Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pure Portfolios Holdings LLC | 894 | $512.4K | 0.15% | +3+0.3% | Added |
| Banyan Capital Management, Inc. | 895 | $512.7K | 0.22% | 00.0% | Unchanged |
| Smith Thornton Advisors LLC | 896 | $513.3K | 0.26% | 00.0% | Unchanged |
| DeDora Capital, Inc. | 897 | $513.7K | 0.12% | −175−16.3% | Reduced |
| Up Strategic Wealth Investment Advisors LLC | 708 | $514.1K | 0.37% | 00.0% | Unchanged |
| Friday Financial | 898 | $514.4K | 0.18% | 00.0% | Unchanged |
| Narus Financial Partners, LLC | 898 | $514.4K | 0.14% | +77+9.4% | Added |
| Red Mountain Financial, LLC | 900 | $515.4K | 0.51% | −5−0.6% | Reduced |
| Northern Oak Wealth Management Inc | 900 | $515.6K | 0.06% | 00.0% | Unchanged |
| Asempa Wealth Advisors | 900 | $515.6K | 0.44% | +900 | New |
| Cohen & Steers, Inc. | 900 | $516.0K | 0.00% | 00.0% | Unchanged |
| Manske Wealth Management | 901 | $516.2K | 0.15% | +79+9.6% | Added |
| Foster Victor Wealth Advisors, LLC | 798 | $516.2K | 0.03% | −303−27.5% | Reduced |
| Barlow Wealth Partners, Inc. | 836 | $516.3K | 0.06% | 00.0% | Unchanged |
| West Wealth Group, LLC | 901 | $516.6K | 0.11% | −1−0.1% | Reduced |
| Beacon Financial Group | 902 | $516.7K | 0.05% | +63+7.5% | Added |
| D.B. Root & Company, LLC | 904 | $517.9K | 0.13% | +11+1.2% | Added |
| Avantra Family Wealth, Inc. | 905 | $518.4K | 0.38% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 905 | $518.4K | 0.43% | −195−17.7% | Reduced |
| Key Client Fiduciary Advisors, LLC | 906 | $518.9K | 0.18% | +2+0.2% | Added |
| Secure Asset Management, LLC | 907 | $519.9K | 0.08% | +156+20.8% | Added |
| McLean Asset Management Corp | 815 | $520.8K | 0.09% | +12+1.5% | Added |
| Black Diamond Financial, LLC | 911 | $522.2K | 0.06% | 00.0% | Unchanged |
| May Hill Capital, LLC | 912 | $522.5K | 0.14% | +62+7.3% | Added |
| Manchester Financial Inc | 913 | $522.8K | 0.10% | −11−1.2% | Reduced |
| Novare Capital Management LLC | 913 | $522.9K | 0.04% | +3+0.3% | Added |
| Laraway Financial Inc | 913 | $523.1K | 0.34% | 00.0% | Unchanged |
| Ninepoint Partners LP | 914 | $523.6K | 0.06% | +333+57.3% | Added |
| Winslow Asset Management Inc | 915 | $524.0K | 0.10% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 915 | $524.2K | 0.10% | −11−1.2% | Reduced |
| Madison Wealth Partners, Inc | 916 | $524.9K | 0.10% | +53+6.1% | Added |
| James J. Burns & Company, LLC | 917 | $525.3K | 0.07% | 00.0% | Unchanged |
| Legacy Edge Advisors, LLC | 918 | $525.9K | 0.06% | −19−2.0% | Reduced |
| Chase Investment Counsel Corp | 919 | $526.0K | 0.15% | −28−3.0% | Reduced |
| Heritage Financial Services, LLC | 919 | $526.5K | 0.04% | +8+0.9% | Added |
| Anchor Capital Advisors LLC | 922 | $528.2K | 0.02% | 00.0% | Unchanged |
| Fielder Capital Group LLC | 923 | $528.6K | 0.11% | +385+71.6% | Added |
| REAP Financial Group, LLC | 925 | $529.6K | 0.11% | +144+18.4% | Added |
| Mullaney, Keating & Wright, Inc. | 925 | $529.9K | 0.28% | 00.0% | Unchanged |
| Ballew Advisors, Inc | 833 | $530.2K | 0.30% | −7−0.8% | Reduced |
| Chemistry Wealth Management LLC | 927 | $531.0K | 0.10% | +10+1.1% | Added |
| First United Bank Trust | 930 | $532.8K | 0.17% | −5−0.5% | Reduced |
| Southland Equity Partners LLC | 930 | $532.9K | 0.11% | −6−0.6% | Reduced |
| Sageworth Trust Co | 931 | $533.3K | 0.02% | −3,667−79.8% | Reduced |
| Rockingstone Advisors LLC | 932 | $533.9K | 0.24% | −24−2.5% | Reduced |
| Inspirion Wealth Advisors, LLC | 932 | $533.9K | 0.07% | +301+47.7% | Added |
| waypoint wealth counsel | 932 | $534.0K | 0.20% | +64+7.4% | Added |
| Signature Equity Partners, LLC | 932 | $534.1K | 0.30% | +932 | New |
| Wedgewood Investors Inc | 933 | $534.5K | 0.61% | 00.0% | Unchanged |
| Legato Capital Management LLC | 934 | $535.1K | 0.05% | +934 | New |
| HighRoad Wealth Advisors, LLC | 935 | $535.6K | 0.51% | +935 | New |
| Optivise Advisory Services LLC | 936 | $536.0K | 0.31% | +329+54.2% | Added |
| Tandem Wealth Advisors LLC | 937 | $536.8K | 0.24% | +115+14.0% | Added |
| Main Street Financial Solutions, LLC | 938 | $537.3K | 0.04% | −3,758−80.0% | Reduced |
| Second Line Capital, LLC | 939 | $537.9K | 0.11% | +19+2.1% | Added |
| Reyes Financial Architecture, Inc. | 940 | $538.5K | 0.33% | −338−26.4% | Reduced |
| South Street Advisors LLC | 940 | $538.5K | 0.08% | +100+11.9% | Added |
| Salomon & Ludwin, LLC | 878 | $540.7K | 0.05% | +69+8.5% | Added |
| Dale Q Rice Investment Management Ltd | 944 | $540.8K | 0.39% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 945 | $541.4K | 0.00% | −252,715−99.6% | Reduced |
| Peterson Wealth Advisors, LLC | 947 | $542.5K | 0.07% | +107+12.7% | Added |
| Bender Robert & Associates | 949 | $543.7K | 0.11% | −75−7.3% | Reduced |
| Abbot Financial Management, Inc. | 950 | $544.2K | 0.23% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 949 | $544.7K | 0.35% | +19+2.0% | Added |
| First Community Trust NA | 951 | $544.8K | 0.41% | 00.0% | Unchanged |
| Vista Capital Partners, Inc. | 951 | $544.8K | 0.05% | +419+78.8% | Added |
| NFP Retirement, Inc. | 952 | $545.5K | 0.03% | −58−5.7% | Reduced |
| Abacus Wealth Partners, LLC | 953 | $545.9K | 0.05% | +76+8.7% | Added |
| Dara Capital US, Inc. | 958 | $548.8K | 0.49% | +958 | New |
| Blueshift Asset Management, LLC | 963 | $551.7K | 0.16% | +963 | New |
| Bingham Private Wealth, LLC | 964 | $552.3K | 0.48% | +964 | New |
| Ellsworth Advisors, LLC | 854 | $552.6K | 0.11% | +26+3.1% | Added |
| ORG Partners LLC | 969 | $555.4K | 0.10% | +7+0.7% | Added |
| Good Steward Wealth Advisors,LLC | 972 | $556.8K | 0.37% | −45−4.4% | Reduced |
| Holistic Financial Partners | 973 | $557.5K | 0.20% | +13+1.4% | Added |
| Legacy Advisors, LLC | 976 | $559.1K | 0.06% | +23+2.4% | Added |
| Plante Moran Financial Advisors, LLC | 977 | $559.7K | 0.04% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 979 | $560.8K | 0.14% | 00.0% | Unchanged |
| Central Valley Advisors, LLC | 979 | $560.8K | 0.17% | −53−5.1% | Reduced |
| Bouchey Financial Group Ltd | 980 | $561.2K | 0.04% | +44+4.7% | Added |
| Meredith Wealth Planning | 980 | $561.4K | 0.17% | −200−16.9% | Reduced |
| Capital Financial Group Inc | 981 | $562.0K | 0.31% | +981 | New |
| Acumen Wealth Advisors, LLC | 981 | $562.0K | 0.16% | +981 | New |
| Spartan Planning & Wealth Management | 983 | $563.1K | 0.42% | +117+13.5% | Added |
| Home Federal Bank of Tennessee | 984 | $563.7K | 0.15% | 00.0% | Unchanged |
| Hutchinson Capital Management | 985 | $564.3K | 0.10% | −31−3.1% | Reduced |
| Journey Retirement Planning & Investment Management LLC | 984 | $564.5K | 0.12% | +984 | New |
| Castleview Partners, LLC | 987 | $565.4K | 0.28% | +101+11.4% | Added |
| Nautilus Advisors LLC | 988 | $565.9K | 0.37% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 990 | $567.1K | 0.35% | 00.0% | Unchanged |
| Paragon Private Wealth Management, LLC | 991 | $568.2K | 0.17% | +88+9.7% | Added |
| Daviman Financial, LLC | 992 | $568.3K | 0.33% | +992 | New |
| AXA S.A. | 993 | $568.9K | 0.27% | 00.0% | Unchanged |
| Wall Street Financial Group, Inc. | 993 | $568.9K | 0.41% | +10+1.0% | Added |
| Prostatis Group LLC | 995 | $569.8K | 0.14% | +402+67.8% | Added |
| Crestmont Private Wealth LLC | 997 | $571.2K | 0.19% | +18+1.8% | Added |
| Washington Trust Bank | 997 | $571.2K | 0.04% | +46+4.8% | Added |
| Connective Portfolio Management, LLC | 1,000 | $572.9K | 1.03% | −1,000−50.0% | Reduced |
| First Hawaiian Bank | 1,000 | $572.9K | 0.08% | −56−5.3% | Reduced |
| First Western Trust Bank | 1,000 | $572.9K | 0.03% | 00.0% | Unchanged |