Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −8 vs. Q4 2021
- Shares held
- 6.34M
- +188.3K (+3.1%) vs. Q4 2021
- Total value
- $124.9M
- −$9.12M (−6.8%) vs. Q4 2021
- New holders
- 11
- 33 more added
- Sold out
- 19
- 27 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 3 | $0 | 0.00% | −457−99.3% | Reduced |
| City Holding Co | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 350 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 362 | $7.00K | 0.00% | +6+1.7% | Added |
| Ancora Advisors, LLC | 343 | $7.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 400 | $8.00K | 0.00% | +7+1.8% | Added |
| Addison Advisors LLC | 432 | $9.00K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 500 | $10.0K | 0.00% | +500 | New |
| Steward Partners Investment Advisory, LLC | 600 | $12.0K | 0.00% | −250−29.4% | Reduced |
| Sugarloaf Wealth Management, LLC | 642 | $13.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $16.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 816 | $16.0K | 0.00% | +8+1.0% | Added |
| Princeton Global Asset Management LLC | 850 | $17.0K | 0.00% | +850 | New |
| SOA Wealth Advisors, LLC. | 1,047 | $20.0K | 0.00% | +19+1.8% | Added |
| HM Payson & Co | 1,235 | $24.0K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 1,250 | $25.0K | 0.01% | +1,250 | New |
| Glen Eagle Advisors, LLC | 1,275 | $25.1K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% | +1,577 | New |
| Ahrens Investment Partners LLC | 1,728 | $34.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $41.0K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 2,395 | $47.0K | 0.04% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,500 | $49.0K | 0.02% | +2,500 | New |
| FinTrust Capital Advisors, LLC | 2,614 | $51.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 2,600 | $51.0K | 0.00% | +1,600+160.0% | Added |
| Huntington National Bank | – | $54.0K | 0.00% | – | – |
| Danda Trouve Investment Management, Inc. | 2,721 | $54.0K | 0.07% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,310 | $65.0K | 0.01% | −500−13.1% | Reduced |
| Laurel Wealth Planning LLC | 3,930 | $77.0K | 0.05% | −5,000−56.0% | Reduced |
| Fifth Third Bancorp | 3,957 | $78.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $98.0K | 0.02% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $100.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 7,992 | $157.0K | 0.01% | +7,992 | New |
| American Portfolios Advisors | 8,279 | $162.9K | 0.01% | −187−2.2% | Reduced |
| Belpointe Asset Management LLC | 8,864 | $174.0K | 0.01% | +550+6.6% | Added |
| LexAurum Advisors, LLC | 10,000 | $197.0K | 0.06% | 00.0% | Unchanged |
| NFP Retirement, Inc. | 10,250 | $201.7K | 0.05% | +10,250 | New |
| Sigma Planning Corp | 10,803 | $213.0K | 0.01% | −200−1.8% | Reduced |
| Wealthcare Advisory Partners LLC | 10,832 | $213.0K | 0.01% | +1,503+16.1% | Added |
| Navis Wealth Advisors, LLC | 10,900 | $215.0K | 0.19% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,076 | $217.0K | 0.20% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 11,645 | $221.0K | 0.04% | −45,668−79.7% | Reduced |
| HighTower Advisors, LLC | 11,732 | $232.0K | 0.00% | +11,732 | New |
| Kestra Advisory Services, LLC | 12,318 | $242.0K | 0.00% | −1,980−13.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 12,311 | $243.0K | 0.00% | −2,050−14.3% | Reduced |
| Cary Street Partner Investment Advisory LLC | 12,715 | $250.0K | 0.07% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 13,132 | $255.0K | 0.10% | +1,783+15.7% | Added |
| Hollencrest Capital Management | 13,021 | $256.0K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 13,390 | $264.0K | 0.00% | −520−3.7% | Reduced |
| Centaurus Financial, Inc. | 13,579 | $267.0K | 0.02% | 00.0% | Unchanged |
| DF Dent & Co Inc | 14,388 | $283.0K | 0.00% | +1,060+8.0% | Added |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $285.0K | 0.05% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,527 | $305.0K | 0.01% | −1,602−9.4% | Reduced |
| US Bancorp | 16,108 | $317.0K | 0.00% | 00.0% | Unchanged |
| American Financial Advisors, LLC | 16,147 | $318.0K | 0.04% | −1,093−6.3% | Reduced |
| Ceera Investments, LLC | 17,090 | $336.0K | 0.17% | +30+0.2% | Added |
| Oppenheimer & Co Inc | 17,387 | $342.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,604 | $346.0K | 0.00% | −125−0.7% | Reduced |
| Davenport & Co LLC | 18,878 | $372.0K | 0.00% | −2,000−9.6% | Reduced |
| Ameritas Advisory Services, LLC | 19,254 | $379.0K | 0.01% | −130−0.7% | Reduced |
| Oxbow Advisors, LLC | 19,501 | $384.0K | 0.04% | 00.0% | Unchanged |
| Spire Wealth Management | 19,936 | $392.0K | 0.01% | −7,802−28.1% | Reduced |
| Creative Planning | 21,038 | $414.0K | 0.00% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 21,935 | $432.0K | 0.03% | +21,935 | New |
| Envestnet Asset Management Inc | 22,455 | $442.0K | 0.00% | +1,205+5.7% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $452.0K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, Ltd. | 23,644 | $465.0K | 0.10% | +728+3.2% | Added |
| Baird Financial Group, Inc. | 24,529 | $483.0K | 0.00% | +10,541+75.4% | Added |
| Wedbush Securities Inc | 26,733 | $526.0K | 0.02% | −2,595−8.8% | Reduced |
| EPG Wealth Management LLC | 28,677 | $564.0K | 0.20% | +1,041+3.8% | Added |
| Titus Wealth Management | 33,800 | $665.0K | 0.30% | +7,000+26.1% | Added |
| MML Investors Services, LLC | 35,163 | $692.0K | 0.00% | +3,517+11.1% | Added |
| Atria Wealth Solutions, Inc. | 38,215 | $753.0K | 0.01% | +38,215 | New |
| Thrivent Financial for Lutherans | 41,332 | $801.0K | 0.00% | −1,260−3.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 41,895 | $824.0K | 0.00% | +1,368+3.4% | Added |
| Tiemann Investment Advisors, LLC | 43,498 | $856.0K | 0.40% | +293+0.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 43,548 | $857.0K | 0.00% | +1,342+3.2% | Added |
| Sound Income Strategies, LLC | 45,351 | $893.0K | 0.10% | −3,265−6.7% | Reduced |
| Bard Associates Inc | 47,958 | $944.0K | 0.33% | +3,750+8.5% | Added |
| Mercer Global Advisors Inc | 59,467 | $1.17M | 0.01% | −2,265−3.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 63,479 | $1.25M | 0.01% | +2,926+4.8% | Added |
| UBS Group AG | 68,006 | $1.34M | 0.00% | −10,093−12.9% | Reduced |
| Raymond James & Associates | 71,813 | $1.41M | 0.00% | +14,249+24.8% | Added |
| Family Firm, Inc. | 83,220 | $1.64M | 0.43% | +12,435+17.6% | Added |
| Elevated Capital Advisors, LLC | 107,583 | $2.12M | 0.70% | +107,583 | New |
| Truist Financial Corp | 114,376 | $2.25M | 0.00% | +2,566+2.3% | Added |
| Csenge Advisory Group | 127,622 | $2.51M | 0.20% | −11,172−8.0% | Reduced |
| Cohen & Steers, Inc. | 138,950 | $2.73M | 0.00% | +54,434+64.4% | Added |
| Advisor Group Holdings, Inc. | 140,891 | $2.76M | 0.01% | +2,687+1.9% | Added |
| Penserra Capital Management LLC | 148,649 | $2.92M | 0.07% | +36,133+32.1% | Added |
| Wells Fargo & Company | 148,719 | $2.93M | 0.00% | −9,315−5.9% | Reduced |
| Cetera Advisor Networks LLC | 221,292 | $4.36M | 0.05% | +1,908+0.9% | Added |
| LPL Financial LLC | 248,870 | $4.90M | 0.00% | −9,464−3.7% | Reduced |
| Ameriprise Financial Inc | 280,750 | $5.53M | 0.00% | +10,742+4.0% | Added |
| Commonwealth Equity Services, LLC | 302,546 | $5.95M | 0.01% | +10,841+3.7% | Added |
| Golden Green, Inc. | 313,784 | $6.17M | 5.08% | +194,439+162.9% | Added |
| Bank of America Corp | 356,281 | $7.01M | 0.00% | −29,899−7.7% | Reduced |
| Covington Capital Management | 363,496 | $7.15M | 0.26% | +7,850+2.2% | Added |
| Invesco Ltd. | 383,885 | $7.55M | 0.00% | −29,669−7.2% | Reduced |
| Morgan Stanley | 782,283 | $15.4M | 0.00% | +17,160+2.2% | Added |