Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prostatis Group LLC | 1,106 | $432.7K | 0.14% | −47−4.1% | Reduced |
| Bristlecone Advisors, LLC | 1,105 | $432.3K | 0.03% | 00.0% | Unchanged |
| Moss Adams Wealth Advisors LLC | 1,102 | $431.0K | 0.05% | +110+11.1% | Added |
| Royal Capital Wealth Management, LLC | 1,100 | $430.2K | 0.30% | 00.0% | Unchanged |
| Tower Wealth Partners, Inc. | 1,097 | $429.1K | 0.25% | −57−4.9% | Reduced |
| Greenup Street Wealth Management LLC | 1,096 | $429.1K | 0.09% | +18+1.7% | Added |
| Schrum Private Wealth Management LLC | 1,096 | $428.7K | 0.22% | +1,096 | New |
| Prentice Wealth Management LLC | 1,091 | $426.7K | 0.13% | +1,091 | New |
| Financial Advisors, LLC | 1,090 | $426.3K | 0.08% | −40−3.5% | Reduced |
| Bender Robert & Associates | 1,089 | $426.1K | 0.09% | +1,089 | New |
| Baker Tilly Wealth Management, LLC | 1,088 | $425.5K | 0.19% | −1,885−63.4% | Reduced |
| Richard W. Paul & Associates, LLC | 1,084 | $423.8K | 0.15% | −14−1.3% | Reduced |
| Consilium Wealth Advisory, LLC | 1,079 | $422.2K | 0.23% | 00.0% | Unchanged |
| Compass Financial Group, INC | 1,077 | $421.4K | 0.08% | +2+0.2% | Added |
| Silvant Capital Management LLC | 1,076 | $420.8K | 0.02% | 00.0% | Unchanged |
| Lynx Investment Advisory | 1,076 | $420.8K | 0.30% | +66+6.5% | Added |
| Greenwood Capital Associates LLC | 1,074 | $420.1K | 0.05% | −63−5.5% | Reduced |
| Apexium Financial, LP | 1,071 | $418.9K | 0.03% | +71+7.1% | Added |
| Selective Wealth Management, Inc. | 1,079 | $418.6K | 0.17% | 00.0% | Unchanged |
| Peoples Bank | 1,068 | $417.7K | 0.21% | −247−18.8% | Reduced |
| Accel Wealth Management | 1,067 | $417.3K | 0.16% | −40−3.6% | Reduced |
| Meridian Wealth Advisors, LLC | 1,066 | $416.9K | 0.07% | +107+11.2% | Added |
| Pettyjohn, Wood & White, Inc | 1,065 | $416.5K | 0.08% | 00.0% | Unchanged |
| Legacy Advisory Services, LLC | 1,064 | $416.2K | 0.36% | 00.0% | Unchanged |
| Foster Group, Inc. | 1,064 | $416.0K | 0.02% | +80+8.1% | Added |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,063 | $415.8K | 0.16% | 00.0% | Unchanged |
| BancorpSouth Bank | 1,059 | $414.2K | 0.03% | −3−0.3% | Reduced |
| O'Rourke & Company, Inc | 1,058 | $413.9K | 0.21% | +136+14.8% | Added |
| NWF Advisory Services Inc. | 1,057 | $413.3K | 0.06% | +1,057 | New |
| Embree Financial Group | 1,054 | $412.4K | 0.07% | +1,054 | New |
| Youngs Advisory Group, Inc. | 1,054 | $412.2K | 0.17% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 1,053 | $411.4K | 0.05% | −1−0.1% | Reduced |
| Beddow Capital Management Inc | 1,050 | $411.0K | 0.17% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 1,049 | $410.3K | 0.05% | 00.0% | Unchanged |
| Aprio Wealth Management, LLC | 1,048 | $410.0K | 0.07% | +170+19.4% | Added |
| Financial Perspectives, Inc | 1,048 | $409.9K | 0.14% | 00.0% | Unchanged |
| Brophy Wealth Management, LLC | 1,045 | $408.8K | 0.15% | +1,045 | New |
| Castleview Partners, LLC | 1,044 | $408.5K | 0.24% | +38+3.8% | Added |
| DF Dent & Co Inc | 1,044 | $408.3K | 0.00% | 00.0% | Unchanged |
| Onyx Financial Advisors, LLC | 1,043 | $407.9K | 0.22% | +4+0.4% | Added |
| Legacy Financial Group, Inc. | 1,083 | $407.4K | 0.14% | +6+0.6% | Added |
| Sterling Investment Counsel, LLC | 1,040 | $406.9K | 0.14% | +301+40.7% | Added |
| Facet Wealth, Inc. | 1,069 | $405.9K | 0.01% | +445+71.3% | Added |
| Smallwood Wealth Investment Management, LLC | 1,037 | $405.4K | 0.29% | +26+2.6% | Added |
| LBMC Investment Advisors, LLC | 1,036 | $405.2K | 0.03% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 1,032 | $403.6K | 0.16% | +63+6.5% | Added |
| NFP Retirement, Inc. | 1,026 | $401.5K | 0.03% | −23−2.2% | Reduced |
| AlphaCore Capital LLC | 1,026 | $401.3K | 0.09% | −58−5.4% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,024 | $400.7K | 0.08% | 00.0% | Unchanged |
| Community Trust & Investment Co | 1,020 | $398.9K | 0.03% | +1,020 | New |
| Highview Capital Management LLC | 1,020 | $398.9K | 0.16% | 00.0% | Unchanged |
| Childress Capital Advisors, LLC | 1,018 | $398.2K | 0.11% | +21+2.1% | Added |
| Hutchinson Capital Management | 1,017 | $397.8K | 0.08% | 00.0% | Unchanged |
| Ledgewood Wealth Advisors, LLC | 1,017 | $397.8K | 0.27% | +17+1.7% | Added |
| SPC Financial, Inc. | 1,015 | $397.0K | 0.03% | −106−9.5% | Reduced |
| Private Portfolio Partners LLC | 1,013 | $396.0K | 0.07% | +1,013 | New |
| SkyOak Wealth, LLC | 1,012 | $395.9K | 0.09% | 00.0% | Unchanged |
| Interchange Capital Partners, LLC | 1,010 | $395.1K | 0.14% | +77+8.3% | Added |
| Western Financial Corp | 1,010 | $394.9K | 0.22% | +19+1.9% | Added |
| Miller Wealth Advisors, LLC | 1,000 | $394.5K | 0.21% | 00.0% | Unchanged |
| Peterson Wealth Advisors, LLC | 1,007 | $394.0K | 0.07% | −44−4.2% | Reduced |
| JB Capital LLC | 1,007 | $393.8K | 0.02% | +1+0.1% | Added |
| Crane Advisory, LLC | 1,014 | $393.4K | 0.07% | 00.0% | Unchanged |
| NTV Asset Management LLC | 1,005 | $393.1K | 0.05% | 00.0% | Unchanged |
| Kestra Investment Management, LLC | 1,005 | $393.1K | 0.02% | +1,005 | New |
| American Institute for Advanced Investment Management, LLP | 1,005 | $393.1K | 0.28% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,004 | $392.7K | 0.14% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 1,003 | $392.3K | 0.01% | −9,851−90.8% | Reduced |
| Stonebrook Private Inc. | 1,003 | $392.2K | 0.10% | −184−15.5% | Reduced |
| Private Wealth Partners, LLC | 1,000 | $391.1K | 0.03% | 00.0% | Unchanged |
| Merrion Investment Management Co, LLC | 1,000 | $391.1K | 0.26% | 00.0% | Unchanged |
| Delta Capital Management LLC | 1,000 | $391.0K | 0.23% | 00.0% | Unchanged |
| PAX Financial Group, LLC | 998 | $390.4K | 0.07% | +38+4.0% | Added |
| Financial Engines Advisors L.L.C. | 996 | $389.6K | 0.00% | +253+34.1% | Added |
| Tandem Wealth Advisors LLC | 995 | $389.2K | 0.20% | −11−1.1% | Reduced |
| Meridian Financial Partners LLC | 994 | $389.0K | 0.20% | −14−1.4% | Reduced |
| Centric Wealth Management | 932 | $388.6K | 0.10% | +6+0.6% | Added |
| MJP Associates Inc | 992 | $387.9K | 0.07% | +109+12.3% | Added |
| 49 Wealth Management, LLC | 988 | $386.5K | 0.06% | +250+33.9% | Added |
| Foster Dykema Cabot & Partners, LLC | 988 | $386.4K | 0.03% | +119+13.7% | Added |
| Planning Alternatives Ltd | 987 | $386.0K | 0.06% | +2+0.2% | Added |
| Exchange Capital Management, Inc. | 986 | $385.6K | 0.06% | −30−3.0% | Reduced |
| Summit X, LLC | 1,138 | $385.5K | 0.09% | −135−10.6% | Reduced |
| Bremer Bank National Association | 985 | $385.3K | 0.07% | −266−21.3% | Reduced |
| First United Bank Trust | 983 | $384.5K | 0.14% | −30−3.0% | Reduced |
| Boston Partners | 981 | $383.5K | 0.00% | −144−12.8% | Reduced |
| Kelly Lawrence W & Associates Inc | 979 | $382.9K | 0.09% | +500+104.4% | Added |
| Vestia Personal Wealth Advisors | 978 | $382.5K | 0.36% | +11+1.1% | Added |
| Plante Moran Financial Advisors, LLC | 978 | $382.5K | 0.03% | −82−7.7% | Reduced |
| Bridgewealth Advisory Group, LLC | 976 | $381.9K | 0.14% | +976 | New |
| Walkner Condon Financial Advisors LLC | 976 | $381.7K | 0.08% | +153+18.6% | Added |
| Balboa Wealth Partners | 975 | $381.4K | 0.09% | −31−3.1% | Reduced |
| Annex Advisory Services, LLC | 974 | $381.0K | 0.01% | +3+0.3% | Added |
| Vision Capital Management, Inc. | 970 | $379.4K | 0.05% | +970 | New |
| First Interstate Bank | 969 | $379.0K | 0.02% | −191−16.5% | Reduced |
| Commonwealth Financial Services, LLC | 963 | $378.0K | 0.07% | −41−4.1% | Reduced |
| Purus Wealth Management, LLC | 966 | $377.7K | 0.16% | −29−2.9% | Reduced |
| Crestmont Private Wealth LLC | 964 | $377.0K | 0.16% | +9+0.9% | Added |
| Precision Wealth Strategies, LLC | 963 | $376.7K | 0.35% | +85+9.7% | Added |
| Black Diamond Financial, LLC | 955 | $373.3K | 0.06% | +263+38.0% | Added |