Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- −7 vs. Q1 2021
- Shares held
- 5.64M
- −181.2K (−3.1%) vs. Q1 2021
- Total value
- $127.9M
- −$8.17M (−6.0%) vs. Q1 2021
- New holders
- 11
- 34 more added
- Sold out
- 18
- 24 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| City Holding Co | 100 | $2.00K | 0.00% | +100 | New |
| Advisory Services Network, LLC | 100 | $2.00K | 0.00% | +100 | New |
| FourThought Financial, LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 300 | $7.00K | 0.00% | +300 | New |
| Benjamin F. Edwards & Company, Inc. | 350 | $8.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 343 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 344 | $8.00K | 0.00% | +344 | New |
| TFC Financial Management | 380 | $9.00K | 0.00% | +6+1.6% | Added |
| CWM, LLC | 460 | $10.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 432 | $10.0K | 0.01% | +432 | New |
| Sonora Investment Management, LLC | 575 | $13.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 600 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 642 | $15.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $18.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 808 | $18.0K | 0.00% | +808 | New |
| Steward Partners Investment Advisory, LLC | 850 | $19.0K | 0.00% | −654−43.5% | Reduced |
| SOA Wealth Advisors, LLC. | 994 | $22.0K | 0.01% | +17+1.7% | Added |
| Allworth Financial LP | 1,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 1,275 | $29.0K | 0.01% | +1,275 | New |
| North Star Investment Management Corp. | 2,098 | $48.0K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $59.0K | 0.02% | 00.0% | Unchanged |
| Danda Trouve Investment Management, Inc. | 2,655 | $60.0K | 0.07% | +39+1.5% | Added |
| Marquette Asset Management, LLC | 3,036 | $69.0K | 0.02% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,810 | $87.0K | 0.02% | −70−1.8% | Reduced |
| NEXT Financial Group, Inc | 3,875 | $88.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $90.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5,010 | $114.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $114.0K | 0.03% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $117.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 6,459 | $146.0K | 0.01% | +4,089+172.5% | Added |
| Northwestern Mutual Wealth Management Co | 6,455 | $147.0K | 0.00% | −7,518−53.8% | Reduced |
| American Portfolios Advisors | 6,824 | $155.0K | 0.01% | +151+2.3% | Added |
| Wolverine Asset Management LLC | 7,732 | $175.0K | 0.00% | +7,732 | New |
| Laurel Wealth Planning LLC | 8,930 | $203.0K | 0.18% | +8,930 | New |
| Harbour Investments, Inc. | 9,071 | $206.0K | 0.01% | −596−6.2% | Reduced |
| Guggenheim Capital LLC | 9,513 | $216.0K | 0.00% | +9,513 | New |
| International Assets Investment Management, LLC | 10,012 | $218.0K | 0.04% | −11,517−53.5% | Reduced |
| Baird Financial Group, Inc. | 9,747 | $221.0K | 0.00% | −34−0.3% | Reduced |
| Sigma Planning Corp | 9,882 | $225.0K | 0.01% | +1,098+12.5% | Added |
| LexAurum Advisors, LLC | 10,000 | $227.0K | 0.07% | +10,000 | New |
| Synovus Financial Corp | 11,029 | $250.0K | 0.00% | −4,182−27.5% | Reduced |
| Affiance Financial, LLC | 11,733 | $267.0K | 0.11% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 11,926 | $273.0K | 0.11% | +996+9.1% | Added |
| Cary Street Partner Investment Advisory LLC | 12,715 | $289.0K | 0.09% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 13,390 | $305.0K | 0.00% | −1,148−7.9% | Reduced |
| Kestra Advisory Services, LLC | 13,423 | $305.0K | 0.00% | +1,084+8.8% | Added |
| Envestnet Asset Management Inc | 13,820 | $314.0K | 0.00% | −1,287−8.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,925 | $317.0K | 0.03% | 00.0% | Unchanged |
| Ameritas Investment Company, LLC | 14,135 | $321.0K | 0.02% | +13,270+1,534.1% | Added |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $329.0K | 0.08% | −9,000−38.3% | Reduced |
| Centaurus Financial, Inc. | 14,579 | $331.0K | 0.03% | 00.0% | Unchanged |
| Hollencrest Capital Management | 14,710 | $334.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,555 | $353.0K | 0.01% | −1,738−10.1% | Reduced |
| US Bancorp | 16,108 | $366.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 16,413 | $373.0K | 0.01% | +2,149+15.1% | Added |
| Private Advisor Group, LLC | 17,051 | $387.0K | 0.00% | +246+1.5% | Added |
| Ceera Investments, LLC | 17,060 | $388.0K | 0.29% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 17,387 | $395.0K | 0.01% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 19,301 | $439.0K | 0.05% | 00.0% | Unchanged |
| American Financial Advisors, LLC | 20,107 | $457.0K | 0.06% | −2,048−9.2% | Reduced |
| Belpointe Asset Management LLC | 25,964 | $459.0K | 0.03% | +1,325+5.4% | Added |
| Davenport & Co LLC | 20,478 | $465.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 20,908 | $475.0K | 0.00% | −2,745−11.6% | Reduced |
| EPG Wealth Management LLC | 21,536 | $489.0K | 0.21% | +1,260+6.2% | Added |
| Arkadios Wealth Advisors | 22,091 | $501.0K | 0.06% | +1,487+7.2% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $522.0K | 0.00% | 00.0% | Unchanged |
| Titus Wealth Management | 26,800 | $609.0K | 0.33% | 00.0% | Unchanged |
| Wedbush Securities Inc | 27,330 | $621.0K | 0.03% | −595−2.1% | Reduced |
| MML Investors Services, LLC | 28,609 | $650.0K | 0.01% | +1,637+6.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 28,989 | $659.0K | 0.00% | −6,521−18.4% | Reduced |
| Nwam LLC | 30,080 | $683.0K | 0.06% | −27,647−47.9% | Reduced |
| Raymond James & Associates | 35,334 | $803.0K | 0.00% | +3,195+9.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 39,970 | $908.0K | 0.00% | +497+1.3% | Added |
| Federation des caisses Desjardins du Quebec | 42,406 | $963.5K | 0.01% | +1,463+3.6% | Added |
| Thrivent Financial for Lutherans | 42,592 | $968.0K | 0.00% | +4,669+12.3% | Added |
| Bard Associates Inc | 42,923 | $975.0K | 0.32% | +14,950+53.4% | Added |
| Stifel Financial Corp | 46,410 | $1.05M | 0.00% | −983−2.1% | Reduced |
| Spire Wealth Management | 50,118 | $1.14M | 0.03% | −3,492−6.5% | Reduced |
| Sound Income Strategies, LLC | 50,983 | $1.16M | 0.17% | +50,742+21,054.8% | Added |
| Tiemann Investment Advisors, LLC | 53,331 | $1.21M | 0.57% | +254+0.5% | Added |
| Family Firm, Inc. | 61,926 | $1.41M | 0.38% | +1,106+1.8% | Added |
| Mercer Global Advisors Inc | 73,415 | $1.67M | 0.01% | +5,054+7.4% | Added |
| UBS Group AG | 77,209 | $1.75M | 0.00% | +290+0.4% | Added |
| Cohen & Steers, Inc. | 84,516 | $1.92M | 0.00% | −62,896−42.7% | Reduced |
| Truist Financial Corp | 90,871 | $2.06M | 0.00% | −8,289−8.4% | Reduced |
| Sowell Financial Services LLC | 107,685 | $2.45M | 0.16% | +1,539+1.4% | Added |
| Csenge Advisory Group | 138,794 | $3.15M | 0.28% | +1,240+0.9% | Added |
| Advisor Group Holdings, Inc. | 139,357 | $3.17M | 0.01% | +4,014+3.0% | Added |
| Cetera Advisor Networks LLC | 179,632 | $4.08M | 0.06% | +12,833+7.7% | Added |
| Wells Fargo & Company | 190,945 | $4.34M | 0.00% | +2,569+1.4% | Added |
| LPL Financial LLC | 260,117 | $5.91M | 0.01% | +3,476+1.4% | Added |
| Commonwealth Equity Services, LLC | 291,690 | $6.63M | 0.02% | +7,713+2.7% | Added |
| Ameriprise Financial Inc | 324,685 | $7.37M | 0.00% | −28,491−8.1% | Reduced |
| Invesco Ltd. | 328,612 | $7.47M | 0.00% | +40,608+14.1% | Added |
| Covington Capital Management | 355,346 | $8.07M | 0.32% | −16,100−4.3% | Reduced |
| Bank of America Corp | 392,875 | $8.93M | 0.00% | −72,600−15.6% | Reduced |
| Morgan Stanley | 607,674 | $13.8M | 0.00% | −409−0.1% | Reduced |
| Royal Bank of Canada | 810,196 | $18.4M | 0.01% | +141,897+21.2% | Added |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −123,195−100.0% | Sold out |
| Golden Green, Inc. | 0 | $0 | 0.00% | −53,879−100.0% | Sold out |