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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
0 vs. Q2 2026
Shares held
38.3K
−1.16K (−2.9%) vs. Q2 2026
Total value
$31.0M
−$11.0M (−26.1%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
6 more reduced

4,061 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Arizona State Retirement System––––Not filed
SEB Asset Management AB––––Not filed
CIBC Asset Management Inc––––Not filed
Acadian Asset Management LLC––––Not filed
Lazard Asset Management LLC––––Not filed
D. E. Shaw & Co., Inc.––––Not filed
O'Shaughnessy Asset Management, LLC––––Not filed
Sanctuary Advisors, LLC––––Not filed
MetLife Investment Management––––Not filed
Worldquant Millennium Advisors LLC––––Not filed
Xponance, Inc.––––Not filed
Blair William & Co––––Not filed
Nomura Holdings Inc––––Not filed
Caisse de Depot Et Placement du Quebec––––Not filed
Jupiter Topco LLC––––Not filed
Balyasny Asset Management LLC––––Not filed
State of Michigan Retirement System––––Not filed
Employees Retirement System of Texas––––Not filed
Wealth Enhancement Advisory Services, LLC––––Not filed
Wiley Bros.-Aintree Capital, LLC––––Not filed
Pinnacle Associates Ltd––––Not filed
Jennison Associates LLC––––Not filed
QRG Capital Management, Inc.––––Not filed
Gotham Asset Management, LLC––––Not filed
IFM Investors Pty Ltd––––Not filed
Heritage Investors Management Corp––––Not filed
Capital Fund Management S.A.––––Not filed
Commonwealth of Pennsylvania Public School Empls Retrmt Sys––––Not filed
Clark Capital Management Group, Inc.––––Not filed
Bradley Foster & Sargent Inc––––Not filed
Woodline Partners LP––––Not filed
Paralel Advisors LLC––––Not filed
Wesleyan Assurance Society––––Not filed
Meyer Handelman Co––––Not filed
Mirae Asset Global ETFs Holdings Ltd.––––Not filed
Prospera Financial Services Inc––––Not filed
Van Eck Associates Corp––––Not filed
Brown Advisory Inc––––Not filed
Gabelli Funds LLC––––Not filed
Pinebridge Investments LLC––––Not filed
Adviser Investments LLC––––Not filed
Warren Averett Asset Management, LLC––––Not filed
S&CO Inc––––Not filed
Gateway Investment Advisers LLC––––Not filed
Amalgamated Bank––––Not filed
Cresset Asset Management, LLC––––Not filed
Capital International Inc––––Not filed
Beacon Pointe Advisors, LLC––––Not filed
Mesirow Financial Investment Management, Inc.––––Not filed
BI Asset Management Fondsmaeglerselskab A/S––––Not filed
Busey Wealth Management––––Not filed
Steward Partners Investment Advisory, LLC––––Not filed
Walleye Capital LLC––––Not filed
Old Republic International Corporation––––Not filed
JustInvest LLC––––Not filed
Federation des caisses Desjardins du Quebec––––Not filed
Vontobel Holding Ltd.––––Not filed
Macquarie Group Ltd––––Not filed
Nomura Asset Management International Inc.––––Not filed
Ofi Invest Asset Management––––Not filed
Fort Washington Investment Advisors Inc––––Not filed
Allworth Financial LP––––Not filed
Tocqueville Asset Management L.P.––––Not filed
Country Trust Bank––––Not filed
D.A. Davidson & Co.––––Not filed
Clearstead Advisors, LLC––––Not filed
Lido Advisors, LLC––––Not filed
Wealthfront Advisers LLC––––Not filed
CBOE Vest Financial, LLC––––Not filed
Aware Super Pty Ltd as trustee of Aware Super––––Not filed
NEOS Investment Management LLC––––Not filed
Commerzbank Aktiengesellschaft––––Not filed
Public Sector Pension Investment Board––––Not filed
Varma Mutual Pension Insurance Co––––Not filed
Rakuten Investment Management, Inc.––––Not filed
Empowered Funds, LLC––––Not filed
Oppenheimer & Co Inc––––Not filed
British Columbia Investment Management Corp––––Not filed
Credit Agricole S A––––Not filed
Utah Retirement Systems––––Not filed
Advisors Capital Management, LLC––––Not filed
Pathstone Holdings, LLC––––Not filed
Police & Firemen's Retirement System of New Jersey––––Not filed
Umb Bank N A––––Not filed
Union Bancaire Privee, UBP SA––––Not filed
Ausdal Financial Partners, Inc.––––Not filed
CWM Advisors, LLC––––Not filed
Glenview Trust Co––––Not filed
Marco Investment Management LLC––––Not filed
Regions Financial Corp––––Not filed
Ilmarinen Mutual Pension Insurance Co––––Not filed
Private Advisor Group, LLC––––Not filed
MAI Capital Management––––Not filed
New York Life Investment Management LLC––––Not filed
Peapack Gladstone Financial Corp––––Not filed
Factory Mutual Insurance Co––––Not filed
Nissay Asset Management Corp––––Not filed
Badgley Phelps Wealth Managers, LLC––––Not filed
Levin Capital Strategies, L.P.––––Not filed
Scotia Capital Inc.––––Not filed