Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
Q1 2022 vs. Q4 2021
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 112 | 3 | 101 | −8 |
| Shares | 6.17M | 10.4K | 6.34M | +188.3K (+3.1%) |
| Value | $134.2M | $225.0K | $124.9M | −$9.12M (−6.8%) |
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Elevated Capital Advisors, LLC | 107,583 | $2.12M | 0.70% |
| Atria Wealth Solutions, Inc. | 38,215 | $753.0K | 0.01% |
| Alpha Cubed Investments, LLC | 21,935 | $432.0K | 0.03% |
| HighTower Advisors, LLC | 11,732 | $232.0K | 0.00% |
| NFP Retirement, Inc. | 10,250 | $201.7K | 0.05% |
| Money Concepts Capital Corp | 7,992 | $157.0K | 0.01% |
| Selective Wealth Management, Inc. | 2,500 | $49.0K | 0.02% |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% |
| Bank of New Hampshire | 1,250 | $25.0K | 0.01% |
| Princeton Global Asset Management LLC | 850 | $17.0K | 0.00% |
| Prospera Financial Services Inc | 500 | $10.0K | 0.00% |
Sold out (19)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Sowell Financial Services LLC | 89,696 | $1.95M |
| Wolverine Asset Management LLC | 28,673 | $622.0K |
| Cetera Investment Advisers | 26,820 | $583.0K |
| Nwam LLC | 16,638 | $361.0K |
| Millennium Management LLC | 15,213 | $330.0K |
| Sheaff Brock Investment Advisors, LLC | 14,425 | $313.0K |
| Affiance Financial, LLC | 11,733 | $255.0K |
| Stifel Financial Corp | 9,502 | $206.0K |
| AdvisorNet Financial, Inc | 5,010 | $109.0K |
| Marquette Asset Management, LLC | 3,036 | $66.0K |
| Cornerstone Advisory, LLC | 2,000 | $44.0K |
| Eaton Vance Management | 935 | $20.0K |
| CoreCap Advisors, LLC | 800 | $17.0K |
| Snowden Capital Advisors LLC | 758 | $16.0K |
| Confluence Wealth Services, Inc. | 660 | $14.0K |
| Arrow Financial Corp | 574 | $12.0K |
| Total Clarity Wealth Management, Inc. | 352 | $8.00K |
| Widmann Financial Services, Inc. | 104 | $2.00K |
| FMR LLC | 1 | $0 |
Not filed for Q1 2022 yet (3)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Carroll Financial Associates, Inc. | 6,459 | $139.0K |
| NEXT Financial Group, Inc | 3,875 | $84.0K |
| Harbour Investments, Inc. | 100 | $2.00K |