Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 118
- +11 vs. Q3 2024
- Shares held
- 10.1M
- +1.10M (+12.2%) vs. Q3 2024
- Total value
- $156.5M
- +$13.8M (+9.7%) vs. Q3 2024
- New holders
- 19
- 39 more added
- Sold out
- 8
- 31 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quest 10 Wealth Builders, Inc. | 98 | $1.52K | 0.00% | +98 | New |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.89K | 0.00% | 00.0% | Unchanged |
| Bernard Wealth Management Corp. | 214 | $3.32K | 0.00% | +214 | New |
| Northwestern Mutual Wealth Management Co | 237 | $3.68K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $5.40K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 493 | $7.66K | 0.00% | +8+1.6% | Added |
| Steward Partners Investment Advisory, LLC | 500 | $7.76K | 0.00% | 00.0% | Unchanged |
| Eastern Bank | 800 | $12.4K | 0.00% | +800 | New |
| SOA Wealth Advisors, LLC. | 902 | $14.0K | 0.00% | +15+1.7% | Added |
| Washington Trust Advisors, Inc. | 970 | $15.1K | 0.00% | +970 | New |
| Hollencrest Capital Management | 1,110 | $17.2K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,270 | $20.0K | 0.01% | +9+0.7% | Added |
| CWM, LLC | 1,558 | $24.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 1,550 | $24.1K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,628 | $25.0K | 0.00% | +18+1.1% | Added |
| North Star Investment Management Corp. | 2,098 | $32.6K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,300 | $35.7K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,447 | $38.0K | 0.00% | +2,447 | New |
| Capital Analysts, LLC | 2,531 | $39.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,835 | $44.0K | 0.00% | +36+1.3% | Added |
| Chelsea Counsel Co | 3,125 | $48.5K | 0.03% | −1,775−36.2% | Reduced |
| IFP Advisors, Inc | 3,500 | $54.4K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,689 | $57.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,810 | $59.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $62.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,218 | $67.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,067 | $78.7K | 0.00% | −726−12.5% | Reduced |
| Future Financial Wealth Managment LLC | 5,150 | $80.0K | 0.06% | −1,700−24.8% | Reduced |
| Parallel Advisors, LLC | 5,160 | $80.1K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,164 | $80.2K | 0.01% | +67+1.3% | Added |
| Arkadios Wealth Advisors | 10,258 | $159.3K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 10,445 | $162.2K | 0.02% | 00.0% | Unchanged |
| Cerity Partners LLC | 11,262 | $174.9K | 0.00% | +42+0.4% | Added |
| Truist Financial Corp | 11,645 | $180.8K | 0.00% | +63+0.5% | Added |
| Cary Street Partners Financial LLC | 11,773 | $182.8K | 0.01% | +11,773 | New |
| Landscape Capital Management, L.L.C. | 12,234 | $190.0K | 0.02% | +12,234 | New |
| DF Dent & Co Inc | 12,298 | $191.0K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 12,550 | $194.9K | 0.01% | 00.0% | Unchanged |
| Prairie Wealth Advisors, Inc. | 12,700 | $197.2K | 0.09% | −600−4.5% | Reduced |
| Independent Advisor Alliance | 13,504 | $209.7K | 0.00% | +13,504 | New |
| Pines Wealth Management, LLC | 14,013 | $220.3K | 0.10% | +14,013 | New |
| International Assets Investment Management, LLC | 14,336 | $225.8K | 0.02% | −277,295−95.1% | Reduced |
| Creative Planning | 15,103 | $234.6K | 0.00% | +15,103 | New |
| Robinson Capital Management, LLC | 15,113 | $234.7K | 0.09% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 15,388 | $239.0K | 0.11% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 15,631 | $243.1K | 0.00% | +15,631 | New |
| Janney Montgomery Scott LLC | 15,841 | $246.0K | 0.00% | +15,841 | New |
| Kestra Private Wealth Services, LLC | 15,959 | $247.8K | 0.00% | +405+2.6% | Added |
| Private Advisor Group, LLC | 16,403 | $254.7K | 0.00% | −277−1.7% | Reduced |
| US Bancorp | 16,456 | $255.6K | 0.00% | +1,050+6.8% | Added |
| Sanctuary Advisors, LLC | 16,475 | $263.1K | 0.00% | −12,543−43.2% | Reduced |
| Smith, Moore & Co. | 17,064 | $265.0K | 0.02% | +6,575+62.7% | Added |
| GWM Advisors LLC | 17,419 | $270.5K | 0.00% | −2,415−12.2% | Reduced |
| Walleye Capital LLC | 17,674 | $274.5K | 0.00% | +17,674 | New |
| Alpha Cubed Investments, LLC | 18,076 | $280.7K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 18,103 | $281.1K | 0.22% | +322+1.8% | Added |
| Guyasuta Investment Advisors Inc | 18,150 | $281.9K | 0.02% | +2,500+16.0% | Added |
| Atria Wealth Solutions, Inc. | 19,283 | $299.5K | 0.00% | +662+3.6% | Added |
| Spire Wealth Management | 19,537 | $303.4K | 0.01% | +326+1.7% | Added |
| SFI Advisors, LLC | 20,479 | $318.0K | 0.22% | +9,972+94.9% | Added |
| Jacobi Capital Management LLC | 23,260 | $361.2K | 0.03% | +2,850+14.0% | Added |
| Sage Capital Advisors,llc | 23,301 | $361.9K | 0.09% | −3,867−14.2% | Reduced |
| Titleist Asset Management, LLC | 23,467 | $364.4K | 0.04% | 00.0% | Unchanged |
| Calamos Advisors LLC | 23,684 | $367.8K | 0.00% | +4,555+23.8% | Added |
| Matisse Capital | 23,907 | $371.3K | 0.19% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 25,180 | $391.0K | 0.11% | +400+1.6% | Added |
| Wedbush Securities Inc | 27,441 | $426.0K | 0.02% | −122−0.4% | Reduced |
| Seamount Financial Group Inc | 33,900 | $526.5K | 0.36% | −1,799−5.0% | Reduced |
| Millennium Management LLC | 39,196 | $608.7K | 0.00% | −47,618−54.9% | Reduced |
| Western Wealth Management, LLC | 39,490 | $613.3K | 0.03% | −1,589−3.9% | Reduced |
| Susquehanna International Group, LLP | 39,851 | $618.9K | 0.00% | +39,851 | New |
| Consolidated Portfolio Review Corp | 40,979 | $636.4K | 0.10% | −6,059−12.9% | Reduced |
| Lido Advisors, LLC | 46,895 | $728.3K | 0.00% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 51,219 | $794.1K | 0.01% | +24,786+93.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 51,415 | $798.5K | 0.00% | −18,380−26.3% | Reduced |
| Everstar Asset Management, LLC | 52,700 | $818.4K | 0.58% | −4,400−7.7% | Reduced |
| Thrivent Financial for Lutherans | 54,644 | $849.0K | 0.00% | +2,270+4.3% | Added |
| The PNC Financial Services Group, Inc. | 55,882 | $867.8K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 57,021 | $886.0K | 0.00% | −21,095−27.0% | Reduced |
| Guggenheim Capital LLC | 63,427 | $985.0K | 0.01% | +14,309+29.1% | Added |
| Bard Associates Inc | 63,843 | $991.5K | 0.34% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 66,025 | $1.03M | 0.05% | +38,125+136.6% | Added |
| Mercer Global Advisors Inc | 68,715 | $1.07M | 0.00% | +56,600+467.2% | Added |
| Noble Wealth Management PBC | 70,850 | $1.10M | 0.76% | +70,850 | New |
| Rivernorth Capital Management, LLC | 70,942 | $1.10M | 0.05% | +70,942 | New |
| HighTower Advisors, LLC | 72,254 | $1.12M | 0.00% | −6,089−7.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 88,207 | $1.37M | 0.01% | −1,275−1.4% | Reduced |
| Colony Group, LLC | 89,682 | $1.39M | 0.00% | −308−0.3% | Reduced |
| Park Avenue Securities LLC | 90,024 | $1.40M | 0.01% | +4,022+4.7% | Added |
| Mountain Capital Investment Advisors, Inc | 89,139 | $1.41M | 0.29% | +142+0.2% | Added |
| Smith Asset Management Co., LLC | 106,081 | $1.44M | 1.40% | +106,081 | New |
| UBS Group AG | 104,771 | $1.63M | 0.00% | +714+0.7% | Added |
| Advisor Group Holdings, Inc. | 112,468 | $1.75M | 0.00% | +27,543+32.4% | Added |
| Cetera Investment Advisers | 118,951 | $1.85M | 0.00% | −5,018−4.0% | Reduced |
| Family Firm, Inc. | 124,154 | $1.93M | 0.43% | −2,594−2.0% | Reduced |
| Sowell Financial Services LLC | 127,953 | $1.99M | 0.10% | +5,213+4.2% | Added |
| Elevated Capital Advisors, LLC | 133,918 | $2.08M | 0.57% | −1,890−1.4% | Reduced |
| Baird Financial Group, Inc. | 140,179 | $2.18M | 0.00% | +26,417+23.2% | Added |
| Gridiron Partners, LLC | 147,931 | $2.30M | 1.46% | 00.0% | Unchanged |
| Royal Bank of Canada | 156,700 | $2.43M | 0.00% | −3,147−2.0% | Reduced |