Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- +9 vs. Q2 2021
- Shares held
- 6.31M
- +671.7K (+11.9%) vs. Q2 2021
- Total value
- $140.5M
- +$12.6M (+9.9%) vs. Q2 2021
- New holders
- 12
- 41 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| City Holding Co | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 190 | $4.00K | 0.00% | −21,901−99.1% | Reduced |
| FourThought Financial, LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 305 | $7.00K | 0.00% | +5+1.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 350 | $8.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 343 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 350 | $8.00K | 0.00% | +6+1.7% | Added |
| Total Clarity Wealth Management, Inc. | 352 | $8.00K | 0.00% | +352 | New |
| TFC Financial Management | 386 | $9.00K | 0.00% | +6+1.6% | Added |
| Addison Advisors LLC | 432 | $10.0K | 0.01% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 575 | $13.0K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 642 | $14.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 808 | $17.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $18.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 850 | $19.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,010 | $22.0K | 0.01% | +16+1.6% | Added |
| Glen Eagle Advisors, LLC | 1,275 | $28.4K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 1,806 | $40.0K | 0.00% | +1,806 | New |
| FNY Investment Advisers, LLC | 1,800 | $40.0K | 0.02% | +1,800 | New |
| North Star Investment Management Corp. | 2,098 | $47.0K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $58.0K | 0.02% | 00.0% | Unchanged |
| Danda Trouve Investment Management, Inc. | 2,694 | $60.0K | 0.07% | +39+1.5% | Added |
| Huntington National Bank | – | $61.0K | 0.00% | – | New |
| Marquette Asset Management, LLC | 3,036 | $68.0K | 0.02% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,810 | $85.0K | 0.02% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,875 | $86.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $88.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $111.0K | 0.03% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5,010 | $112.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $115.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 6,459 | $143.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 6,759 | $150.5K | 0.01% | −65−1.0% | Reduced |
| Laurel Wealth Planning LLC | 8,930 | $199.0K | 0.16% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 9,071 | $202.0K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 9,326 | $208.0K | 0.01% | +9,326 | New |
| International Assets Investment Management, LLC | 10,020 | $213.0K | 0.04% | +8+0.1% | Added |
| Avantax Advisory Services, Inc. | 9,756 | $217.0K | 0.00% | +9,756 | New |
| LexAurum Advisors, LLC | 10,000 | $223.0K | 0.07% | 00.0% | Unchanged |
| Navis Wealth Advisors, LLC | 10,900 | $243.0K | 0.21% | +10,900 | New |
| Synovus Financial Corp | 11,028 | $246.0K | 0.00% | −10.0% | Reduced |
| Sigma Planning Corp | 11,532 | $257.0K | 0.01% | +1,650+16.7% | Added |
| Affiance Financial, LLC | 11,733 | $261.0K | 0.11% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,864 | $264.0K | 0.02% | −14,100−54.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 11,968 | $266.0K | 0.00% | +5,513+85.4% | Added |
| Sage Capital Advisors,llc | 11,997 | $267.0K | 0.11% | +71+0.6% | Added |
| Cary Street Partner Investment Advisory LLC | 12,715 | $283.0K | 0.09% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,488 | $300.0K | 0.00% | +3,741+38.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,925 | $310.0K | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,011 | $312.0K | 0.00% | +191+1.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $323.0K | 0.07% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 14,579 | $325.0K | 0.03% | 00.0% | Unchanged |
| Hollencrest Capital Management | 14,710 | $328.0K | 0.03% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 15,400 | $343.0K | 0.00% | +5,887+61.9% | Added |
| Geneos Wealth Management Inc. | 15,574 | $346.0K | 0.01% | +19+0.1% | Added |
| US Bancorp | 16,108 | $358.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 16,849 | $375.0K | 0.03% | +16,849 | New |
| Ceera Investments, LLC | 17,060 | $380.0K | 0.21% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,191 | $383.0K | 0.00% | +140+0.8% | Added |
| Oppenheimer & Co Inc | 17,387 | $387.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Company, LLC | 18,094 | $403.0K | 0.02% | +3,959+28.0% | Added |
| American Financial Advisors, LLC | 18,288 | $407.0K | 0.05% | −1,819−9.0% | Reduced |
| Oxbow Advisors, LLC | 19,301 | $430.0K | 0.04% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 19,416 | $432.0K | 0.00% | +5,993+44.6% | Added |
| Davenport & Co LLC | 20,878 | $465.0K | 0.00% | +400+2.0% | Added |
| Creative Planning | 21,209 | $472.0K | 0.00% | +301+1.4% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $512.0K | 0.00% | 00.0% | Unchanged |
| Titus Wealth Management | 26,800 | $596.0K | 0.31% | 00.0% | Unchanged |
| Cetera Investment Advisers | 26,778 | $596.0K | 0.01% | +10,365+63.2% | Added |
| EPG Wealth Management LLC | 27,309 | $608.0K | 0.24% | +5,773+26.8% | Added |
| Wedbush Securities Inc | 29,034 | $647.0K | 0.03% | +1,704+6.2% | Added |
| MML Investors Services, LLC | 30,121 | $671.0K | 0.01% | +1,512+5.3% | Added |
| Nwam LLC | 30,209 | $673.0K | 0.06% | +129+0.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,656 | $794.0K | 0.00% | +6,667+23.0% | Added |
| Raymond James & Associates | 37,076 | $826.0K | 0.00% | +1,742+4.9% | Added |
| Wolverine Asset Management LLC | 40,509 | $902.0K | 0.01% | +32,777+423.9% | Added |
| Thrivent Financial for Lutherans | 41,182 | $917.0K | 0.00% | −1,410−3.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 42,142 | $938.0K | 0.00% | +2,172+5.4% | Added |
| Federation des caisses Desjardins du Quebec | 42,511 | $946.7K | 0.01% | +105+0.2% | Added |
| Stifel Financial Corp | 43,009 | $958.0K | 0.00% | −3,401−7.3% | Reduced |
| Spire Wealth Management | 44,439 | $990.0K | 0.03% | −5,679−11.3% | Reduced |
| Bard Associates Inc | 44,648 | $994.0K | 0.34% | +1,725+4.0% | Added |
| Sound Income Strategies, LLC | 48,482 | $1.08M | 0.14% | −2,501−4.9% | Reduced |
| Tiemann Investment Advisors, LLC | 51,586 | $1.15M | 0.55% | −1,745−3.3% | Reduced |
| Family Firm, Inc. | 66,791 | $1.50M | 0.39% | +4,865+7.9% | Added |
| Mercer Global Advisors Inc | 78,240 | $1.74M | 0.01% | +4,825+6.6% | Added |
| Cohen & Steers, Inc. | 84,516 | $1.88M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 85,296 | $1.90M | 0.00% | +8,087+10.5% | Added |
| Elevated Capital Advisors, LLC | 96,914 | $2.16M | 0.75% | +96,914 | New |
| Truist Financial Corp | 98,944 | $2.20M | 0.00% | +8,073+8.9% | Added |
| Penserra Capital Management LLC | 110,960 | $2.47M | 0.05% | +110,960 | New |
| Sowell Financial Services LLC | 117,628 | $2.62M | 0.18% | +9,943+9.2% | Added |
| Anfield Capital Management, LLC | 129,351 | $2.88M | 0.90% | +129,351 | New |
| Advisor Group Holdings, Inc. | 138,886 | $3.09M | 0.01% | −471−0.3% | Reduced |
| Csenge Advisory Group | 140,616 | $3.13M | 0.26% | +1,822+1.3% | Added |
| Golden Green, Inc. | 156,935 | $3.50M | 2.73% | +156,935 | New |
| Wells Fargo & Company | 170,597 | $3.80M | 0.00% | −20,348−10.7% | Reduced |
| Cetera Advisor Networks LLC | 208,070 | $4.63M | 0.06% | +28,438+15.8% | Added |
| Ameriprise Financial Inc | 261,783 | $5.83M | 0.00% | −62,902−19.4% | Reduced |
| Commonwealth Equity Services, LLC | 284,578 | $6.34M | 0.02% | −7,112−2.4% | Reduced |