Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,069
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.4K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
52 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clearbridge Investments, LLC | 10,346 | $11.0M | 0.01% | −3,345−24.4% | Reduced |
| Terry L. Blaker | 10,324 | $11.0M | 0.39% | +305+3.0% | Added |
| Smith, Moore & Co. | 10,324 | $11.0M | 0.71% | −287−2.7% | Reduced |
| Lifeworks Advisors, LLC | 10,297 | $11.0M | 1.15% | +794+8.4% | Added |
| Cyndeo Wealth Partners, LLC | 10,286 | $11.0M | 0.52% | −254−2.4% | Reduced |
| Boyd Watterson Asset Management LLC | 10,281 | $10.9M | 2.95% | −24−0.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 10,211 | $10.9M | 0.10% | +2,481+32.1% | Added |
| Trajan Wealth LLC | 10,201 | $10.9M | 0.41% | −6,985−40.6% | Reduced |
| Occidental Asset Management, LLC | 10,195 | $10.9M | 1.08% | +105+1.0% | Added |
| Providence Wealth Advisors, LLC | 11,040 | $10.8M | 6.38% | −150−1.3% | Reduced |
| Oddo BHF Asset Management SAS | 10,142 | $10.8M | 0.50% | +831+8.9% | Added |
| BCJ Capital Management, LLC | 10,127 | $10.8M | 0.54% | +6,730+198.1% | Added |
| Procyon Private Wealth Partners, LLC | 10,122 | $10.8M | 0.47% | −120−1.2% | Reduced |
| NorthRock Partners, LLC | 10,121 | $10.8M | 0.16% | +35+0.3% | Added |
| Securian Asset Management, Inc | 12,239 | $10.8M | 0.39% | −384−3.0% | Reduced |
| Ramirez Asset Management, Inc. | 10,110 | $10.8M | 1.12% | 00.0% | Unchanged |
| Argyle Capital Management Inc. | 10,082 | $10.7M | 3.09% | −277−2.7% | Reduced |
| Jones Kertz & Associates, Inc. | 10,073 | $10.7M | 4.95% | −1,227−10.9% | Reduced |
| Whalerock Point Partners, LLC | 10,057 | $10.7M | 1.82% | −115−1.1% | Reduced |
| Focus Financial Network, Inc. | 10,043 | $10.7M | 0.33% | +160+1.6% | Added |
| McKinley Carter Wealth Services, Inc. | 10,027 | $10.7M | 0.55% | +414+4.3% | Added |
| Stokes Capital Advisors, LLC | 10,019 | $10.7M | 2.28% | −1,259−11.2% | Reduced |
| ABN AMRO Bank N.V. | 10,130 | $10.7M | 0.14% | +2,834+38.8% | Added |
| Naviter Wealth, LLC | 10,011 | $10.7M | 0.97% | +2,303+29.9% | Added |
| Asset Management Group, Inc. | 10,005 | $10.7M | 1.56% | −796−7.4% | Reduced |
| Advisors Preferred, LLC | 11,056 | $10.7M | 1.65% | +311+2.9% | Added |
| Chicago Capital, LLC | 10,003 | $10.7M | 0.26% | +2,110+26.7% | Added |
| DKRT Investments Corp. | 10,000 | $10.6M | 2.60% | −5,000−33.3% | Reduced |
| HWG Holdings LP | 9,989 | $10.6M | 2.41% | +5,946+147.1% | Added |
| TritonPoint Partners, LLC | 9,969 | $10.6M | 0.88% | +9,091+1,035.4% | Added |
| Ibex Wealth Advisors | 9,965 | $10.6M | 0.83% | +48+0.5% | Added |
| Hudson Capital Management LLC | 9,942 | $10.6M | 2.56% | −752−7.0% | Reduced |
| RFG Advisory, LLC | 9,930 | $10.6M | 0.17% | +414+4.4% | Added |
| Wellington Shields & Co., LLC | 9,907 | $10.5M | 2.36% | +424+4.5% | Added |
| Fox Hill Wealth Management | 9,832 | $10.5M | 4.20% | +4,701+91.6% | Added |
| Finer Wealth Management, Inc. | 9,816 | $10.5M | 4.67% | −143−1.4% | Reduced |
| Mystic Asset Management, Inc. | 9,809 | $10.4M | 2.23% | −139−1.4% | Reduced |
| River Wealth Advisors LLC | 9,782 | $10.4M | 1.09% | +288+3.0% | Added |
| Mattern Wealth Management LLC | 9,771 | $10.4M | 1.71% | +30.0% | Added |
| Thoroughbred Financial Services, LLC | 9,769 | $10.4M | 0.50% | +18+0.2% | Added |
| LMG Wealth Partners, LLC | 9,767 | $10.4M | 1.66% | +104+1.1% | Added |
| Tritonpoint Wealth, LLC | 9,764 | $10.4M | 1.02% | −189−1.9% | Reduced |
| Rockline Wealth Management, LLC | 9,752 | $10.4M | 1.99% | +473+5.1% | Added |
| Nilsine Partners, LLC | 9,750 | $10.4M | 0.72% | +77+0.8% | Added |
| Sound View Wealth Advisors Group, LLC | 9,741 | $10.4M | 0.64% | −141−1.4% | Reduced |
| SevenBridge Financial Group, LLC | 12,290 | $10.4M | 1.52% | −106−0.9% | Reduced |
| MONECO Advisors, LLC | 9,710 | $10.3M | 0.63% | +3,418+54.3% | Added |
| Lockheed Martin Investment Management Co | 9,700 | $10.3M | 0.41% | +9,700 | New |
| Envestnet Portfolio Solutions, Inc. | 9,691 | $10.3M | 0.05% | +486+5.3% | Added |
| Jericho Financial, LLP | 9,649 | $10.3M | 5.32% | +96+1.0% | Added |
| IFG Advisory, LLC | 9,630 | $10.3M | 0.36% | +9,158+1,940.3% | Added |
| RMB Capital Management, LLC | 9,620 | $10.2M | 0.16% | +115+1.2% | Added |
| J. Safra Sarasin Holding AG | 12,181 | $10.2M | 0.15% | +1,140+10.3% | Added |
| Walleye Trading LLC | 9,613 | $10.2M | 0.14% | +6,667+226.3% | Added |
| Capital Investment Counsel, Inc | 9,610 | $10.2M | 1.10% | −1,260−11.6% | Reduced |
| Twin Capital Management Inc | 9,594 | $10.2M | 1.11% | +126+1.3% | Added |
| RFG - Bristol Wealth Advisors, LLC | 9,542 | $10.2M | 2.46% | −145−1.5% | Reduced |
| Liontrust Investment Partners LLP | 9,540 | $10.2M | 0.15% | −15,788−62.3% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 9,538 | $10.2M | 3.03% | +9,538 | New |
| Nikko Asset Management Americas, Inc. | 9,516 | $10.1M | 0.13% | −900−8.6% | Reduced |
| Choate Investment Advisors | 9,496 | $10.1M | 0.18% | +50+0.5% | Added |
| MWA Asset Management | 9,493 | $10.1M | 4.57% | −844−8.2% | Reduced |
| Gluskin Sheff & Assoc Inc | 9,475 | $10.1M | 1.55% | 00.0% | Unchanged |
| CPA Asset Management LLC | 9,466 | $10.1M | 2.90% | −778−7.6% | Reduced |
| Ballentine Partners, LLC | 9,435 | $10.0M | 0.12% | +173+1.9% | Added |
| Confluence Wealth Services, Inc. | 9,423 | $10.0M | 0.29% | +2,531+36.7% | Added |
| Concord Wealth Partners | 9,417 | $10.0M | 1.15% | −347−3.6% | Reduced |
| Soltis Investment Advisors LLC | 9,392 | $10.0M | 0.58% | +285+3.1% | Added |
| Investor's Fiduciary Advisor Network, LLC | 9,387 | $9.99M | 3.39% | −158−1.7% | Reduced |
| Cornerstone Wealth Management, LLC | 9,379 | $9.99M | 0.43% | −89−0.9% | Reduced |
| Marvin & Palmer Associates Inc | 9,362 | $9.97M | 6.27% | +4,092+77.6% | Added |
| Coastline Trust Co | 9,355 | $9.96M | 0.88% | +418+4.7% | Added |
| GTS Securities LLC | 9,307 | $9.91M | 0.21% | +5,634+153.4% | Added |
| Forty-three Eighteen Advisors, LLC | 9,275 | $9.88M | 6.65% | +20.0% | Added |
| MV Capital Management, Inc. | 9,218 | $9.82M | 0.87% | −539−5.5% | Reduced |
| Slow Capital, Inc. | 9,205 | $9.80M | 1.14% | −1,442−13.5% | Reduced |
| Daymark Wealth Partners, LLC | 9,190 | $9.79M | 0.24% | +160+1.8% | Added |
| SNS Financial Group, LLC | 9,186 | $9.78M | 0.19% | +5,218+131.5% | Added |
| Schnieders Capital Management, LLC. | 9,177 | $9.77M | 1.28% | −73−0.8% | Reduced |
| RB Capital Management, LLC | 9,149 | $9.74M | 1.91% | −212−2.3% | Reduced |
| Heartland Bank & Trust Co | 9,085 | $9.67M | 2.00% | −167−1.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 9,072 | $9.66M | 0.10% | +319+3.6% | Added |
| Financial & Tax Architects, LLC | 9,062 | $9.65M | 2.03% | −1,750−16.2% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 9,012 | $9.60M | 0.81% | +40.0% | Added |
| Man Group plc | 9,005 | $9.59M | 0.02% | −8,725−49.2% | Reduced |
| RH Tailwind Management, LLC | 9,000 | $9.58M | 4.47% | −4,000−30.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 8,962 | $9.54M | 0.21% | +5,283+143.6% | Added |
| Iowa State Bank | 8,957 | $9.54M | 1.59% | +72+0.8% | Added |
| Wedmont Private Capital | 10,012 | $9.54M | 0.26% | +1,500+17.6% | Added |
| Naples Global Advisors, LLC | 8,941 | $9.52M | 0.59% | −235−2.6% | Reduced |
| AlTi Global, Inc. | 8,939 | $9.52M | 0.20% | +147+1.7% | Added |
| Douglass Winthrop Advisors, LLC | 8,915 | $9.49M | 0.16% | +40.0% | Added |
| Mitchell Capital Management Co | 8,864 | $9.44M | 1.44% | −286−3.1% | Reduced |
| Baader Bank INC | 8,859 | $9.43M | 0.77% | −2,866−24.4% | Reduced |
| GAM Holding AG | 8,858 | $9.43M | 0.72% | −470−5.0% | Reduced |
| Penobscot Investment Management Company, Inc. | 8,841 | $9.41M | 0.65% | −16−0.2% | Reduced |
| Delta Capital Management LLC | 8,840 | $9.41M | 4.34% | −10−0.1% | Reduced |
| Bank of Hawaii | 8,795 | $9.37M | 0.46% | −647−6.9% | Reduced |
| Churchill Financial Advisors, LLC | 8,768 | $9.34M | 1.80% | 00.0% | Unchanged |
| Studio Investment Management LLC | 8,767 | $9.34M | 1.58% | −1,057−10.8% | Reduced |