Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 115
- −5 vs. Q4 2023
- Shares held
- 9.03M
- −42.4K (−0.5%) vs. Q4 2023
- Total value
- $134.1M
- +$7.96M (+6.3%) vs. Q4 2023
- New holders
- 11
- 44 more added
- Sold out
- 16
- 32 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 59 | $876 | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 61 | $906 | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $1.49K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.76K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 315 | $4.00K | 0.00% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 300 | $4.46K | 0.00% | +300 | New |
| Sunbelt Securities, Inc. | 350 | $5.20K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 359 | $5.33K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 468 | $6.95K | 0.00% | +11+2.4% | Added |
| Steward Partners Investment Advisory, LLC | 500 | $7.42K | 0.00% | +500 | New |
| Benjamin F. Edwards & Company, Inc. | 710 | $11.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 743 | $11.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 766 | $11.4K | 0.00% | +529+223.2% | Added |
| CoreCap Advisors, LLC | 800 | $11.9K | 0.00% | +800 | New |
| SOA Wealth Advisors, LLC. | 856 | $12.7K | 0.00% | +19+2.3% | Added |
| Hollencrest Capital Management | 1,110 | $16.5K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 1,250 | $18.6K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,439 | $21.0K | 0.01% | +15+1.1% | Added |
| CWM, LLC | 1,660 | $25.0K | 0.00% | +34+2.1% | Added |
| North Star Investment Management Corp. | 2,098 | $31.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,718 | $40.4K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,689 | $51.3K | 0.00% | +3,689 | New |
| IFP Advisors, Inc | 3,500 | $52.0K | 0.00% | +3,500 | New |
| Geneos Wealth Management Inc. | 3,975 | $59.0K | 0.00% | −660−14.2% | Reduced |
| Harbour Investments, Inc. | 4,000 | $59.4K | 0.00% | −158−3.8% | Reduced |
| Chelsea Counsel Co | 4,975 | $73.9K | 0.04% | −20,225−80.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 5,000 | $74.3K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $76.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,292 | $78.6K | 0.00% | +1,585+42.8% | Added |
| Gilliland Jeter Wealth Management LLC | 6,758 | $100.4K | 0.03% | −3,765−35.8% | Reduced |
| Future Financial Wealth Managment LLC | 7,000 | $104.0K | 0.08% | +7,000 | New |
| Capital Analysts, LLC | 8,834 | $131.0K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 10,159 | $150.9K | 0.00% | +10,159 | New |
| Nomura Holdings Inc | 10,405 | $154.5K | 0.00% | −3,055−22.7% | Reduced |
| Private Trust Co NA | 10,445 | $155.1K | 0.02% | +3,345+47.1% | Added |
| SFI Advisors, LLC | 10,507 | $156.0K | 0.12% | 00.0% | Unchanged |
| Cerity Partners LLC | 11,220 | $166.6K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 11,773 | $174.8K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 11,937 | $177.0K | 0.00% | +154+1.3% | Added |
| Prairie Wealth Advisors, Inc. | 12,300 | $182.7K | 0.09% | +12,300 | New |
| Evergreen Capital Management LLC | 12,550 | $186.4K | 0.01% | +1,000+8.7% | Added |
| Jacobi Capital Management LLC | 13,195 | $195.9K | 0.02% | +1,100+9.1% | Added |
| Truist Financial Corp | 13,587 | $201.8K | 0.00% | −88,617−86.7% | Reduced |
| DF Dent & Co Inc | 13,783 | $204.7K | 0.00% | +170+1.2% | Added |
| International Assets Investment Management, LLC | 13,866 | $205.1K | 0.02% | −398−2.8% | Reduced |
| US Bancorp | 13,906 | $206.5K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 14,525 | $215.7K | 0.18% | +877+6.4% | Added |
| Kestra Private Wealth Services, LLC | 14,624 | $217.2K | 0.00% | −1,282−8.1% | Reduced |
| XTX Topco Ltd | 14,638 | $217.4K | 0.03% | +14,638 | New |
| Tiemann Investment Advisors, LLC | 14,955 | $222.1K | 0.10% | +326+2.2% | Added |
| Stifel Financial Corp | 15,763 | $234.1K | 0.00% | −5,092−24.4% | Reduced |
| GWM Advisors LLC | 15,786 | $234.4K | 0.00% | +1,170+8.0% | Added |
| Kestra Advisory Services, LLC | 16,460 | $244.4K | 0.00% | +1,317+8.7% | Added |
| Private Advisor Group, LLC | 16,640 | $247.1K | 0.00% | −980−5.6% | Reduced |
| Alpha Cubed Investments, LLC | 18,076 | $268.4K | 0.01% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 19,380 | $287.8K | 0.09% | +1,900+10.9% | Added |
| Spire Wealth Management | 21,158 | $314.2K | 0.01% | +211+1.0% | Added |
| Advisory Services Network, LLC | 21,177 | $314.5K | 0.01% | −12,900−37.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 21,373 | $317.4K | 0.00% | −5,062−19.1% | Reduced |
| Sage Capital Advisors,llc | 21,929 | $325.6K | 0.09% | +365+1.7% | Added |
| The PNC Financial Services Group, Inc. | 22,200 | $329.7K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 23,467 | $348.5K | 0.06% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 24,118 | $359.0K | 0.00% | −39,135−61.9% | Reduced |
| Alpine Global Management, LLC | 25,000 | $371.3K | 0.07% | +2,000+8.7% | Added |
| Susquehanna International Group, LLP | 25,294 | $375.6K | 0.00% | −20,595−44.9% | Reduced |
| Atria Wealth Solutions, Inc. | 25,733 | $382.1K | 0.00% | +206+0.8% | Added |
| Atomi Financial Group, Inc. | 25,900 | $384.6K | 0.04% | −2,750−9.6% | Reduced |
| Wedbush Securities Inc | 27,202 | $404.0K | 0.02% | −1,584−5.5% | Reduced |
| Guggenheim Capital LLC | 29,581 | $439.3K | 0.00% | +10,131+52.1% | Added |
| Eschler Asset Management LLP | 30,227 | $447.1K | 0.29% | 00.0% | Unchanged |
| We Are One Seven, LLC | 32,496 | $482.6K | 0.03% | −173,765−84.2% | Reduced |
| Millennium Management LLC | 32,686 | $485.4K | 0.00% | 00.0% | Unchanged |
| Flow State Investments, L.P. | 32,710 | $485.7K | 0.14% | −7,936−19.5% | Reduced |
| Seamount Financial Group Inc | 36,297 | $539.0K | 0.47% | −6,942−16.1% | Reduced |
| Thrivent Financial for Lutherans | 43,188 | $641.0K | 0.00% | +3,159+7.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 43,818 | $651.0K | 0.00% | +2,233+5.4% | Added |
| 1607 Capital Partners, LLC | 45,262 | $672.1K | 0.05% | +15,562+52.4% | Added |
| Rpo LLC | 46,141 | $685.2K | 1.01% | −279,407−85.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 46,835 | $695.5K | 0.00% | +3,180+7.3% | Added |
| Lido Advisors, LLC | 47,495 | $705.3K | 0.01% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 50,679 | $752.6K | 0.02% | −104,518−67.3% | Reduced |
| Baird Financial Group, Inc. | 53,873 | $800.0K | 0.00% | +11,648+27.6% | Added |
| Bard Associates Inc | 56,818 | $843.7K | 0.30% | −102−0.2% | Reduced |
| Mountain Capital Investment Advisors, Inc | 65,752 | $956.0K | 0.27% | +1,893+3.0% | Added |
| Western Wealth Management, LLC | 66,597 | $989.0K | 0.08% | −10,765−13.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 72,453 | $1.08M | 0.06% | +22,144+44.0% | Added |
| Federation des caisses Desjardins du Quebec | 87,321 | $1.30M | 0.01% | +3,560+4.3% | Added |
| Park Avenue Securities LLC | 89,870 | $1.33M | 0.02% | −4,463−4.7% | Reduced |
| Connectus Wealth, LLC | 92,940 | $1.38M | 0.04% | −8,800−8.6% | Reduced |
| UBS Group AG | 106,571 | $1.58M | 0.00% | −5,206−4.7% | Reduced |
| Sowell Financial Services LLC | 127,731 | $1.90M | 0.09% | +2,602+2.1% | Added |
| Family Firm, Inc. | 127,757 | $1.90M | 0.46% | −6,507−4.8% | Reduced |
| Cetera Investment Advisers | 137,776 | $2.05M | 0.00% | +137,776 | New |
| Elevated Capital Advisors, LLC | 138,529 | $2.06M | 0.59% | +7,843+6.0% | Added |
| Envestnet Asset Management Inc | 141,486 | $2.10M | 0.00% | +29,794+26.7% | Added |
| Gridiron Partners, LLC | 147,931 | $2.20M | 1.40% | +2,407+1.7% | Added |
| Raymond James & Associates | 148,591 | $2.21M | 0.00% | +2,837+1.9% | Added |
| Royal Bank of Canada | 155,900 | $2.32M | 0.00% | −102,538−39.7% | Reduced |
| PFG Investments, LLC | 160,863 | $2.39M | 0.14% | +160,863 | New |