Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 1,948 | $761.9K | 0.04% | +17+0.9% | Added |
| Plancorp, LLC | 1,943 | $760.1K | 0.03% | −28−1.4% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,942 | $759.6K | 0.12% | −852−30.5% | Reduced |
| Carmichael Hill & Associates, Inc. | 1,941 | $759.2K | 0.28% | +1+0.1% | Added |
| Beacon Financial Advisory LLC | 1,937 | $757.6K | 0.26% | −64−3.2% | Reduced |
| Mizuho Securities Co. Ltd. | 1,930 | $754.9K | 1.86% | +1,930 | New |
| Thrive Wealth Management, LLC | 1,930 | $754.8K | 0.14% | −15−0.8% | Reduced |
| WSFS Capital Management, LLC | 1,929 | $754.5K | 0.04% | −81−4.0% | Reduced |
| Excalibur Management Corp | 1,921 | $751.3K | 0.29% | +15+0.8% | Added |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,916 | $749.4K | 0.19% | 00.0% | Unchanged |
| Options Solutions, LLC | 1,915 | $749.0K | 0.36% | −111−5.5% | Reduced |
| Guardian Asset Advisors, LLC | 1,909 | $746.5K | 0.51% | −8−0.4% | Reduced |
| Operose Advisors LLC | 1,907 | $745.7K | 0.24% | +5+0.3% | Added |
| OneAscent Wealth Management LLC | 1,900 | $743.0K | 0.28% | +1,900 | New |
| Calamos Wealth Management LLC | 1,892 | $740.0K | 0.04% | +734+63.4% | Added |
| Patten Group, Inc. | 1,891 | $739.7K | 0.16% | −88−4.4% | Reduced |
| Prosperity Financial Group, Inc. | 1,890 | $739.2K | 0.42% | +87+4.8% | Added |
| Mustard Seed Financial, LLC | 1,887 | $738.1K | 0.61% | +51+2.8% | Added |
| Bedel Financial Consulting, Inc. | 1,885 | $737.2K | 0.10% | −32−1.7% | Reduced |
| KKM Financial LLC | 1,883 | $736.5K | 0.36% | −692−26.9% | Reduced |
| Deseret Mutual Benefit Administrators | 1,881 | $735.7K | 0.37% | −484−20.5% | Reduced |
| Summit Financial Strategies, Inc. | 1,878 | $734.5K | 0.08% | −107−5.4% | Reduced |
| Horst & Graben Wealth Management LLC | 1,874 | $732.9K | 0.13% | +4+0.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,853 | $724.7K | 0.10% | −65−3.4% | Reduced |
| Barr E S & Co | 1,850 | $723.6K | 0.05% | −13−0.7% | Reduced |
| Firethorn Wealth Partners, LLC | 1,848 | $722.9K | 0.37% | +6+0.3% | Added |
| Athena Investment Management | 1,846 | $722.0K | 0.41% | −85−4.4% | Reduced |
| REDW Wealth LLC | 1,844 | $721.2K | 0.18% | −95−4.9% | Reduced |
| Summit Global Investments | 1,843 | $721.0K | 0.05% | +115+6.7% | Added |
| Fiduciary Financial Group, LLC | 1,858 | $720.8K | 0.17% | +43+2.4% | Added |
| Harbour Trust & Investment Management Co | 1,839 | $719.3K | 0.08% | −122−6.2% | Reduced |
| Objective Capital Management, LLC | 1,832 | $716.7K | 0.42% | +1,832 | New |
| Montz Harcus Wealth Management LLC | 1,824 | $713.5K | 0.42% | −51−2.7% | Reduced |
| Capital Management Associates, Inc | 1,824 | $713.4K | 0.29% | −11−0.6% | Reduced |
| Fulton Breakefield Broenniman LLC | 1,824 | $713.3K | 0.05% | −50−2.7% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,815 | $709.9K | 0.35% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,812 | $708.8K | 0.26% | +3+0.2% | Added |
| Centurion Wealth Management LLC | 1,810 | $707.9K | 0.23% | +1,810 | New |
| Pacifica Partners Inc. | 1,807 | $706.8K | 0.29% | +28+1.6% | Added |
| McBroom & Associates, LLC | 1,806 | $706.4K | 0.43% | 00.0% | Unchanged |
| Taylor Financial Group, Inc. | 1,805 | $706.0K | 0.49% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 1,802 | $704.8K | 0.21% | +5+0.3% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $704.0K | 0.00% | 00.0% | Unchanged |
| GTS Securities LLC | 1,792 | $700.9K | 0.01% | +695+63.4% | Added |
| Benchmark Wealth Management, LLC | 1,785 | $698.3K | 0.34% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,784 | $697.7K | 0.44% | +1+0.1% | Added |
| Fca Corp | 1,782 | $697.0K | 0.21% | +582+48.5% | Added |
| LifeSteps Financial, Inc. | 1,779 | $695.8K | 0.54% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 1,775 | $694.2K | 0.12% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 1,773 | $693.6K | 0.16% | −51−2.8% | Reduced |
| Zullo Investment Group, Inc. | 1,765 | $690.5K | 0.29% | +12+0.7% | Added |
| Fulton Bank, N.A. | 1,761 | $688.8K | 0.03% | +51+3.0% | Added |
| Resonant Capital Advisors, LLC | 1,761 | $688.6K | 0.05% | +73+4.3% | Added |
| China Universal Asset Management Co., Ltd. | 1,757 | $687.2K | 0.08% | +984+127.3% | Added |
| Claro Advisors LLC | 1,754 | $686.0K | 0.09% | +135+8.3% | Added |
| Baldwin Brothers Inc | 1,749 | $684.1K | 0.05% | +697+66.3% | Added |
| Coastwise Capital Group, LLC | 1,749 | $683.9K | 0.56% | +6+0.3% | Added |
| Charter Oak Capital Management, LLC | 1,748 | $683.9K | 0.06% | +313+21.8% | Added |
| Sterling Investment Advisors, Ltd. | 1,748 | $683.6K | 0.17% | +1+0.1% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 1,747 | $683.3K | 0.02% | +871+99.4% | Added |
| Forte Capital LLC | 1,744 | $682.3K | 0.08% | +64+3.8% | Added |
| Abacus Wealth Partners, LLC | 1,744 | $682.1K | 0.10% | −8−0.5% | Reduced |
| Chiron Investment Management, LLC | 1,740 | $680.5K | 0.24% | +1,740 | New |
| Beaumont Financial Advisors, LLC | 1,737 | $679.2K | 0.05% | +4+0.2% | Added |
| Copperwynd Financial, LLC | 1,734 | $678.2K | 0.20% | +465+36.6% | Added |
| Raab & Moskowitz Asset Management LLC | 1,730 | $676.5K | 0.17% | −15−0.9% | Reduced |
| LVM Capital Management Ltd | 2,025 | $675.0K | 0.08% | 00.0% | Unchanged |
| Lakeridge Wealth Management LLC | 1,722 | $673.5K | 0.37% | −7−0.4% | Reduced |
| Check Capital Management Inc | 1,717 | $671.6K | 0.05% | 00.0% | Unchanged |
| Silvia McColl Wealth Management, LLC | 1,716 | $671.2K | 0.50% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,716 | $671.2K | 0.06% | −50−2.8% | Reduced |
| Cornerstone Advisory, LLC | 1,715 | $670.8K | 0.09% | +45+2.7% | Added |
| Stokes Family Office, LLC | 1,715 | $670.8K | 0.07% | −130−7.0% | Reduced |
| Clarus Group, Inc. | 1,711 | $669.1K | 0.28% | −773−31.1% | Reduced |
| Union Savings Bank | 1,706 | $667.2K | 0.33% | −75−4.2% | Reduced |
| Sound Income Strategies, LLC | 1,703 | $665.9K | 0.04% | −12−0.7% | Reduced |
| Evermay Wealth Management LLC | 1,702 | $665.6K | 0.11% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,701 | $665.3K | 0.23% | +162+10.5% | Added |
| Perpetual Ltd | 1,700 | $664.9K | 0.01% | 00.0% | Unchanged |
| One Capital Management, LLC | 1,700 | $664.9K | 0.02% | +35+2.1% | Added |
| Callan Capital, LLC | 1,697 | $663.7K | 0.05% | −455−21.1% | Reduced |
| Baker Ellis Asset Management LLC | 1,697 | $663.7K | 0.09% | +170+11.1% | Added |
| Breakwater Capital Group | 1,693 | $662.2K | 0.13% | −73−4.1% | Reduced |
| Simon Quick Advisors, LLC | 1,692 | $661.8K | 0.04% | +419+32.9% | Added |
| United Bank | 1,690 | $661.0K | 0.08% | +150+9.7% | Added |
| Capital Square, LLC | 1,689 | $660.8K | 0.40% | −316−15.8% | Reduced |
| Peregrine Asset Advisers, Inc. | 1,686 | $659.6K | 0.23% | +304+22.0% | Added |
| Kozak & Associates, Inc. | 1,674 | $659.0K | 0.16% | +7+0.4% | Added |
| Home Federal Bank of Tennessee | 1,684 | $658.6K | 0.19% | −25−1.5% | Reduced |
| Summit Wealth Partners, LLC | 1,684 | $658.6K | 0.13% | 00.0% | Unchanged |
| Kaydan Wealth Management, Inc. | 1,677 | $655.9K | 0.19% | 00.0% | Unchanged |
| Advisory Resource Group | 1,674 | $654.7K | 0.14% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 1,668 | $652.2K | 0.04% | −730−30.4% | Reduced |
| Jeppson Wealth Management, LLC | 1,660 | $649.3K | 0.23% | 00.0% | Unchanged |
| TrueWealth Advisors, LLC | 1,657 | $648.2K | 0.22% | +311+23.1% | Added |
| Opal Wealth Advisors, LLC | 1,656 | $647.5K | 0.20% | −44−2.6% | Reduced |
| Pacitti Group Inc. | 1,654 | $647.1K | 0.31% | −44−2.6% | Reduced |
| Harvest Fund Management Co., Ltd | 1,655 | $647.0K | 0.04% | −2,472−59.9% | Reduced |
| Arcataur Capital Management LLC | 1,647 | $644.2K | 0.22% | −10−0.6% | Reduced |
| Taylor Hoffman Capital Management LLC | 1,711 | $643.7K | 0.25% | +1,711 | New |