Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.7K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Burney Co | 8,756 | $9.32M | 0.25% | −260−2.9% | Reduced |
| Lowe Brockenbrough & Co Inc | 8,720 | $9.29M | 0.41% | −1,844−17.5% | Reduced |
| Ogorek Anthony Joseph | 8,711 | $9.28M | 2.30% | −1,949−18.3% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 8,701 | $9.27M | 5.24% | −386−4.2% | Reduced |
| Titan Wealth (CI) Ltd | 8,695 | $9.26M | 3.44% | −1,000−10.3% | Reduced |
| Foundations Investment Advisors, LLC | 8,693 | $9.26M | 0.10% | +1,001+13.0% | Added |
| Profund Advisors LLC | 8,661 | $9.22M | 0.25% | −31−0.4% | Reduced |
| Viewpoint Capital Management LLC | 8,650 | $9.21M | 4.69% | −4,151−32.4% | Reduced |
| Cumberland Advisors Inc | 8,640 | $9.20M | 3.24% | −860−9.1% | Reduced |
| Acorn Financial Advisory Services Inc | 8,619 | $9.18M | 1.22% | +8,262+2,314.3% | Added |
| Capital Group Private Client Services, Inc. | 8,616 | $9.18M | 0.13% | +1,948+29.2% | Added |
| Evercore Wealth Management, LLC | 8,582 | $9.14M | 0.13% | −307−3.5% | Reduced |
| Fairfield Financial Advisors, LTD | 8,575 | $9.13M | 3.60% | +471+5.8% | Added |
| Cullen Investment Group, Ltd. | 8,562 | $9.12M | 1.10% | −29−0.3% | Reduced |
| Palisade Asset Management, LLC | 8,465 | $9.01M | 0.83% | −93−1.1% | Reduced |
| Hartford Financial Management Inc. | 8,452 | $9.00M | 2.01% | −488−5.5% | Reduced |
| Mill Capital Management, LLC | 8,408 | $8.95M | 0.60% | −50−0.6% | Reduced |
| Clune & Associates, Ltd. | 8,373 | $8.92M | 1.35% | −22−0.3% | Reduced |
| Monetary Management Group Inc | 8,372 | $8.92M | 1.83% | +635+8.2% | Added |
| Brendel Financial Advisors LLC | 8,356 | $8.90M | 4.12% | −314−3.6% | Reduced |
| Wealthspire Advisors, LLC | 8,342 | $8.88M | 0.05% | +1,714+25.9% | Added |
| Baldwin Investment Management, LLC | 8,327 | $8.87M | 0.86% | +287+3.6% | Added |
| Parcion Private Wealth LLC | 8,312 | $8.85M | 0.49% | −27−0.3% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 8,247 | $8.78M | 0.52% | +512+6.6% | Added |
| United Capital Management of KS, Inc. | 8,236 | $8.77M | 1.15% | −202−2.4% | Reduced |
| Nordwand Advisors, LLC | 8,230 | $8.76M | 1.34% | −415−4.8% | Reduced |
| HBK Sorce Advisory LLC | 10,048 | $8.75M | 0.17% | −30−0.3% | Reduced |
| Liberty One Investment Management, LLC | 8,199 | $8.73M | 0.87% | −3,157−27.8% | Reduced |
| Cornerstone Wealth Group, LLC | 8,186 | $8.72M | 0.52% | −379−4.4% | Reduced |
| Florida Financial Advisors, LLC | 8,147 | $8.68M | 1.47% | +2,241+37.9% | Added |
| River Street Advisors LLC | 8,133 | $8.66M | 2.55% | −127−1.5% | Reduced |
| Tower Research Capital LLC (TRC) | 8,132 | $8.66M | 0.21% | −238−2.8% | Reduced |
| V-Square Quantitative Management LLC | 8,120 | $8.65M | 0.82% | −486−5.6% | Reduced |
| Hudock, Inc. | 8,106 | $8.63M | 1.11% | −173−2.1% | Reduced |
| Great Lakes Retirement, Inc. | 8,103 | $8.63M | 0.77% | +78+1.0% | Added |
| Concord Asset Management, LLC | 8,092 | $8.62M | 1.33% | −458−5.4% | Reduced |
| First Dallas Securities Inc. | 8,087 | $8.61M | 2.85% | −565−6.5% | Reduced |
| TCG Advisory Services, LLC | 8,080 | $8.60M | 0.16% | +1,597+24.6% | Added |
| Buckley Wealth Management, LLC | 8,020 | $8.54M | 2.11% | −925−10.3% | Reduced |
| BOCHK Asset Management Ltd | 8,010 | $8.53M | 1.35% | +4,070+103.3% | Added |
| Cozad Asset Management Inc | 8,008 | $8.53M | 0.55% | +20.0% | Added |
| Kovack Advisors, Inc. | 8,311 | $8.53M | 0.41% | +634+8.3% | Added |
| B & T Capital Management DBA Alpha Capital Management | 8,000 | $8.52M | 1.12% | −235−2.9% | Reduced |
| Genus Capital Management Inc. | 8,000 | $8.52M | 0.84% | +800+11.1% | Added |
| Caldwell Sutter Capital, Inc. | 7,994 | $8.51M | 3.21% | −186−2.3% | Reduced |
| St Germain D J Co Inc | 7,959 | $8.48M | 0.30% | +50+0.6% | Added |
| Syon Capital LLC | 7,899 | $8.41M | 0.37% | +160+2.1% | Added |
| Wright Investors Service Inc | 7,895 | $8.41M | 2.30% | −1,863−19.1% | Reduced |
| Tradewinds, LLC. | 4,778 | $8.40M | 2.63% | −2,911−37.9% | Reduced |
| Millennium Management LLC | 7,857 | $8.37M | 0.01% | −90,361−92.0% | Reduced |
| Stonebridge Capital Management Inc | 7,849 | $8.36M | 4.03% | −1,823−18.8% | Reduced |
| Graham Capital Management, L.P. | 7,824 | $8.33M | 0.22% | +1,524+24.2% | Added |
| Granite Investment Partners, LLC | 7,820 | $8.33M | 0.43% | +135+1.8% | Added |
| Cornell Pochily Investment Advisors, Inc. | 7,800 | $8.31M | 2.23% | −402−4.9% | Reduced |
| Capital Asset Advisory Services LLC | 7,777 | $8.28M | 0.30% | −122−1.5% | Reduced |
| 1st Source Bank | 7,766 | $8.27M | 0.37% | −1,610−17.2% | Reduced |
| Western Wealth Management, LLC | 7,760 | $8.26M | 0.27% | +394+5.3% | Added |
| CWA Asset Management Group, LLC | 7,727 | $8.23M | 0.25% | −355−4.4% | Reduced |
| Valley Brook Capital Group | 7,723 | $8.22M | 4.66% | +132+1.7% | Added |
| Petredis Investment Advisors LLC | 7,719 | $8.22M | 0.55% | −10−0.1% | Reduced |
| Oarsman Capital, Inc. | 7,683 | $8.18M | 0.87% | −43−0.6% | Reduced |
| Legacy Bridge, LLC | 7,679 | $8.18M | 2.53% | +10+0.1% | Added |
| Gladstone Institutional Advisory LLC | 7,673 | $8.17M | 0.26% | −335−4.2% | Reduced |
| Mount Yale Investment Advisors, LLC | 7,660 | $8.16M | 0.15% | +1,090+16.6% | Added |
| Alerus Financial NA | 7,613 | $8.11M | 0.35% | −1,049−12.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7,544 | $8.03M | 0.21% | −2,588−25.5% | Reduced |
| Smartleaf Asset Management LLC | 7,750 | $8.01M | 0.26% | 00.0% | Unchanged |
| Pine Valley Investments Ltd Liability Co | 7,518 | $8.01M | 0.34% | +191+2.6% | Added |
| Hanson & Doremus Investment Management | 7,512 | $8.00M | 0.81% | −74−1.0% | Reduced |
| Sava Infond d.o.o. | 7,500 | $7.99M | 0.57% | +3,750+100.0% | Added |
| Old Port Advisors | 7,489 | $7.98M | 1.57% | +69+0.9% | Added |
| Exchange Bank | 7,472 | $7.96M | 4.95% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 7,448 | $7.93M | 0.08% | +486+7.0% | Added |
| Investors Asset Management of Georgia Inc | 7,447 | $7.93M | 2.76% | −217−2.8% | Reduced |
| Phoenix Holdings Ltd. | 7,433 | $7.91M | 0.05% | −383−4.9% | Reduced |
| Huntleigh Advisors, Inc. | 7,408 | $7.89M | 1.10% | +544+7.9% | Added |
| Evergreen Capital Management LLC | 7,383 | $7.86M | 0.14% | −461−5.9% | Reduced |
| Boltwood Capital Management | 7,359 | $7.84M | 1.80% | −212−2.8% | Reduced |
| Bridgewater Associates, LP | 7,329 | $7.80M | 0.03% | −75,173−91.1% | Reduced |
| Capital Management Associates, Inc | 7,312 | $7.79M | 1.57% | +78+1.1% | Added |
| Tyche Wealth Partners LLC | 7,284 | $7.76M | 1.09% | −79−1.1% | Reduced |
| Global Trust Asset Management, LLC | 7,256 | $7.73M | 2.42% | −462−6.0% | Reduced |
| Ameritas Investment Partners, Inc. | 7,256 | $7.73M | 0.21% | −1,081−13.0% | Reduced |
| Gables Capital Management Inc. | 7,250 | $7.72M | 2.79% | 00.0% | Unchanged |
| Murphy, Middleton, Hinkle & Parker, Inc. | 7,211 | $7.68M | 3.12% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 7,204 | $7.67M | 1.09% | −1,026−12.5% | Reduced |
| Asset One Wealth Management LLC | 8,385 | $7.67M | 0.81% | +60+0.7% | Added |
| Fruth Investment Management | 7,188 | $7.65M | 1.82% | −42−0.6% | Reduced |
| Robbins Farley LLC | 7,177 | $7.64M | 2.93% | −2,424−25.2% | Reduced |
| Gamco Investors, Inc. Et Al | 7,176 | $7.64M | 0.07% | +138+2.0% | Added |
| Keel Point, LLC | 7,154 | $7.62M | 0.45% | +3,623+102.6% | Added |
| DT Investment Partners, LLC | 7,148 | $7.61M | 0.57% | +45+0.6% | Added |
| Advisory Alpha, LLC | 7,135 | $7.60M | 0.19% | +1,091+18.1% | Added |
| Argent Advisors, Inc. | 7,133 | $7.60M | 1.90% | −121−1.7% | Reduced |
| Sumitomo Life Insurance Co | 7,130 | $7.59M | 0.12% | −418−5.5% | Reduced |
| Pensionmark Financial Group, LLC | 10,424 | $7.59M | 0.13% | −1,533−12.8% | Reduced |
| Radnor Capital Management, LLC | 7,091 | $7.55M | 1.06% | −1,275−15.2% | Reduced |
| Clear Trail Advisors, LLC | 7,064 | $7.52M | 1.15% | −46−0.6% | Reduced |
| Western Financial Corp | 7,055 | $7.51M | 2.20% | +213+3.1% | Added |
| Marathon Wealth Advisors LLC | 7,050 | $7.51M | 2.57% | −25−0.4% | Reduced |