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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Creekside Partners––––Not filed
Hennion & Walsh Asset Management, Inc.––––Not filed
Gallo Partners, LP––––Not filed
1 North Wealth Services LLC––––Not filed
Prosperity Bancshares Inc––––Not filed
Trace Wealth Advisors, LLC––––Not filed
Cranbrook Wealth Management, LLC––––Not filed
CMG Global Holdings, LLC––––Not filed
Missouri Trust & Investment Co––––Not filed
Abacus Planning Group, Inc.––––Not filed
Verus Capital Partners, LLC––––Not filed
Markowski Investments––––Not filed
Proficio Capital Partners LLC––––Not filed
First Interstate Bank––––Not filed
Palumbo Wealth Management LLC––––Not filed
Paradigm Asset Management Co LLC––––Not filed
AssuredPartners Investment Advisors, LLC––––Not filed
COFG Advisors, LLC––––Not filed
Capstone Financial Advisors, Inc.––––Not filed
Cypress Asset Management Inc––––Not filed
Farmers National Bank––––Not filed
Klingenstein Fields & Co LP––––Not filed
LFG Wealth Partners, LLC––––Not filed
Sawgrass Asset Management LLC––––Not filed
Tradition Wealth Management, LLC––––Not filed
Retirement Guys Formula LLC––––Not filed
Washington Trust Advisors, Inc.––––Not filed
Bank of Stockton––––Not filed
O'Neil Global Advisors, Inc.––––Not filed
Chesapeake Wealth Management––––Not filed
Peregrine Asset Advisers, Inc.––––Not filed
Paragon Advisors, LLC––––Not filed
Disciplined Investors, L.L.C.––––Not filed
Clare Market Investments LLC––––Not filed
Somerville Kurt F––––Not filed
Acropolis Investment Management, LLC––––Not filed
Elevated Private Wealth, LLC––––Not filed
Yoffe Investment Management, LLC––––Not filed
Deane Retirement Strategies, Inc.––––Not filed
Titleist Asset Management, LLC––––Not filed
Hudson Canyon Capital Management––––Not filed
Independence Bank of Kentucky––––Not filed
Tudor Financial Inc.––––Not filed
Lineweaver Wealth Advisors, LLC––––Not filed
Ullmann Financial Group, Inc.––––Not filed
Eagle Bluffs Wealth Management LLC––––Not filed
Ethos Financial Group, LLC––––Not filed
Cherokee Insurance Co––––Not filed
Bullock Wealth Management Group––––Not filed
Vega Investment Solutions––––Not filed
Armis Advisers, LLC––––Not filed
Covenant Asset Management, LLC––––Not filed
Silphium Asset Management Ltd––––Not filed
Platform Technology Partners––––Not filed
Toth Financial Advisory Corp––––Not filed
First Command Advisory Services, Inc.––––Not filed
Keynote Financial Services LLC––––Not filed
Adell Harriman & Carpenter Inc––––Not filed
Pinnacle Wealth Management, LLC––––Not filed
Northstar Advisory Group, LLC––––Not filed
ORG Wealth Partners, LLC––––Not filed
Dana Investment Advisors, Inc.––––Not filed
Brown, Lisle/Cummings, Inc.––––Not filed
Winebrenner Capital Management LLC––––Not filed
High Net Worth Advisory Group LLC––––Not filed
Shoker Investment Counsel, Inc.––––Not filed
Legacy Capital Group California, Inc.––––Not filed
Ostrum Asset Management––––Not filed
Brucke Financial, Inc.––––Not filed
Intellectus Partners, LLC––––Not filed
Foster Group, Inc.––––Not filed
E&G Advisors, LP––––Not filed
Boston Private Wealth LLC––––Not filed
Burns J W & Co Inc––––Not filed
Hills Bank & Trust Co––––Not filed
Herold Advisors, Inc.––––Not filed
Marble Wealth, LLC––––Not filed
Chesley Taft & Associates LLC––––Not filed
LVW Advisors, LLC––––Not filed
Washburn Capital Management, Inc.––––Not filed
GHP Investment Advisors, Inc.––––Not filed
Beverly Hills Private Wealth, LLC––––Not filed
Tanglewood Legacy Advisors, LLC––––Not filed
Elevation Advisory Partners LLC––––Not filed
Advyzon Investment Management, LLC––––Not filed
Retirement Planning Group––––Not filed
CFS Investment Advisory Services, LLC––––Not filed
Atlantic Trust, LLC––––Not filed
Sompo Asset Management Co., Ltd.––––Not filed
XTX Topco Ltd––––Not filed
Keebeck Wealth Management, LLC––––Not filed
Baring Financial LLC––––Not filed
Prosperitas Financial LLC––––Not filed
Legacy Wealth Asset Management, LLC––––Not filed
Atwood & Palmer Inc––––Not filed
Global Assets Advisory, LLC––––Not filed
Pathway Financial Advisors LLC––––Not filed
Dara Capital US, Inc.––––Not filed
Leisure Capital Management––––Not filed
Arbor Wealth Advisors LLC––––Not filed