Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 106 | 3 | 112 | +9 |
| Shares | 6.31M | 115.6K | 6.17M | −26.1K (−0.4%) |
| Value | $140.5M | $2.57M | $134.2M | −$3.75M (−2.7%) |
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (17)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Titleist Asset Management, Ltd. | 22,916 | $498.0K | 0.10% |
| Ameritas Advisory Services, LLC | 19,384 | $421.0K | 0.02% |
| Millennium Management LLC | 15,213 | $330.0K | 0.00% |
| DF Dent & Co Inc | 13,328 | $289.0K | 0.00% |
| SFI Advisors, LLC | 11,076 | $237.0K | 0.21% |
| Future Financial Wealth Managment LLC | 2,395 | $52.0K | 0.04% |
| Cornerstone Advisory, LLC | 2,000 | $44.0K | 0.01% |
| Ahrens Investment Partners LLC | 1,728 | $38.0K | 0.02% |
| HM Payson & Co | 1,235 | $27.0K | 0.00% |
| Eaton Vance Management | 935 | $20.0K | 0.00% |
| CoreCap Advisors, LLC | 800 | $17.0K | 0.00% |
| Snowden Capital Advisors LLC | 758 | $16.0K | 0.00% |
| Confluence Wealth Services, Inc. | 660 | $14.0K | 0.00% |
| Arrow Financial Corp | 574 | $12.0K | 0.00% |
| CWM, LLC | 460 | $10.0K | 0.00% |
| Widmann Financial Services, Inc. | 104 | $2.00K | 0.00% |
| FMR LLC | 1 | $0 | 0.00% |
Sold out (8)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Anfield Capital Management, LLC | 129,351 | $2.88M |
| Virtu Financial LLC | 16,849 | $375.0K |
| Synovus Financial Corp | 11,028 | $246.0K |
| Avantax Advisory Services, Inc. | 9,756 | $217.0K |
| Citigroup Inc | 1,806 | $40.0K |
| FNY Investment Advisers, LLC | 1,800 | $40.0K |
| Jacobi Capital Management LLC | 305 | $7.00K |
| Arkadios Wealth Advisors | 190 | $4.00K |
Not filed for Q4 2021 yet (3)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Elevated Capital Advisors, LLC | 96,914 | $2.16M |
| Ameritas Investment Company, LLC | 18,094 | $403.0K |
| Sonora Investment Management, LLC | 575 | $13.0K |