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Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

FFC
Exchange
NYSE
SEC CIK
0001174164

No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
108
+13 vs. Q2 2023
Shares held
7.63M
+647.2K (+9.3%) vs. Q2 2023
Total value
$99.0M
+$3.02M (+3.1%) vs. Q2 2023
New holders
20
35 more added
Sold out
7
26 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 108 institutions
Q1 2021: 106 institutionsQ2 2021: 98 institutionsQ3 2021: 106 institutionsQ4 2021: 112 institutionsQ1 2022: 101 institutionsQ2 2022: 102 institutionsQ3 2022: 97 institutionsQ4 2022: 100 institutionsQ1 2023: 101 institutionsQ2 2023: 95 institutionsQ3 2023: 108 institutionsQ4 2023: 120 institutionsQ1 2024: 115 institutionsQ2 2024: 108 institutionsQ3 2024: 110 institutionsQ4 2024: 118 institutionsQ1 2025: 114 institutionsQ2 2025: 112 institutionsQ3 2025: 115 institutionsQ4 2025: 113 institutionsQ1 2026: 119 institutionsQ2 2026: 111 institutions
Value heldQ3 2023: $99.0M
Q1 2021: $138.5MQ2 2021: $127.9MQ3 2021: $140.5MQ4 2021: $134.2MQ1 2022: $124.9MQ2 2022: $97.5MQ3 2022: $91.5MQ4 2022: $94.4MQ1 2023: $88.8MQ2 2023: $96.0MQ3 2023: $99.0MQ4 2023: $126.1MQ1 2024: $134.1MQ2 2024: $134.3MQ3 2024: $145.9MQ4 2024: $156.5MQ1 2025: $153.9MQ2 2025: $164.2MQ3 2025: $179.4MQ4 2025: $173.6MQ1 2026: $165.4MQ2 2026: $181.2M
Institutions holding FFC and their total value by quarter
QuarterHoldersValue
Q2 2026111$181.2M
Q1 2026119$165.4M
Q4 2025113$173.6M
Q3 2025115$179.4M
Q2 2025112$164.2M
Q1 2025114$153.9M
Q4 2024118$156.5M
Q3 2024110$145.9M
Q2 2024108$134.3M
Q1 2024115$134.1M
Q4 2023120$126.1M
Q3 2023108$99.0M
Q2 202395$96.0M
Q1 2023101$88.8M
Q4 2022100$94.4M
Q3 202297$91.5M
Q2 2022102$97.5M
Q1 2022101$124.9M
Q4 2021112$134.2M
Q3 2021106$140.5M
Q2 202198$127.9M
Q1 2021106$138.5M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2023.

Institutions holding FFC in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Sound Income Strategies, LLC18$2280.00%+1+5.9%Added
Householder Group Estate & Retirement Specialist, LLC59$7650.00%+59New
City Holding Co100$1.30K0.00%00.0%Unchanged
Harbour Investments, Inc.158$2.05K0.00%00.0%Unchanged
Koesten, Hirschmann & Crabtree, INC.186$2.41K0.00%00.0%Unchanged
CWM, LLC250$3.00K0.00%+100+66.7%Added
Northwestern Mutual Wealth Management Co237$3.08K0.00%−111−31.9%Reduced
NBC Securities, Inc.315$4.00K0.00%+315New
Sunbelt Securities, Inc.350$4.54K0.00%00.0%Unchanged
Sanctuary Wealth Management, L.L.C.359$4.66K0.01%00.0%Unchanged
TFC Financial Management449$5.83K0.00%+8+1.8%Added
Benjamin F. Edwards & Company, Inc.710$9.00K0.00%00.0%Unchanged
Princeton Global Asset Management LLC850$11.0K0.00%00.0%Unchanged
SOA Wealth Advisors, LLC.1,175$15.2K0.00%+22+1.9%Added
Bank of New Hampshire1,250$16.2K0.00%00.0%Unchanged
AlphaMark Advisors, LLC1,413$18.0K0.01%+618+77.7%Added
Elequin Capital LP2,017$26.2K0.01%+2,017New
North Star Investment Management Corp.2,098$27.2K0.00%00.0%Unchanged
Hollencrest Capital Management2,595$33.7K0.00%00.0%Unchanged
Allworth Financial LP2,827$36.7K0.00%−1,599−36.1%Reduced
FMR LLC3,003$39.0K0.00%+3,003New
Comerica Bank3,341$43.3K0.00%+3,341New
Fifth Third Bancorp3,957$51.3K0.00%00.0%Unchanged
GPS Wealth Strategies Group, LLC5,000$64.8K0.01%00.0%Unchanged
Parallel Advisors, LLC5,160$66.9K0.00%00.0%Unchanged
Geneos Wealth Management Inc.5,435$70.5K0.00%00.0%Unchanged
Private Trust Co NA7,950$103.1K0.01%00.0%Unchanged
LexAurum Advisors, LLC10,000$129.7K0.04%00.0%Unchanged
Fortune Financial Advisors, LLC10,024$130.0K0.10%+10,024New
Mercer Global Advisors Inc10,463$136.0K0.00%−1,973−15.9%Reduced
Cary Street Partner Investment Advisory LLC10,773$139.7K0.01%00.0%Unchanged
Evergreen Capital Management LLC10,800$140.1K0.01%00.0%Unchanged
SFI Advisors, LLC11,076$143.7K0.14%00.0%Unchanged
Logan Stone Capital, LLC11,096$143.9K0.04%+11,096New
MML Investors Services, LLC11,103$144.0K0.00%−321−2.8%Reduced
Advisory Services Network, LLC11,127$144.3K0.00%−4,750−29.9%Reduced
Whitener Capital Management, Inc.11,240$145.8K0.06%+11,240New
Jacobi Capital Management LLC12,095$156.9K0.02%00.0%Unchanged
Ceera Investments, LLC13,080$169.6K0.09%00.0%Unchanged
US Bancorp13,906$180.4K0.00%00.0%Unchanged
Integrated Capital Management, Inc.13,989$181.4K0.16%+13,989New
Stifel Financial Corp14,263$185.0K0.00%−1,275−8.2%Reduced
Creative Planning14,340$186.0K0.00%+2,598+22.1%Added
DF Dent & Co Inc14,663$190.2K0.00%+565+4.0%Added
Kestra Private Wealth Services, LLC15,624$202.6K0.01%+2,926+23.0%Added
Rockefeller Capital Management L.P.15,899$206.2K0.00%−92−0.6%Reduced
Flow State Investments, L.P.16,080$208.6K0.08%+16,080New
Wealthcare Advisory Partners LLC16,130$209.2K0.01%+1,254+8.4%Added
Claybrook Capital, LLC16,895$219.1K0.13%00.0%Unchanged
Private Advisor Group, LLC17,100$221.8K0.00%+20+0.1%Added
Kestra Advisory Services, LLC17,842$231.4K0.00%+186+1.1%Added
Alpha Cubed Investments, LLC18,076$234.5K0.02%00.0%Unchanged
International Assets Investment Management, LLC20,448$254.9K0.03%−97−0.5%Reduced
Spire Wealth Management20,502$265.9K0.01%+332+1.6%Added
Eschler Asset Management LLP20,900$271.1K0.32%+20,900New
Raymond James & Associates21,048$273.0K0.00%+4,380+26.3%Added
We Are One Seven, LLC21,867$283.6K0.02%+21,867New
The PNC Financial Services Group, Inc.22,200$287.9K0.00%−800−3.5%Reduced
Tiemann Investment Advisors, LLC22,254$288.6K0.15%+256+1.2%Added
Titleist Asset Management, LLC23,467$304.4K0.06%00.0%Unchanged
Sage Capital Advisors,llc23,598$306.1K0.11%+1,355+6.1%Added
1607 Capital Partners, LLC24,700$320.4K0.02%+24,700New
Wedbush Securities Inc28,276$367.0K0.02%−7,003−19.9%Reduced
Susquehanna International Group, LLP28,531$370.0K0.00%−12,225−30.0%Reduced
Raymond James Financial Services Advisors, Inc.29,543$383.2K0.00%+1,845+6.7%Added
Lido Advisors, LLC30,000$389.1K0.00%+30,000New
Baird Financial Group, Inc.30,396$394.2K0.00%+9,232+43.6%Added
Hennion & Walsh Asset Management, Inc.32,138$416.8K0.03%+11,467+55.5%Added
Millennium Management LLC32,355$419.6K0.00%+8,300+34.5%Added
Atria Wealth Solutions, Inc.33,013$428.3K0.01%+3,899+13.4%Added
HighTower Advisors, LLC33,752$437.0K0.00%−1,996−5.6%Reduced
Arlington Capital Management, Inc.35,387$459.0K0.48%+35,387New
Cambridge Investment Research Advisors, Inc.37,689$489.0K0.00%−5,875−13.5%Reduced
Wealth Enhancement Advisory Services, LLC39,836$516.7K0.00%+39,836New
Atomi Financial Group, Inc.41,877$543.1K0.18%−5,156−11.0%Reduced
Cerity Partners LLC42,302$548.7K0.00%−103,560−71.0%Reduced
Thrivent Financial for Lutherans45,289$587.0K0.00%−19,708−30.3%Reduced
Bard Associates Inc57,720$748.6K0.31%+945+1.7%Added
Mountain Capital Investment Advisors, Inc63,626$838.0K0.31%−1,213−1.9%Reduced
Chelsea Counsel Co67,200$871.6K0.45%00.0%Unchanged
Federation des caisses Desjardins du Quebec78,607$1.02M0.01%+5,544+7.6%Added
Park Avenue Securities LLC81,353$1.05M0.02%+81,353New
Truist Financial Corp94,800$1.23M0.00%+2,427+2.6%Added
Wolverine Asset Management LLC96,739$1.25M0.02%+59,488+159.7%Added
Envestnet Asset Management Inc99,471$1.29M0.00%+85,454+609.6%Added
Western Wealth Management, LLC99,572$1.29M0.11%−3,585−3.5%Reduced
Wells Fargo & Company112,564$1.46M0.00%−271−0.2%Reduced
UBS Group AG116,392$1.51M0.00%−5,029−4.1%Reduced
Sowell Financial Services LLC117,556$1.52M0.10%+760+0.7%Added
Elevated Capital Advisors, LLC128,891$1.67M0.57%+1,743+1.4%Added
Cetera Advisor Networks LLC135,788$1.76M0.01%+6,985+5.4%Added
Family Firm, Inc.135,944$1.76M0.50%−5,078−3.6%Reduced
Boothbay Fund Management, LLC150,822$1.96M0.07%+150,822New
Consolidated Portfolio Review Corp167,822$2.18M0.53%+39,416+30.7%Added
Ameriprise Financial Inc183,570$2.38M0.00%−74,224−28.8%Reduced
Advisor Group Holdings, Inc.191,222$2.48M0.00%+24,340+14.6%Added
Csenge Advisory Group222,507$2.89M0.20%+2,200+1.0%Added
LPL Financial LLC244,617$3.17M0.00%+15,444+6.7%Added
Penserra Capital Management LLC258,356$3.35M0.07%+147,316+132.7%Added
CNH Partners LLC268,791$3.49M0.16%+268,791New