Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Heritage Wealth Partners, LLC | 1,643 | $642.6K | 0.76% | −279−14.5% | Reduced |
| Fairfield, Bush & Co. | 1,643 | $642.5K | 0.38% | −3−0.2% | Reduced |
| Alera Investment Advisors, LLC | 1,642 | $642.3K | 0.08% | +26+1.6% | Added |
| West Paces Advisors Inc. | 1,642 | $642.2K | 0.16% | +1,398+573.0% | Added |
| Appleton Partners Inc | 1,641 | $642.0K | 0.05% | −184−10.1% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,641 | $641.9K | 0.02% | −34−2.0% | Reduced |
| Root Financial Partners, LLC | 1,640 | $641.5K | 0.10% | −2,542−60.8% | Reduced |
| Waterway Wealth Management, LLC | 1,636 | $639.9K | 0.27% | +141+9.4% | Added |
| Cooper/Haims Advisors, LLC | 1,635 | $639.5K | 0.35% | −70−4.1% | Reduced |
| Sweet Financial Partners, LLC | 1,629 | $637.3K | 0.14% | +1+0.1% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,620 | $633.6K | 0.12% | −125−7.2% | Reduced |
| Independence Bank of Kentucky | 1,618 | $632.8K | 0.14% | +35+2.2% | Added |
| WealthTrust Axiom LLC | 1,614 | $631.4K | 0.19% | +14+0.9% | Added |
| One Degree Advisors Inc | 1,615 | $631.0K | 0.27% | 00.0% | Unchanged |
| Oversea-Chinese Banking CORP Ltd | 1,611 | $630.1K | 0.02% | +1,611 | New |
| Gries Financial LLC | 1,608 | $628.9K | 0.12% | +978+155.2% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $628.0K | 0.24% | 00.0% | Unchanged |
| Peterson Wealth Management | 1,604 | $627.4K | 0.40% | −30−1.8% | Reduced |
| Proficio Capital Partners LLC | 1,604 | $627.2K | 0.06% | −484−23.2% | Reduced |
| Bank of Stockton | 1,602 | $626.6K | 0.19% | +894+126.3% | Added |
| Bell Bank | 1,601 | $626.2K | 0.07% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $625.8K | 0.16% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $625.8K | 0.34% | 00.0% | Unchanged |
| Scientech Research LLC | 1,600 | $625.8K | 0.12% | +1,600 | New |
| Meadow Creek Wealth Advisors LLC | 1,598 | $625.0K | 0.50% | −15−0.9% | Reduced |
| Spirepoint Private Client, LLC | 1,590 | $621.9K | 0.08% | +4+0.3% | Added |
| Goldstone Financial Group, LLC | 1,582 | $618.9K | 0.11% | +347+28.1% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,582 | $618.8K | 0.08% | −180−10.2% | Reduced |
| Relyea Zuckerberg Hanson LLC | 1,581 | $618.2K | 0.09% | +82+5.5% | Added |
| Bigelow Investment Advisors, LLC | 1,577 | $616.8K | 0.28% | +30+1.9% | Added |
| Van Hulzen Asset Management, LLC | 1,576 | $616.0K | 0.04% | −227−12.6% | Reduced |
| Sepio Capital, LP | 1,572 | $614.9K | 0.05% | +13+0.8% | Added |
| Curbstone Financial Management Corp | 1,572 | $614.8K | 0.13% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 1,570 | $614.1K | 0.02% | −2−0.1% | Reduced |
| Buckingham Capital Management, Inc. | 1,568 | $613.4K | 0.07% | +448+40.0% | Added |
| Sanchez Wealth Management Group | 1,561 | $610.4K | 0.19% | +7+0.5% | Added |
| Arvest Bank Trust Division | 1,560 | $610.1K | 0.04% | +1,560 | New |
| Canal Capital Management, LLC | 1,558 | $609.2K | 0.10% | +4+0.3% | Added |
| Vertex Planning Partners, LLC | 1,557 | $609.0K | 0.15% | +1+0.1% | Added |
| RKL Wealth Management LLC | 1,557 | $608.9K | 0.06% | +1+0.1% | Added |
| Keystone Wealth Services, LLC | 1,557 | $608.9K | 0.17% | +108+7.5% | Added |
| Citizens Business Bank | 1,556 | $608.6K | 0.12% | −429−21.6% | Reduced |
| Fagan Associates, Inc. | 1,555 | $608.2K | 0.10% | −5−0.3% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,553 | $607.4K | 0.14% | −22−1.4% | Reduced |
| Quantum Financial Advisors, LLC | 1,550 | $606.4K | 0.09% | −22−1.4% | Reduced |
| Smith Shellnut Wilson LLC | 1,550 | $606.2K | 0.27% | 00.0% | Unchanged |
| Sunburst Financial Group, LLC | 1,549 | $605.8K | 0.15% | 00.0% | Unchanged |
| Camden National Bank | 1,546 | $604.7K | 0.09% | −7−0.5% | Reduced |
| TFB Advisors LLC | 1,546 | $604.7K | 0.18% | −2−0.1% | Reduced |
| Tectonic Advisors LLC | 1,546 | $604.6K | 0.04% | +32+2.1% | Added |
| Trinity Financial Advisors LLC | 1,700 | $604.2K | 0.27% | 00.0% | Unchanged |
| Sweeney & Michel, LLC | 1,533 | $603.7K | 0.24% | +2+0.1% | Added |
| Quent Capital, LLC | 1,543 | $603.5K | 0.06% | −22−1.4% | Reduced |
| SAM Advisors, LLC | 1,540 | $602.3K | 0.22% | 00.0% | Unchanged |
| Kathmere Capital Management, LLC | 1,537 | $601.1K | 0.06% | +236+18.1% | Added |
| Frisch Financial Group, Inc. | 1,533 | $600.0K | 0.18% | +79+5.4% | Added |
| Olistico Wealth, LLC | 1,530 | $598.4K | 0.37% | 00.0% | Unchanged |
| Affinity Capital Advisors, LLC | 1,529 | $597.9K | 0.12% | +4+0.3% | Added |
| Kaizen Financial Strategies | 1,528 | $597.7K | 0.35% | +5+0.3% | Added |
| Doliver Advisors, LP | 1,518 | $593.7K | 0.16% | +33+2.2% | Added |
| Planning Center, Inc. | 1,513 | $591.8K | 0.07% | +50+3.4% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 1,510 | $590.6K | 0.22% | 00.0% | Unchanged |
| Strategic Equity Management | 1,509 | $590.2K | 0.28% | 00.0% | Unchanged |
| Peoples Bank | 1,508 | $589.8K | 0.40% | 00.0% | Unchanged |
| Bordeaux Wealth Advisors LLC | 1,507 | $589.4K | 0.11% | +205+15.7% | Added |
| Financial Partners Group, Inc | 1,505 | $588.7K | 0.09% | −10−0.7% | Reduced |
| MBA Advisors LLC | 1,504 | $588.2K | 0.28% | −35−2.3% | Reduced |
| Morris Retirement Advisors, LLC | 1,503 | $587.9K | 0.32% | +39+2.7% | Added |
| Chickasaw Capital Management LLC | 1,500 | $587.0K | 0.03% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $586.7K | 0.09% | 00.0% | Unchanged |
| Everpar Advisors LLC | 1,499 | $586.3K | 0.30% | +135+9.9% | Added |
| Winton Group Ltd | 1,498 | $585.9K | 0.04% | −51,971−97.2% | Reduced |
| Laffer Tengler Investments | 1,497 | $585.5K | 0.12% | 00.0% | Unchanged |
| Center For Asset Management LLC | 1,496 | $585.2K | 0.35% | +1+0.1% | Added |
| TrinityPoint Wealth, LLC | 1,495 | $584.7K | 0.08% | +23+1.6% | Added |
| Gould Asset Management LLC | 1,490 | $582.8K | 0.12% | 00.0% | Unchanged |
| Obsidian Personal Planning Solutions LLC | 1,548 | $582.4K | 0.30% | −172−10.0% | Reduced |
| Andina Capital Management, LLC | 1,489 | $582.3K | 0.44% | +156+11.7% | Added |
| Rise Advisors, LLC | 1,488 | $582.0K | 0.28% | +43+3.0% | Added |
| Sandy Cove Advisors, LLC | 1,483 | $580.0K | 0.24% | +49+3.4% | Added |
| Grove Bank & Trust | 1,482 | $579.6K | 0.09% | −43−2.8% | Reduced |
| Smart Portfolios, LLC | 1,481 | $579.2K | 0.59% | +16+1.1% | Added |
| Leisure Capital Management | 1,478 | $578.1K | 0.25% | +67+4.7% | Added |
| Cromwell Holdings LLC | 1,476 | $577.3K | 0.37% | 00.0% | Unchanged |
| IMS Capital Management | 1,475 | $576.9K | 0.26% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,473 | $576.1K | 0.19% | 00.0% | Unchanged |
| Trust Co of Virginia | 1,473 | $576.1K | 0.05% | −90−5.8% | Reduced |
| Congress Park Capital LLC | 1,470 | $574.9K | 0.21% | 00.0% | Unchanged |
| Hara Capital LLC | 1,465 | $573.0K | 0.36% | 00.0% | Unchanged |
| Davis Investment Partners, LLC | 1,447 | $570.2K | 0.24% | −8−0.5% | Reduced |
| SFMG, LLC | 1,458 | $570.1K | 0.05% | +51+3.6% | Added |
| Watts Gwilliam & Co., LLC | 1,469 | $569.9K | 0.12% | +1,469 | New |
| First Hawaiian Bank | 1,456 | $569.5K | 0.02% | +784+116.7% | Added |
| Hardin Capital Partners, LLC | 1,467 | $569.1K | 0.32% | −16−1.1% | Reduced |
| AlphaStar Capital Management, LLC | 1,454 | $568.8K | 0.05% | +376+34.9% | Added |
| Lafayette Investments, Inc. | 1,450 | $567.1K | 0.12% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,450 | $567.0K | 0.09% | −295−16.9% | Reduced |
| Nadler Financial Group, Inc. | 1,446 | $565.6K | 0.06% | 00.0% | Unchanged |
| Wendell David Associates Inc | 1,443 | $564.0K | 0.05% | 00.0% | Unchanged |
| Channel Wealth LLC | 1,441 | $563.6K | 0.19% | 00.0% | Unchanged |