Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 115
- +4 vs. Q2 2025
- Shares held
- 11.0M
- +1.00M (+10.1%) vs. Q2 2025
- Total value
- $179.4M
- +$17.4M (+10.7%) vs. Q2 2025
- New holders
- 13
- 37 more added
- Sold out
- 9
- 32 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 2 | $34 | 0.00% | +2 | New |
| Northwestern Mutual Wealth Management Co | 75 | $1.27K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $3.14K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 220 | $3.72K | 0.00% | 00.0% | Unchanged |
| Bernard Wealth Management Corp. | 225 | $3.81K | 0.00% | +3+1.4% | Added |
| Chelsea Counsel Co | 310 | $5.24K | 0.00% | −2,700−89.7% | Reduced |
| NBC Securities, Inc. | 315 | $5.32K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $5.91K | 0.00% | 00.0% | Unchanged |
| Kilter Group LLC | 778 | $13.1K | 0.01% | +778 | New |
| CoreCap Advisors, LLC | 800 | $13.5K | 0.00% | −500−38.5% | Reduced |
| SOA Wealth Advisors, LLC. | 950 | $16.1K | 0.00% | +16+1.7% | Added |
| Washington Trust Advisors, Inc. | 970 | $16.4K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,110 | $18.7K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,313 | $22.0K | 0.00% | −197−13.0% | Reduced |
| Chilton Capital Management LLC | 1,550 | $26.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 1,627 | $27.5K | 0.00% | −55−3.3% | Reduced |
| Sound Income Strategies, LLC | 1,723 | $29.2K | 0.00% | +19+1.1% | Added |
| North Star Investment Management Corp. | 2,098 | $35.4K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,100 | $35.5K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,400 | $40.5K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,531 | $43.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 3,218 | $54.4K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,500 | $59.1K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,545 | $59.9K | 0.00% | −265−7.0% | Reduced |
| Massmutual Trust Co FSB | 3,548 | $59.9K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $67.6K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 4,684 | $79.1K | 0.00% | +4,684 | New |
| Future Financial Wealth Managment LLC | 5,000 | $84.5K | 0.05% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,439 | $91.9K | 0.01% | +34+0.6% | Added |
| Larson Financial Group LLC | 5,500 | $92.9K | 0.00% | +5,500 | New |
| Maryland Capital Advisors Inc. | 5,600 | $94.6K | 0.03% | 00.0% | Unchanged |
| Financial Consulate, Inc | 6,146 | $103.8K | 0.01% | +6,146 | New |
| Steward Partners Investment Advisory, LLC | 6,605 | $111.6K | 0.00% | +6,105+1,221.0% | Added |
| Advisory Services Network, LLC | 7,077 | $119.5K | 0.00% | +7,077 | New |
| Comerica Bank | 7,536 | $127.3K | 0.00% | −20.0% | Reduced |
| US Bancorp | 8,456 | $142.8K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10,068 | $170.1K | 0.00% | +10,068 | New |
| Walleye Capital LLC | 10,245 | $173.0K | 0.00% | +10,245 | New |
| Summit Trail Advisors, LLC | 10,711 | $180.9K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 11,773 | $198.8K | 0.01% | 00.0% | Unchanged |
| DF Dent & Co Inc | 12,298 | $207.7K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 12,689 | $214.3K | 0.00% | +1,023+8.8% | Added |
| Prairie Wealth Advisors, Inc. | 13,050 | $220.4K | 0.09% | +200+1.6% | Added |
| Private Advisor Group, LLC | 13,184 | $222.7K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 13,723 | $231.8K | 0.00% | +13,723 | New |
| Silver Oak Securities, Inc | 14,088 | $237.9K | 0.02% | +1,647+13.2% | Added |
| International Assets Investment Management, LLC | 14,567 | $238.5K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 14,995 | $253.0K | 0.00% | −1,026−6.4% | Reduced |
| Evergreen Capital Management LLC | 15,350 | $259.3K | 0.01% | +2,800+22.3% | Added |
| Tiemann Investment Advisors, LLC | 15,388 | $259.9K | 0.10% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 15,452 | $261.0K | 0.02% | +3,832+33.0% | Added |
| Kestra Private Wealth Services, LLC | 15,751 | $266.0K | 0.00% | −783−4.7% | Reduced |
| GWM Advisors LLC | 16,255 | $274.5K | 0.00% | −560−3.3% | Reduced |
| CNH Partners LLC | 17,311 | $292.4K | 0.01% | −122,732−87.6% | Reduced |
| Alpha Cubed Investments, LLC | 18,076 | $305.3K | 0.01% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 18,672 | $315.4K | 0.08% | −572−3.0% | Reduced |
| Integrated Capital Management, Inc. | 19,178 | $323.9K | 0.23% | +596+3.2% | Added |
| Susquehanna International Group, LLP | 19,363 | $327.0K | 0.00% | −1,889−8.9% | Reduced |
| Spire Wealth Management | 19,881 | $335.8K | 0.01% | −511−2.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 22,465 | $379.0K | 0.00% | +342+1.5% | Added |
| Stratos Wealth Partners, LTD. | 23,296 | $393.5K | 0.00% | −6,057−20.6% | Reduced |
| Whitener Capital Management, Inc. | 23,785 | $401.7K | 0.10% | 00.0% | Unchanged |
| Smith, Moore & Co. | 24,289 | $410.2K | 0.03% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 25,168 | $425.1K | 0.01% | +25,168 | New |
| Titleist Asset Management, LLC | 25,277 | $426.9K | 0.04% | 00.0% | Unchanged |
| Calamos Advisors LLC | 25,506 | $430.8K | 0.00% | +4,555+21.7% | Added |
| Pines Wealth Management, LLC | 26,464 | $447.0K | 0.15% | +8,580+48.0% | Added |
| Wedbush Securities Inc | 26,744 | $452.0K | 0.01% | +91+0.3% | Added |
| Jacobi Capital Management LLC | 27,565 | $465.6K | 0.03% | +1,155+4.4% | Added |
| RSM US Wealth Management LLC | 29,459 | $497.6K | 0.01% | −203−0.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 30,138 | $509.0K | 0.00% | −11,748−28.0% | Reduced |
| Seamount Financial Group Inc | 30,331 | $512.3K | 0.24% | −3,624−10.7% | Reduced |
| Ceera Investments, LLC | 31,280 | $528.3K | 0.16% | +7,110+29.4% | Added |
| Stolper Co | 32,320 | $546.0K | 0.17% | +32,320 | New |
| Consolidated Portfolio Review Corp | 34,104 | $576.0K | 0.07% | −5,493−13.9% | Reduced |
| Western Wealth Management, LLC | 34,964 | $590.5K | 0.03% | −615−1.7% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 35,592 | $601.1K | 0.00% | +2,581+7.8% | Added |
| Lido Advisors, LLC | 36,895 | $623.2K | 0.00% | −10,000−21.3% | Reduced |
| Noble Wealth Management PBC | 44,262 | $747.6K | 0.40% | +44,262 | New |
| Everstar Asset Management, LLC | 47,900 | $809.0K | 0.46% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 48,396 | $817.4K | 0.00% | +32,834+211.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 52,081 | $875.0K | 0.00% | +1,840+3.7% | Added |
| The PNC Financial Services Group, Inc. | 59,032 | $997.0K | 0.00% | 00.0% | Unchanged |
| Mountain Capital Investment Advisors, Inc | 63,392 | $1.07M | 0.19% | +468+0.7% | Added |
| Atomi Financial Group, Inc. | 64,275 | $1.09M | 0.04% | −1,250−1.9% | Reduced |
| Smith Asset Management Co., LLC | 72,977 | $1.23M | 1.05% | +1,613+2.3% | Added |
| Guggenheim Capital LLC | 77,259 | $1.30M | 0.01% | −3,957−4.9% | Reduced |
| Park Avenue Securities LLC | 83,871 | $1.42M | 0.01% | −2,061−2.4% | Reduced |
| Colony Group, LLC | 91,357 | $1.54M | 0.00% | −2,190−2.3% | Reduced |
| UBS Group AG | 94,006 | $1.59M | 0.00% | −9,332−9.0% | Reduced |
| Fiera Capital Corp | 99,033 | $1.67M | 0.01% | +99,033 | New |
| Elevated Capital Advisors, LLC | 116,501 | $1.97M | 0.49% | −5,741−4.7% | Reduced |
| Cetera Investment Advisers | 119,491 | $2.02M | 0.00% | −110.0% | Reduced |
| Advisor Group Holdings, Inc. | 123,735 | $2.02M | 0.00% | +1,003+0.8% | Added |
| Sowell Financial Services LLC | 124,332 | $2.10M | 0.08% | +146+0.1% | Added |
| Stifel Financial Corp | 139,934 | $2.36M | 0.00% | +14,535+11.6% | Added |
| Gridiron Partners, LLC | 486,870 | $2.54M | 1.44% | +338,939+229.1% | Added |
| Royal Bank of Canada | 157,895 | $2.67M | 0.00% | −1,441−0.9% | Reduced |
| Baird Financial Group, Inc. | 160,976 | $2.72M | 0.00% | +2,261+1.4% | Added |
| Raymond James Financial Inc | 229,997 | $3.88M | 0.00% | +22,532+10.9% | Added |