Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| South Street Advisors LLC | 1,440 | $563.2K | 0.09% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 1,440 | $563.2K | 0.45% | 00.0% | Unchanged |
| Waypoint Capital Advisors, LLC | 1,440 | $563.2K | 0.12% | +44+3.2% | Added |
| Diversify Wealth Management, LLC | 1,457 | $562.0K | 0.05% | −71−4.6% | Reduced |
| Wealth Management Associates, Inc. | 1,437 | $562.0K | 0.25% | +1+0.1% | Added |
| CarsonAllaria Wealth Management, Ltd. | 1,432 | $560.5K | 0.32% | −1−0.1% | Reduced |
| SageView Advisory Group, LLC | 1,429 | $559.0K | 0.03% | −4−0.3% | Reduced |
| N.E.W. Advisory Services LLC | 1,429 | $558.9K | 0.06% | −13−0.9% | Reduced |
| Fortitude Family Office, LLC | 1,423 | $556.6K | 0.22% | +1,290+969.9% | Added |
| Range Financial Group LLC | 1,418 | $554.6K | 0.76% | −631−30.8% | Reduced |
| SMART Wealth LLC | 1,418 | $554.6K | 0.22% | +612+75.9% | Added |
| Wealth Alliance | 1,417 | $554.2K | 0.07% | −10−0.7% | Reduced |
| MRP Capital Investments, LLC | 1,415 | $553.5K | 0.53% | −645−31.3% | Reduced |
| RMR Wealth Builders | 1,415 | $553.4K | 0.06% | −653−31.6% | Reduced |
| Personal Cfo Solutions, LLC | 1,415 | $553.3K | 0.08% | +59+4.4% | Added |
| Blankinship & Foster, LLC | 1,411 | $551.9K | 0.13% | 00.0% | Unchanged |
| First Financial Corp | 1,408 | $550.7K | 0.26% | −50−3.4% | Reduced |
| Lazari Capital Management, Inc. | 1,407 | $550.5K | 0.24% | +21+1.5% | Added |
| Acas, LLC | 1,407 | $550.1K | 0.45% | 00.0% | Unchanged |
| Leonteq Securities AG | 1,405 | $549.5K | 0.06% | −486−25.7% | Reduced |
| Insight Advisors, LLC | 1,405 | $549.5K | 0.10% | −5−0.4% | Reduced |
| Beacon Capital Management, LLC | 1,403 | $548.7K | 0.08% | +51+3.8% | Added |
| Soltis Investment Advisors LLC | 1,401 | $547.9K | 0.05% | −112−7.4% | Reduced |
| Schulhoff & Co Inc | 1,400 | $547.6K | 0.23% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 1,400 | $547.6K | 0.27% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $547.6K | 0.25% | 00.0% | Unchanged |
| Fingerlakes Wealth Management, Inc. | 1,398 | $546.9K | 0.45% | +5+0.4% | Added |
| Oliver Luxxe Assets LLC | 1,398 | $546.8K | 0.10% | −8,718−86.2% | Reduced |
| American Money Management, LLC | 1,394 | $545.2K | 0.11% | −53−3.7% | Reduced |
| VisionPoint Advisory Group, LLC | 1,391 | $544.0K | 0.18% | −50−3.5% | Reduced |
| Firestone Capital Management | 1,391 | $544.0K | 0.14% | +1,391 | New |
| Leo Wealth, LLC | 1,390 | $543.8K | 0.05% | −223−13.8% | Reduced |
| apricus wealth, LLC | 1,389 | $543.3K | 0.36% | 00.0% | Unchanged |
| WestHill Financial Advisors, Inc. | 1,386 | $542.1K | 0.12% | 00.0% | Unchanged |
| Mengis Capital Management, Inc. | 1,385 | $541.8K | 0.11% | −25−1.8% | Reduced |
| STAR Financial Bank | 1,384 | $541.3K | 0.36% | −197−12.5% | Reduced |
| Empirical Asset Management, LLC | 1,373 | $537.1K | 0.19% | +45+3.4% | Added |
| Ransom Advisory, Ltd | 1,370 | $535.8K | 0.25% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 1,368 | $535.1K | 0.09% | −1−0.1% | Reduced |
| McGowan Group Asset Management, Inc. | 1,363 | $533.2K | 0.07% | +2+0.1% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 1,364 | $533.0K | 0.16% | −227−14.3% | Reduced |
| Bard Financial Services, Inc. | 1,360 | $531.9K | 0.06% | −250−15.5% | Reduced |
| Morningstar Investment Management LLC | 1,348 | $531.0K | 0.05% | −776−36.5% | Reduced |
| First Community Trust NA | 1,350 | $528.0K | 0.43% | 00.0% | Unchanged |
| Evanson Asset Management, LLC | 1,350 | $528.0K | 0.04% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,350 | $528.0K | 0.22% | −350−20.6% | Reduced |
| Fi3 FINANCIAL ADVISORS, LLC | 1,350 | $527.9K | 0.21% | +444+49.0% | Added |
| Beacon Financial Group | 1,345 | $526.1K | 0.06% | +229+20.5% | Added |
| Sendero Wealth Management, LLC | 1,344 | $525.7K | 0.08% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,342 | $525.0K | 0.01% | +203+17.8% | Added |
| Apollon Financial, LLC | 1,340 | $524.2K | 0.15% | +33+2.5% | Added |
| Secure Asset Management, LLC | 1,338 | $523.3K | 0.09% | −101−7.0% | Reduced |
| Formidable Asset Management, LLC | 1,336 | $522.5K | 0.08% | −104−7.2% | Reduced |
| Burton Enright Welch | 1,335 | $522.1K | 0.11% | −200−13.0% | Reduced |
| AdvisorShares Investments LLC | 1,335 | $522.1K | 0.10% | +55+4.3% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,333 | $521.6K | 0.02% | +13+1.0% | Added |
| Investment Advisory Services Inc | 1,330 | $520.1K | 0.18% | +53+4.2% | Added |
| VeraBank, N.A. | 1,326 | $518.6K | 0.15% | 00.0% | Unchanged |
| Invesco, LLC | 1,326 | $518.6K | 0.21% | 00.0% | Unchanged |
| Transcendent Capital Group LLC | 1,324 | $517.8K | 0.27% | +729+122.5% | Added |
| Gradient Capital Advisors, LLC | 1,323 | $517.6K | 0.17% | −52−3.8% | Reduced |
| Westshore Wealth, LLC | 1,323 | $517.3K | 0.21% | −23−1.7% | Reduced |
| Davidson Trust Co | 1,322 | $517.1K | 0.27% | +200+17.8% | Added |
| Warther Private Wealth, LLC | 1,321 | $516.8K | 0.18% | −61−4.4% | Reduced |
| Waters Parkerson & Co., LLC | 1,319 | $516.0K | 0.03% | +21+1.6% | Added |
| First National Corp | 1,318 | $515.7K | 0.11% | 00.0% | Unchanged |
| Monarch Capital Management Inc | 1,317 | $515.1K | 0.14% | 00.0% | Unchanged |
| Elser Financial Planning, Inc | 1,315 | $514.3K | 0.75% | +15+1.2% | Added |
| Birchcreek Wealth Management, LLC | 1,314 | $513.9K | 0.34% | −40−3.0% | Reduced |
| Petix & Botte Co | 1,312 | $513.1K | 0.14% | 00.0% | Unchanged |
| Dogwood Wealth Management LLC | 1,312 | $513.1K | 0.30% | +83+6.8% | Added |
| Northwest Bancshares, Inc. | 1,310 | $512.4K | 0.09% | −75−5.4% | Reduced |
| Forbes J M & Co LLP | 1,307 | $511.2K | 0.05% | 00.0% | Unchanged |
| Austin Private Wealth, LLC | 1,305 | $510.4K | 0.05% | +24+1.9% | Added |
| Mogy Joel R Investment Counsel Inc | 1,304 | $510.0K | 0.03% | +104+8.7% | Added |
| Wellington Shields Capital Management, LLC | 1,300 | $508.5K | 0.09% | 00.0% | Unchanged |
| Landaas & Co | 1,298 | $508.0K | 0.14% | −9−0.7% | Reduced |
| Calton & Associates, Inc. | 1,296 | $507.3K | 0.19% | +1,296 | New |
| Optas, LLC | 1,295 | $506.5K | 0.12% | +296+29.6% | Added |
| Castleark Management LLC | 1,290 | $504.5K | 0.02% | 00.0% | Unchanged |
| Gibbs Wealth Management | 1,290 | $504.5K | 0.16% | +71+5.8% | Added |
| Contravisory Investment Management, Inc. | 1,281 | $501.0K | 0.11% | +19+1.5% | Added |
| Caxton Associates LP | 1,280 | $500.6K | 0.02% | +1,280 | New |
| Wolverine Trading, LLC | 1,278 | $499.8K | 0.01% | +1,278 | New |
| Monte Financial Group, LLC | 1,276 | $499.2K | 0.21% | 00.0% | Unchanged |
| Onefund, LLC | 1,274 | $498.3K | 0.51% | −58−4.4% | Reduced |
| Buck Wealth Strategies, LLC | 1,272 | $497.8K | 0.16% | −713−35.9% | Reduced |
| Kornitzer Capital Management Inc | 1,272 | $497.5K | 0.01% | −50−3.8% | Reduced |
| Chesley Taft & Associates LLC | 1,271 | $497.1K | 0.02% | −15−1.2% | Reduced |
| Davidson Investment Advisors | 1,270 | $496.7K | 0.02% | 00.0% | Unchanged |
| Alpha Family Trust | 1,270 | $496.7K | 0.28% | 00.0% | Unchanged |
| Next Level Private LLC | 1,270 | $496.7K | 0.20% | 00.0% | Unchanged |
| MCF Advisors LLC | 1,264 | $494.4K | 0.03% | +47+3.9% | Added |
| Hanlon Investment Management, Inc. | 1,262 | $493.6K | 0.14% | +177+16.3% | Added |
| Regatta Capital Group, LLC | 1,259 | $492.4K | 0.10% | +6+0.5% | Added |
| Jupiter Wealth Management LLC | 1,258 | $492.0K | 0.25% | −242−16.1% | Reduced |
| Global X Japan Co., Ltd. | 1,255 | $490.9K | 0.06% | +87+7.4% | Added |
| Maven Securities LTD | 1,253 | $490.1K | 0.06% | −139−10.0% | Reduced |
| Strategic Wealth Partners, Ltd. | 1,252 | $489.8K | 0.05% | +44+3.6% | Added |
| LFA - Lugano Financial Advisors SA | 1,250 | $488.9K | 0.33% | 00.0% | Unchanged |