Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
Q2 2021 vs. Q1 2021
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC changed between Q1 2021 and Q2 2021.
All holders in Q2 2021All holders in Q1 2021
| Measure | Q1 2021 | Of which not filed for Q2 2021 | Q2 2021 | Change |
|---|---|---|---|---|
| Holders | 106 | 1 | 98 | −7 |
| Shares | 5.92M | 100.9K | 5.64M | −181.2K (−3.1%) |
| Value | $138.5M | $2.39M | $127.9M | −$8.17M (−6.0%) |
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q2 2021 but not at the end of Q1 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| LexAurum Advisors, LLC | 10,000 | $227.0K | 0.07% |
| Guggenheim Capital LLC | 9,513 | $216.0K | 0.00% |
| Laurel Wealth Planning LLC | 8,930 | $203.0K | 0.18% |
| Wolverine Asset Management LLC | 7,732 | $175.0K | 0.00% |
| Glen Eagle Advisors, LLC | 1,275 | $29.0K | 0.01% |
| Rockefeller Capital Management L.P. | 808 | $18.0K | 0.00% |
| Addison Advisors LLC | 432 | $10.0K | 0.01% |
| Tradition Wealth Management, LLC | 344 | $8.00K | 0.00% |
| Jacobi Capital Management LLC | 300 | $7.00K | 0.00% |
| City Holding Co | 100 | $2.00K | 0.00% |
| Advisory Services Network, LLC | 100 | $2.00K | 0.00% |
Sold out (18)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q1 2021 and filed for Q2 2021 without it.
| Institution | Shares, Q1 2021 | Value, Q1 2021 |
|---|---|---|
| Anfield Capital Management, LLC | 123,195 | $2.89M |
| Golden Green, Inc. | 53,879 | $1.26M |
| D.A. Davidson & Co. | 41,000 | $961.0K |
| ACG Wealth | 20,557 | $482.0K |
| Kovack Advisors, Inc. | 9,470 | $222.0K |
| Janney Montgomery Scott LLC | 8,775 | $206.0K |
| Wealthcare Advisory Partners LLC | 6,320 | $148.0K |
| FNY Investment Advisers, LLC | 4,369 | $102.0K |
| Certified Advisory Corp | 4,200 | $98.0K |
| Bank of Montreal | 3,335 | $78.0K |
| Valley Brook Capital Group | 1,000 | $23.0K |
| Whittier Trust Co | 248 | $6.00K |
| Signaturefd, LLC | 235 | $6.00K |
| RBA Wealth Management, LLC | 211 | $4.95K |
| Kelly Financial Services LLC | 158 | $3.70K |
| TCTC Holdings, LLC | 133 | $3.00K |
| Sittner & Nelson, LLC | 33 | $1.00K |
| FMR LLC | 2 | $0 |
Not filed for Q2 2021 yet (1)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q1 2021 and haven't filed a 13F for Q2 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q1 2021 | Value, Q1 2021 |
|---|---|---|
| Elevated Capital Advisors, LLC | 100,946 | $2.39M |