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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
0 vs. Q2 2026
Shares held
38.3K
−1.16K (−2.9%) vs. Q2 2026
Total value
$31.0M
−$11.0M (−26.1%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
6 more reduced

4,061 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
The PNC Financial Services Group, Inc.––––Not filed
Markel Group Inc.SuperinvestorMarkel Group––––Not filed
Great West Life Assurance Co––––Not filed
Asset Management One Co.,Ltd.––––Not filed
Sumitomo Mitsui DS Asset Management Company, Ltd––––Not filed
Advisor Group Holdings, Inc.––––Not filed
Commonwealth Equity Services, LLC––––Not filed
Mariner, LLC––––Not filed
Thrivent Financial for Lutherans––––Not filed
Manufacturers Life Insurance Company, The––––Not filed
Baird Financial Group, Inc.––––Not filed
Rockefeller Capital Management L.P.––––Not filed
Bank of Nova Scotia––––Not filed
Cetera Investment Advisers––––Not filed
SEI Investments Co––––Not filed
Jones Financial Companies LLLP––––Not filed
Zacks Investment Management––––Not filed
Colony Group, LLC––––Not filed
Janney Montgomery Scott LLC––––Not filed
Agf Management Ltd––––Not filed
Alphinity Investment Management Pty Ltd––––Not filed
Cerity Partners LLC––––Not filed
Universal- Beteiligungs- und Servicegesellschaft mbH––––Not filed
Commerce Bank––––Not filed
Nordea Investment Management AB––––Not filed
FIL Ltd––––Not filed
Mitsubishi UFJ Trust & Banking Corp––––Not filed
Allianz Asset Management GmbH––––Not filed
SG Americas Securities, LLC––––Not filed
State of Wisconsin Investment Board––––Not filed
Danske Bank A/S––––Not filed
Zurcher Kantonalbank (Zurich Cantonalbank)––––Not filed
Royal London Asset Management Ltd––––Not filed
National Bank of Canada––––Not filed
Keybank National Association––––Not filed
Captrust Financial Advisors––––Not filed
Russell Investments Group, Ltd.––––Not filed
Jane Street Group, LLC––––Not filed
Bollard Group LLC––––Not filed
KBC Group NV––––Not filed
Retirement Systems of Alabama––––Not filed
Toroso Investments, LLC––––Not filed
Ensign Peak Advisors, Inc––––Not filed
Chevy Chase Trust Holdings, Inc.––––Not filed
Vanguard Investments Australia, Ltd.––––Not filed
Alecta Pensionsforsakring, Omsesidigt––––Not filed
DekaBank Deutsche Girozentrale––––Not filed
Swedbank AB––––Not filed
Cambridge Investment Research Advisors, Inc.––––Not filed
GWM Advisors LLC––––Not filed
Rathbone Brothers plc––––Not filed
Kestra Advisory Services, LLC––––Not filed
Menora Mivtachim Holdings Ltd.––––Not filed
Susquehanna International Group, LLP––––Not filed
Handelsbanken Fonder AB––––Not filed
Treasurer of the State of North Carolina––––Not filed
M&T Bank Corp––––Not filed
1832 Asset Management L.P.––––Not filed
Daiwa Securities Group Inc.––––Not filed
Toronto Dominion Bank––––Not filed
AustralianSuper Pty Ltd––––Not filed
Teacher Retirement System of Texas––––Not filed
Mercer Global Advisors Inc––––Not filed
Sequoia Financial Advisors, LLC––––Not filed
Truist Financial Corp––––Not filed
Swiss Life Asset Management Ltd––––Not filed
TD Waterhouse Canada Inc.––––Not filed
Northwestern Mutual Wealth Management Co––––Not filed
Public Employees Retirement Association of Colorado––––Not filed
Fayez Sarofim & Co––––Not filed
Public Employees Retirement System of Ohio––––Not filed
Robeco Institutional Asset Management B.V.––––Not filed
Atalanta Sosnoff Capital, LLC––––Not filed
Fjarde Ap-Fonden /Fourth Swedish National Pension Fund––––Not filed
Westfield Capital Management Co LP––––Not filed
Two Sigma Investments, LP––––Not filed
Empower Advisory Group, LLC––––Not filed
Polar Capital Holdings Plc––––Not filed
Nisa Investment Advisors, LLC––––Not filed
CIBC World Markets Inc.––––Not filed
State of Tennessee, Treasury Department––––Not filed
BNP PARIBAS ASSET MANAGEMENT Holding S.A.––––Not filed
STRS Ohio––––Not filed
First Trust Advisors LP––––Not filed
Nykredit A/S––––Not filed
State of New Jersey Common Pension Fund D––––Not filed
Calamos Advisors LLC––––Not filed
Tredje AP-fonden––––Not filed
Midwest Trust Co––––Not filed
Temasek Holdings (Private) Ltd––––Not filed
Lansforsakringar Fondforvaltning AB (publ)––––Not filed
Resona Asset Management Co.,Ltd.––––Not filed
Zurich Insurance Group Ltd––––Not filed
Mirae Asset Global Investments Co., Ltd.––––Not filed
Healthcare of Ontario Pension Plan Trust Fund––––Not filed
MML Investors Services, LLC––––Not filed
Banco Santander, S.A.––––Not filed
Huntington National Bank––––Not filed
Mediolanum International Funds Ltd––––Not filed
Czech National Bank––––Not filed