Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockingstone Advisors LLC | 1,249 | $488.5K | 0.24% | −13−1.0% | Reduced |
| Millington Financial Advisors, LLC | 1,249 | $488.4K | 0.30% | −15−1.2% | Reduced |
| Core Alternative Capital | 1,247 | $487.7K | 0.09% | 00.0% | Unchanged |
| Grant Street Asset Management, Inc. | 1,244 | $486.6K | 0.14% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 1,244 | $486.6K | 0.04% | +36+3.0% | Added |
| DnB Asset Management AS | 1,243 | $486.2K | 0.00% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 18,187 | $485.9K | 0.11% | +16,697+1,120.6% | Added |
| Old Second National Bank of Aurora | 1,239 | $484.6K | 0.12% | −15−1.2% | Reduced |
| Clear Creek Financial Management, LLC | 1,239 | $484.5K | 0.05% | −2−0.2% | Reduced |
| TCFG Wealth Management, LLC | 1,238 | $484.4K | 0.24% | +1,238 | New |
| CoreFirst Bank & Trust | 1,236 | $483.4K | 0.28% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,236 | $483.3K | 0.02% | −25−2.0% | Reduced |
| Cordatus Wealth Management LLC | 1,235 | $483.0K | 0.17% | 00.0% | Unchanged |
| Boston Trust Walden Corp | 1,234 | $482.6K | 0.00% | −300−19.6% | Reduced |
| Braun-Bostich & Associates Inc. | 1,234 | $482.6K | 0.34% | +71+6.1% | Added |
| Retirement Planning Group | 1,233 | $482.4K | 0.03% | +130+11.8% | Added |
| Laurel Wealth Advisors LLC | 1,232 | $481.9K | 0.08% | +181+17.2% | Added |
| Trustco Bank Corp N Y | 1,231 | $481.5K | 0.48% | 00.0% | Unchanged |
| ICONIQ Capital, LLC | 1,231 | $481.5K | 0.01% | +1,231 | New |
| Machina Capital S.A.S. | 1,231 | $481.5K | 0.19% | +1,231 | New |
| Philip James Wealth Mangement, LLC | 1,231 | $481.4K | 0.06% | +1,231 | New |
| Pinnacle Financial Group, LLC | 1,230 | $481.1K | 0.19% | −85−6.5% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,229 | $480.6K | 0.06% | −29−2.3% | Reduced |
| MinichMacGregor Wealth Management, LLC | 1,226 | $479.5K | 0.10% | +28+2.3% | Added |
| BOK Financial Private Wealth, Inc. | 1,222 | $477.9K | 0.03% | +754+161.1% | Added |
| Indie Asset Partners, LLC | 1,221 | $477.7K | 0.36% | −14−1.1% | Reduced |
| Old Point Trust & Financial Services N A | 1,217 | $476.0K | 0.17% | −53−4.2% | Reduced |
| Wall Street Access Asset Management, LLC | 1,214 | $474.6K | 0.18% | −76−5.9% | Reduced |
| Enterprise Financial Services Corp | 1,213 | $474.4K | 0.28% | −199−14.1% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 1,209 | $473.0K | 0.02% | −113−8.5% | Reduced |
| Revisor Wealth Management LLC | 1,208 | $472.3K | 0.30% | −19−1.5% | Reduced |
| Carrera Capital Advisors | 1,208 | $472.3K | 0.12% | −482−28.5% | Reduced |
| Greenline Partners, LLC | 1,205 | $471.3K | 0.07% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 1,204 | $470.9K | 0.00% | −117−8.9% | Reduced |
| Hollencrest Capital Management | 1,203 | $470.5K | 0.02% | −243−16.8% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,200 | $469.3K | 0.16% | +1+0.1% | Added |
| Trust Co of Kansas | 1,200 | $469.0K | 0.23% | +475+65.5% | Added |
| Gilman Hill Asset Management, LLC | 1,199 | $469.0K | 0.08% | −40−3.2% | Reduced |
| Blueprint Investment Partners LLC | 1,197 | $468.2K | 0.08% | +221+22.6% | Added |
| HTLF Bank | 1,193 | $466.6K | 0.05% | −178−13.0% | Reduced |
| XR Securities LLC | 1,191 | $465.8K | 3.02% | −1,207−50.3% | Reduced |
| Fiduciary Alliance LLC | 1,187 | $464.2K | 0.06% | +248+26.4% | Added |
| S.A. Mason LLC | 1,186 | $463.9K | 0.25% | 00.0% | Unchanged |
| Armstrong, Fleming & Moore, Inc | 1,183 | $462.9K | 0.27% | −60−4.8% | Reduced |
| Five Oceans Advisors | 1,183 | $462.7K | 0.22% | +7+0.6% | Added |
| Rosenberg Matthew Hamilton | 1,182 | $462.3K | 0.12% | +25+2.2% | Added |
| Meredith Wealth Planning | 1,180 | $461.5K | 0.22% | 00.0% | Unchanged |
| Keb Asset Management, LLC | 1,179 | $461.1K | 0.14% | 00.0% | Unchanged |
| Traveka Wealth, LLC | 1,178 | $460.9K | 0.23% | +41+3.6% | Added |
| Garrett Wealth Advisory Group, LLC | 1,175 | $459.6K | 0.11% | 00.0% | Unchanged |
| Gillespie Robinson & Grimm Inc | 1,175 | $459.6K | 0.04% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,170 | $457.9K | 0.27% | −10−0.8% | Reduced |
| Archford Capital Strategies, LLC | 1,161 | $457.4K | 0.07% | −2−0.2% | Reduced |
| Bangor Savings Bank | 1,169 | $457.2K | 0.04% | 00.0% | Unchanged |
| Eagle Wealth Strategies LLC | 1,166 | $456.1K | 0.33% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,164 | $455.1K | 0.08% | +1+0.1% | Added |
| Full Sail Capital, LLC | 1,162 | $454.5K | 0.03% | −991−46.0% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $454.0K | 0.01% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 21,095 | $454.0K | 0.08% | +701+3.4% | Added |
| WealthPLAN Partners, LLC | 1,159 | $453.4K | 0.06% | −5,244−81.9% | Reduced |
| Sutton Place Investors LLC | 1,158 | $452.9K | 0.28% | +39+3.5% | Added |
| Joule Financial, LLC | 1,157 | $452.5K | 0.16% | −7−0.6% | Reduced |
| Whitaker-Myers Wealth Managers, LTD. | 1,156 | $452.2K | 0.15% | +197+20.5% | Added |
| First Nebraska Trust Co | 1,156 | $452.1K | 0.04% | −50−4.1% | Reduced |
| Pacific Global Investment Management CO | 1,155 | $451.8K | 0.08% | −1−0.1% | Reduced |
| Hills Bank & Trust Co | 1,155 | $451.7K | 0.03% | −10−0.9% | Reduced |
| Sunflower Bank, N.A. | 1,155 | $451.7K | 0.12% | +133+13.0% | Added |
| Continuum Advisory, LLC | 1,162 | $450.1K | 0.06% | +124+11.9% | Added |
| Alan B. Lancz & Associates, Inc. | 1,150 | $449.8K | 0.41% | −200−14.8% | Reduced |
| Garden State Investment Advisory Services LLC | 1,146 | $449.1K | 0.14% | −74−6.1% | Reduced |
| Coyle Financial Counsel LLC | 1,347 | $448.7K | 0.16% | 00.0% | Unchanged |
| First Western Trust Bank | 1,145 | $447.8K | 0.02% | 00.0% | Unchanged |
| LJI Wealth Management, LLC | 1,145 | $447.8K | 0.09% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,144 | $447.6K | 0.18% | +2+0.2% | Added |
| Winslow Asset Management Inc | 1,140 | $446.0K | 0.08% | 00.0% | Unchanged |
| Brogan Financial, Inc. | 1,139 | $445.3K | 0.25% | −147−11.4% | Reduced |
| Ascent Group, LLC | 1,138 | $445.1K | 0.03% | +185+19.4% | Added |
| Virtue Capital Management, LLC | 1,136 | $444.3K | 0.09% | −143−11.2% | Reduced |
| Warwick Investment Management, Inc. | 1,135 | $443.9K | 0.11% | +22+2.0% | Added |
| WealthBridge Capital Management, LLC | 1,132 | $442.8K | 0.13% | +200+21.5% | Added |
| Anchor Capital Advisors LLC | 1,127 | $440.8K | 0.01% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,127 | $440.8K | 0.01% | 00.0% | Unchanged |
| Rockline Wealth Management, LLC | 1,127 | $440.8K | 0.12% | 00.0% | Unchanged |
| Cantor Fitzgerald Investment Adviser L.P. | 1,126 | $440.4K | 0.03% | +1,126 | New |
| Register Financial Advisors LLC | 1,124 | $439.5K | 0.23% | +1+0.1% | Added |
| FSA Advisors, Inc. | 1,265 | $439.1K | 0.44% | +2+0.2% | Added |
| Baron Wealth Management LLC | 1,121 | $438.5K | 0.21% | +19+1.7% | Added |
| Catalytic Wealth RIA, LLC | 1,120 | $438.1K | 0.08% | −46−3.9% | Reduced |
| WealthShield Partners, LLC | 1,119 | $437.7K | 0.06% | +194+21.0% | Added |
| Hutchens & Kramer Investment Management Group, LLC | 1,115 | $437.5K | 0.24% | +104+10.3% | Added |
| Mindset Wealth Management, LLC | 1,118 | $437.4K | 0.18% | +1,118 | New |
| New Wave Wealth Advisors LLC | 1,118 | $437.3K | 0.20% | −97−8.0% | Reduced |
| Heritage Oak Wealth Advisors LLC | 1,118 | $437.3K | 0.20% | +1,118 | New |
| Hengehold Capital Management LLC | 1,115 | $436.1K | 0.04% | +80+7.7% | Added |
| Finivi Inc. | 1,115 | $435.9K | 0.35% | −8−0.7% | Reduced |
| Tortoise Investment Management, LLC | 1,114 | $435.7K | 0.05% | −60−5.1% | Reduced |
| FIL Ltd | 1,114 | $435.7K | 0.00% | +123+12.4% | Added |
| Silver Coast Investments LLC | 1,113 | $435.3K | 0.16% | −12−1.1% | Reduced |
| Sivia Capital Partners, LLC | 1,108 | $433.5K | 0.26% | +152+15.9% | Added |
| Isthmus Partners, LLC | 1,107 | $433.0K | 0.05% | −150−11.9% | Reduced |