Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Capital Southwest Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +5 vs. Q4 2023
- Shares held
- 10.5M
- +354.6K (+3.5%) vs. Q4 2023
- Total value
- $260.9M
- +$21.3M (+8.9%) vs. Q4 2023
- New holders
- 29
- 55 more added
- Sold out
- 24
- 33 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cozad Asset Management Inc | 62,370 | $1.56M | 0.16% | +62,370 | New |
| Schonfeld Strategic Advisors LLC | 63,500 | $1.58M | 0.01% | +63,500 | New |
| Royal Bank of Canada | 65,138 | $1.63M | 0.00% | −1,330−2.0% | Reduced |
| Foundations Investment Advisors, LLC | 65,453 | $1.63M | 0.04% | +10,895+20.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 67,965 | $1.70M | 0.03% | +67,965 | New |
| Commonwealth Equity Services, LLC | 70,201 | $1.75M | 0.00% | +24,968+55.2% | Added |
| Muzinich & Co., Inc. | 74,979 | $1.78M | 1.54% | 00.0% | Unchanged |
| Hodges Capital Management Inc. | 72,376 | $1.81M | 0.12% | +4,813+7.1% | Added |
| Millennium Management LLC | 76,666 | $1.91M | 0.00% | −22,165−22.4% | Reduced |
| Redmont Wealth Advisors LLC | 78,460 | $1.96M | 2.71% | −1,465−1.8% | Reduced |
| Argent Trust Co | 79,124 | $1.97M | 0.09% | +10,569+15.4% | Added |
| Moerus Capital Management LLC | 82,097 | $2.05M | 0.64% | −13,633−14.2% | Reduced |
| FJ Capital Management LLC | 82,205 | $2.05M | 0.21% | +82,205 | New |
| Raymond James & Associates | 83,736 | $2.09M | 0.00% | −20,008−19.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 94,701 | $2.36M | 0.00% | +22,915+31.9% | Added |
| Confluence Investment Management LLC | 95,774 | $2.39M | 0.03% | −325−0.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 97,160 | $2.43M | 0.84% | +3,100+3.3% | Added |
| Ameriprise Financial Inc | 100,278 | $2.50M | 0.00% | −58,737−36.9% | Reduced |
| Franklin Resources Inc | 108,560 | $2.71M | 0.00% | +108,560 | New |
| Citadel Advisors LLC | 117,745 | $2.94M | 0.00% | +35,879+43.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 117,920 | $2.94M | 0.00% | +2,826+2.5% | Added |
| McKinley Capital Management LLC /Delaware | 120,451 | $3.01M | 0.36% | −2,097−1.7% | Reduced |
| LPL Financial LLC | 153,500 | $3.83M | 0.00% | +8,104+5.6% | Added |
| BlackRock Inc. | 158,635 | $3.96M | 0.00% | −32,417−17.0% | Reduced |
| Advisors Asset Management, Inc. | 171,087 | $4.27M | 0.08% | +7,855+4.8% | Added |
| Grace & White Inc | 176,597 | $4.41M | 0.79% | 00.0% | Unchanged |
| Morgan Stanley | 192,118 | $4.80M | 0.00% | +102,720+114.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 239,376 | $5.97M | 0.32% | −7,924−3.2% | Reduced |
| Tectonic Advisors LLC | 256,698 | $6.41M | 0.49% | +14,763+6.1% | Added |
| Legal & General Group Plc | 329,008 | $8.21M | 0.00% | +20,021+6.5% | Added |
| Melia Wealth LLC | 372,073 | $9.29M | 5.22% | −310,264−45.5% | Reduced |
| First Manhattan Co | 373,325 | $9.32M | 0.03% | −3,169−0.8% | Reduced |
| Two Sigma Advisers, LP | 385,800 | $9.63M | 0.02% | +34,300+9.8% | Added |
| Two Sigma Investments, LP | 398,721 | $9.95M | 0.02% | +19,757+5.2% | Added |
| Beacon Pointe Advisors, LLC | 437,389 | $10.9M | 0.12% | +31,978+7.9% | Added |
| Sound Income Strategies, LLC | 549,655 | $13.7M | 1.02% | +17,348+3.3% | Added |
| Zuckerman Investment Group, LLC | 643,120 | $16.1M | 1.82% | +29,983+4.9% | Added |
| Sanders Morris Harris LLC | 644,206 | $16.1M | 3.02% | +644,206 | New |
| Punch & Associates Investment Management, Inc. | 669,313 | $16.7M | 0.95% | −112,673−14.4% | Reduced |
| Van Eck Associates Corp | 847,225 | $21.1M | 0.03% | +115,727+15.8% | Added |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −130,741−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −93,744−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −68,682−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −68,284−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −57,646−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −38,298−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −26,844−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −22,704−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −22,591−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −17,638−100.0% | Sold out |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −15,600−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −13,670−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −12,644−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,547−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −11,736−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −11,372−100.0% | Sold out |
| Precision Wealth Strategies, LLC | 0 | $0 | 0.00% | −8,615−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −8,471−100.0% | Sold out |
| Morton Brown Family Wealth, LLC | 0 | $0 | 0.00% | −1,439−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −1,328−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −955−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −236−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Putnam Investments LLC | – | – | – | – | Not filed |