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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
39
+1 vs. Q2 2026
Shares held
235.0K
+17.7K (+8.2%) vs. Q2 2026
Total value
$190.7M
−$40.6M (−17.6%) vs. Q2 2026
New holders
3
12 more added
Sold out
2
18 more reduced

4,032 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Sompo Asset Management Co., Ltd.––––Not filed
XTX Topco Ltd––––Not filed
Keebeck Wealth Management, LLC––––Not filed
Baring Financial LLC––––Not filed
Prosperitas Financial LLC––––Not filed
Legacy Wealth Asset Management, LLC––––Not filed
Atwood & Palmer Inc––––Not filed
Global Assets Advisory, LLC––––Not filed
Pathway Financial Advisors LLC––––Not filed
Dara Capital US, Inc.––––Not filed
Leisure Capital Management––––Not filed
Arbor Wealth Advisors LLC––––Not filed
TFR Capital, LLC.––––Not filed
Trillium Asset Management, LLC––––Not filed
Souders Financial Advisors––––Not filed
Tidemark, LLC––––Not filed
Inscription Capital, LLC––––Not filed
Total Investment Management Inc––––Not filed
Bluebird Wealth Management LLC––––Not filed
BSW Wealth Partners––––Not filed
Fukoku Mutual Life Insurance Co––––Not filed
Stonebridge Financial Group, LLC––––Not filed
Consilium Wealth Advisory, LLC––––Not filed
Marks Group Wealth Management, Inc––––Not filed
ROI Financial Advisors, LLC––––Not filed
Intrust Bank NA––––Not filed
North Star Asset Management Inc––––Not filed
Sentinus, LLC––––Not filed
Strategic Advisors LLC––––Not filed
BankChampaign, National Association––––Not filed
10Elms LLP––––Not filed
Constitution Capital LLC––––Not filed
Tiemann Investment Advisors, LLC––––Not filed
Lincoln Capital LLC––––Not filed
Kieckhefer Group LLC––––Not filed
Founders Financial Alliance, LLC––––Not filed
REDW Wealth LLC––––Not filed
Fortem Financial Group, LLC––––Not filed
Perennial Investment Advisors, LLC––––Not filed
Financial Consulate, Inc––––Not filed
Buck Wealth Strategies, LLC––––Not filed
NBH Bank––––Not filed
Coastal Investment Advisors, Inc.––––Not filed
Alliance Private Wealth, LLC––––Not filed
Hexagon Capital Partners LLC––––Not filed
Morse Asset Management, Inc––––Not filed
Greenwich Wealth Management LLC––––Not filed
Paradigm Financial Partners, LLC––––Not filed
Ashton Thomas Securities, LLC––––Not filed
Perpetual Ltd––––Not filed
Fortress Wealth Group, LLC––––Not filed
Patten Group, Inc.––––Not filed
Atlanta Consulting Group Advisors, LLC––––Not filed
Secure Asset Management, LLC––––Not filed
Parallax Volatility Advisers, L.P.––––Not filed
Schonfeld Strategic Advisors LLC––––Not filed
Icon Wealth Advisors, LLC––––Not filed
Hunter Associates Investment Management LLC––––Not filed
Martin Capital Advisors, LLP––––Not filed
White Lighthouse Investment Management Inc.––––Not filed
Fiduciary Family Office, LLC––––Not filed
Fiduciary Group LLC––––Not filed
Wimmer Associates 1, LLC––––Not filed
Alteri Wealth LLC––––Not filed
Purkiss Capital Advisors LLC––––Not filed
LaSalle St. Investment Advisors, LLC––––Not filed
Summit Wealth Group LLC––––Not filed
Hohimer Wealth Management, LLC––––Not filed
South Plains Financial, Inc.––––Not filed
KPP Advisory Services LLC––––Not filed
Evergreen Wealth Solutions, LLC––––Not filed
WoodTrust Financial Corp––––Not filed
Wealth Watch Advisors, INC––––Not filed
SHP Wealth Management––––Not filed
Seelaus Asset Management LLC––––Not filed
Titan Investment Solutions Ltd––––Not filed
Capital Analysts, LLC––––Not filed
Manning & Napier Advisors LLC––––Not filed
Cassaday & Co Wealth Management LLC––––Not filed
FOCUS Wealth Advisors, LLC––––Not filed
3Chopt Investment Partners, LLC––––Not filed
Horizon Wealth Management, LLC––––Not filed
Cadent Capital Advisors, LLC––––Not filed
Bluedoor Private Wealth, LLC––––Not filed
Affinity Investment Advisors, LLC––––Not filed
Sippican Capital Advisors––––Not filed
Arrowroot Family Office, LLC––––Not filed
Tower Trust & Investment Co––––Not filed
SageView Advisory Group, LLC––––Not filed
Sovereign Financial Group, Inc.––––Not filed
Retireful, LLC––––Not filed
Vermillion Wealth Management, Inc.––––Not filed
Innovative Asset Advisors Group, LLC––––Not filed
Monograph Wealth Advisors, LLC––––Not filed
Winthrop Advisory Group LLC––––Not filed
Patton Albertson Miller Group, LLC––––Not filed
Cercano Management LLC––––Not filed
Virtus Investment Advisers, Inc.––––Not filed
LVM Capital Management Ltd––––Not filed
Cahill Financial Advisors Inc––––Not filed