Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- −4 vs. Q1 2023
- Shares held
- 6.99M
- +574.8K (+9.0%) vs. Q1 2023
- Total value
- $96.0M
- +$7.19M (+8.1%) vs. Q1 2023
- New holders
- 9
- 36 more added
- Sold out
- 13
- 23 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 17 | $238 | 0.00% | −525−96.9% | Reduced |
| City Holding Co | 100 | $1.37K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $2.00K | 0.00% | −1,000−87.0% | Reduced |
| Harbour Investments, Inc. | 158 | $2.17K | 0.00% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.56K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 348 | $4.78K | 0.00% | −1,642−82.5% | Reduced |
| Sunbelt Securities, Inc. | 350 | $4.81K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 359 | $4.93K | 0.01% | +359 | New |
| Raleigh Capital Management Inc. | 400 | $5.50K | 0.00% | −260−39.4% | Reduced |
| TFC Financial Management | 441 | $6.06K | 0.00% | +9+2.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 710 | $10.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $11.0K | 0.01% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 850 | $11.7K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,153 | $15.8K | 0.00% | +22+1.9% | Added |
| Bank of New Hampshire | 1,250 | $17.2K | 0.00% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 1,731 | $23.8K | 0.02% | +1,731 | New |
| North Star Investment Management Corp. | 2,098 | $28.8K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 2,583 | $35.5K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,595 | $35.7K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $54.4K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,426 | $60.8K | 0.00% | +20.0% | Added |
| GPS Wealth Strategies Group, LLC | 5,000 | $68.7K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $70.9K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $74.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,950 | $109.2K | 0.01% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 10,000 | $137.4K | 0.04% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 10,773 | $148.0K | 0.01% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,800 | $148.4K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,076 | $152.2K | 0.14% | 00.0% | Unchanged |
| MML Investors Services, LLC | 11,424 | $157.0K | 0.00% | +789+7.4% | Added |
| Creative Planning | 11,742 | $161.3K | 0.00% | −4,867−29.3% | Reduced |
| Jacobi Capital Management LLC | 12,095 | $166.2K | 0.02% | +1,290+11.9% | Added |
| Mercer Global Advisors Inc | 12,436 | $171.0K | 0.00% | −1,286−9.4% | Reduced |
| Kestra Private Wealth Services, LLC | 12,698 | $174.5K | 0.01% | +765+6.4% | Added |
| Ceera Investments, LLC | 13,080 | $179.7K | 0.10% | 00.0% | Unchanged |
| GWM Advisors LLC | 13,200 | $181.4K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 13,906 | $191.1K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,017 | $192.6K | 0.00% | +745+5.6% | Added |
| DF Dent & Co Inc | 14,098 | $193.7K | 0.00% | −850−5.7% | Reduced |
| Wealthcare Advisory Partners LLC | 14,876 | $204.4K | 0.01% | +14,876 | New |
| Davenport & Co LLC | 14,928 | $205.1K | 0.00% | −1,000−6.3% | Reduced |
| Stifel Financial Corp | 15,538 | $213.5K | 0.00% | +3,519+29.3% | Added |
| Advisory Services Network, LLC | 15,877 | $218.2K | 0.01% | +750+5.0% | Added |
| Rockefeller Capital Management L.P. | 15,991 | $219.7K | 0.00% | −159−1.0% | Reduced |
| Raymond James & Associates | 16,668 | $229.0K | 0.00% | −7,330−30.5% | Reduced |
| Claybrook Capital, LLC | 16,895 | $232.1K | 0.12% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,080 | $234.7K | 0.00% | +21+0.1% | Added |
| Kestra Advisory Services, LLC | 17,656 | $242.6K | 0.00% | +3,606+25.7% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $248.4K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 20,545 | $276.3K | 0.04% | +20,545 | New |
| Spire Wealth Management | 20,170 | $277.1K | 0.01% | +342+1.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 20,671 | $284.0K | 0.02% | +20,671 | New |
| Baird Financial Group, Inc. | 21,164 | $290.8K | 0.00% | −164−0.8% | Reduced |
| Tiemann Investment Advisors, LLC | 21,998 | $302.3K | 0.15% | −337−1.5% | Reduced |
| Sage Capital Advisors,llc | 22,243 | $305.6K | 0.11% | +222+1.0% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $316.0K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 23,467 | $322.4K | 0.06% | −5,145−18.0% | Reduced |
| Millennium Management LLC | 24,055 | $330.5K | 0.00% | +24,055 | New |
| Raymond James Financial Services Advisors, Inc. | 27,698 | $380.6K | 0.00% | +27+0.1% | Added |
| Atria Wealth Solutions, Inc. | 29,114 | $400.1K | 0.01% | −7,534−20.6% | Reduced |
| Wedbush Securities Inc | 35,279 | $485.0K | 0.02% | +7,269+26.0% | Added |
| HighTower Advisors, LLC | 35,748 | $490.0K | 0.00% | +2,005+5.9% | Added |
| Wolverine Asset Management LLC | 37,251 | $511.8K | 0.01% | +3,882+11.6% | Added |
| Susquehanna International Group, LLP | 40,756 | $560.0K | 0.00% | +40,756 | New |
| Cambridge Investment Research Advisors, Inc. | 43,564 | $599.0K | 0.00% | +7,740+21.6% | Added |
| Atomi Financial Group, Inc. | 47,033 | $646.2K | 0.29% | −2,386−4.8% | Reduced |
| Bard Associates Inc | 56,775 | $780.1K | 0.30% | +100+0.2% | Added |
| Mountain Capital Investment Advisors, Inc | 64,839 | $885.7K | 0.33% | +4,598+7.6% | Added |
| Thrivent Financial for Lutherans | 64,997 | $893.0K | 0.00% | +4,314+7.1% | Added |
| Chelsea Counsel Co | 67,200 | $923.3K | 0.45% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 73,063 | $1.00M | 0.01% | +7,526+11.5% | Added |
| Truist Financial Corp | 92,373 | $1.27M | 0.00% | −20,800−18.4% | Reduced |
| Western Wealth Management, LLC | 103,157 | $1.42M | 0.12% | +2,343+2.3% | Added |
| Penserra Capital Management LLC | 111,040 | $1.52M | 0.03% | +6,923+6.6% | Added |
| Wells Fargo & Company | 112,835 | $1.55M | 0.00% | −10,074−8.2% | Reduced |
| Sowell Financial Services LLC | 116,796 | $1.60M | 0.09% | +150+0.1% | Added |
| Future Financial Wealth Managment LLC | 117,112 | $1.61M | 1.69% | +15,265+15.0% | Added |
| Connectus Wealth, LLC | 119,185 | $1.64M | 0.04% | +119,185 | New |
| UBS Group AG | 121,421 | $1.67M | 0.00% | +41,865+52.6% | Added |
| Elevated Capital Advisors, LLC | 127,148 | $1.75M | 0.58% | −39,460−23.7% | Reduced |
| Consolidated Portfolio Review Corp | 128,406 | $1.76M | 0.42% | +27,618+27.4% | Added |
| Cetera Advisor Networks LLC | 128,803 | $1.77M | 0.01% | +14,709+12.9% | Added |
| Family Firm, Inc. | 141,022 | $1.94M | 0.51% | +2,107+1.5% | Added |
| Cerity Partners LLC | 145,862 | $2.00M | 0.01% | −53,071−26.7% | Reduced |
| Advisor Group Holdings, Inc. | 166,882 | $2.29M | 0.00% | +19,012+12.9% | Added |
| Csenge Advisory Group | 220,307 | $3.03M | 0.20% | +19,257+9.6% | Added |
| LPL Financial LLC | 229,173 | $3.15M | 0.00% | +28,007+13.9% | Added |
| Ameriprise Financial Inc | 257,794 | $3.55M | 0.00% | −34,579−11.8% | Reduced |
| Cohen & Steers, Inc. | 298,190 | $4.10M | 0.01% | +31,885+12.0% | Added |
| Commonwealth Equity Services, LLC | 318,125 | $4.37M | 0.01% | −19,451−5.8% | Reduced |
| Invesco Ltd. | 479,206 | $6.58M | 0.00% | +42,109+9.6% | Added |
| Mangrove Partners | 509,000 | $6.99M | 0.70% | +509,000 | New |
| Royal Bank of Canada | 515,114 | $7.08M | 0.00% | −14,374−2.7% | Reduced |
| Bank of America Corp | 551,627 | $7.58M | 0.00% | +19,027+3.6% | Added |
| Morgan Stanley | 671,941 | $9.23M | 0.00% | −5,637−0.8% | Reduced |
| Golden Green, Inc. | 0 | $0 | 0.00% | −178,488−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,589−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,372−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −13,179−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −13,144−100.0% | Sold out |