | New |
| Susquehanna International Group, LLP | 29,759 | $461.0K | 0.00% | +29,759 | New |
| Ceera Investments, LLC | 30,245 | $468.5K | 0.21% | −1,995−6.2% | Reduced |
| Beacon Pointe Advisors, LLC | 32,045 | $496.4K | 0.00% | −77,039−70.6% | Reduced |
| Western Wealth Management, LLC | 32,798 | $508.0K | 0.02% | −672−2.0% | Reduced |
| Calamos Advisors LLC | 38,260 | $592.6K | 0.00% | +4,555+13.5% | Added |
| Smith, Moore & Co. | 39,289 | $608.6K | 0.04% | +11,050+39.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 40,345 | $625.0K | 0.00% | −5,136−11.3% | Reduced |
| Noble Wealth Management PBC | 40,662 | $629.9K | 0.32% | +26,900+195.5% | Added |
| Everstar Asset Management, LLC | 44,900 | $695.5K | 0.37% | −5,573−11.0% | Reduced |
| Atlantic Edge Private Wealth Management, LLC | 44,935 | $696.0K | 0.17% | +44,935 | New |
| Wiley Bros.-Aintree Capital, LLC | 45,562 | $702.7K | 0.00% | +4,720+11.6% | Added |
| Wolverine Asset Management LLC | 46,312 | $717.4K | 0.01% | +46,312 | New |
| Wealth Enhancement Advisory Services, LLC | 47,461 | $741.3K | 0.00% | −8,320−14.9% | Reduced |
| Atomi Financial Group, Inc. | 63,435 | $982.6K | 0.03% | 00.0% | Unchanged |
| Mountain Capital Investment Advisors, Inc | 64,653 | $1.04M | 0.15% | +820+1.3% | Added |
| Smith Asset Management Co., LLC | 76,850 | $1.19M | 1.02% | +2,965+4.0% | Added |
| Titleist Asset Management, LLC | 80,529 | $1.25M | 0.09% | +55,252+218.6% | Added |
| Park Avenue Securities LLC | 80,982 | $1.25M | 0.01% | −649−0.8% | Reduced |
| Colony Group, LLC | 86,772 | $1.34M | 0.00% | −1,685−1.9% | Reduced |
| Guggenheim Capital LLC | 93,946 | $1.46M | 0.01% | +17,130+22.3% | Added |
| UBS Group AG | 95,094 | $1.47M | 0.00% | +288+0.3% | Added |
| Envestnet Asset Management Inc | 95,703 | $1.48M | 0.00% | −413,042−81.2% | Reduced |
| Logan Stone Capital, LLC | 108,421 | $1.68M | 0.47% | +108,421 | New |
| Elevated Capital Advisors, LLC | 114,130 | $1.77M | 0.44% | −390−0.3% | Reduced |
| Sowell Financial Services LLC | 116,232 | $1.80M | 0.07% | −4,925−4.1% | Reduced |
| Cetera Investment Advisers | 121,151 | $1.88M | 0.00% | +284+0.2% | Added |
| Gridiron Partners, LLC | 135,742 | $2.10M | 1.28% | −14,789−9.8% | Reduced |
| Advisor Group Holdings, Inc. | 146,876 | $2.28M | 0.00% | +12,893+9.6% | Added |