Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AlphaCore Capital LLC | 872 | $319.5K | 0.09% | +47+5.7% | Added |
| Adams Wealth Management | 876 | $321.0K | 0.08% | 00.0% | Unchanged |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 876 | $321.0K | 0.01% | +128+17.1% | Added |
| PCA Investment Advisory Services Inc. | 876 | $321.1K | 0.18% | +5+0.6% | Added |
| McIlrath & Eck, LLC | 877 | $321.3K | 0.05% | +88+11.2% | Added |
| Waterford Advisors, LLC | 877 | $321.4K | 0.14% | 00.0% | Unchanged |
| Signal Advisors Wealth, LLC | 877 | $321.5K | 0.08% | −70−7.4% | Reduced |
| Mirador Capital Partners LP | 878 | $321.6K | 0.06% | −31−3.4% | Reduced |
| Penobscot Wealth Management | 879 | $322.0K | 0.20% | −2,792−76.1% | Reduced |
| American Trust | 880 | $322.5K | 0.03% | −1,100−55.6% | Reduced |
| Beacon Financial Advisory LLC | 880 | $322.5K | 0.16% | −13−1.5% | Reduced |
| Aprio Wealth Management, LLC | 884 | $323.8K | 0.06% | +73+9.0% | Added |
| ProVise Management Group, LLC | 884 | $323.9K | 0.03% | 00.0% | Unchanged |
| Ifrah Financial Services, Inc. | 886 | $324.5K | 0.09% | −13−1.4% | Reduced |
| Per Stirling Capital Management, LLC. | 886 | $324.6K | 0.05% | +15+1.7% | Added |
| MJP Associates Inc | 887 | $324.9K | 0.07% | +68+8.3% | Added |
| Madison Wealth Partners, Inc | 888 | $325.4K | 0.12% | −40−4.3% | Reduced |
| Carmel Capital Partners, LLC | 888 | $325.4K | 0.13% | +15+1.7% | Added |
| Wealth Dimensions Group, Ltd. | 889 | $325.6K | 0.10% | −13−1.4% | Reduced |
| Certified Advisory Corp | 889 | $325.8K | 0.05% | −56−5.9% | Reduced |
| Drake & Associates, LLC | 890 | $326.1K | 0.12% | −58−6.1% | Reduced |
| Borer Denton & Associates, Inc. | 890 | $326.1K | 0.12% | +78+9.6% | Added |
| GW Henssler & Associates Ltd | 891 | $326.5K | 0.02% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 891 | $326.5K | 0.11% | +3+0.3% | Added |
| Central Valley Advisors, LLC | 892 | $326.9K | 0.17% | −3−0.3% | Reduced |
| Sherbrooke Park Advisers LLC | 892 | $326.9K | 0.06% | −2,260−71.7% | Reduced |
| Hoey Investments, Inc | 892 | $326.9K | 0.07% | +100+12.6% | Added |
| S.E.E.D. Planning Group LLC | 892 | $326.9K | 0.12% | +892 | New |
| Future Financial Wealth Managment LLC | 894 | $327.6K | 0.25% | 00.0% | Unchanged |
| Maple Capital Management, Inc. | 896 | $328.2K | 0.03% | −34−3.7% | Reduced |
| Headinvest, LLC | 896 | $328.3K | 0.06% | −43−4.6% | Reduced |
| Walkner Condon Financial Advisors LLC | 897 | $328.7K | 0.07% | −5−0.6% | Reduced |
| CM Wealth Advisors LLC | 950 | $329.0K | 0.09% | +950 | New |
| Commonwealth Financial Services, LLC | 1,114 | $329.3K | 0.08% | 00.0% | Unchanged |
| True Wealth Design, LLC | 899 | $329.3K | 0.08% | +646+255.3% | Added |
| Bank of Nova Scotia Trust Co | 900 | $329.8K | 0.04% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 900 | $329.8K | 0.00% | 00.0% | Unchanged |
| American State Bank (Iowa) | 901 | $330.2K | 0.22% | −421−31.8% | Reduced |
| Pettee Investors, Inc. | 908 | $332.7K | 0.14% | 00.0% | Unchanged |
| SeaBridge Investment Advisors LLC | 910 | $333.5K | 0.09% | 00.0% | Unchanged |
| Chase Investment Counsel Corp | 914 | $334.0K | 0.12% | 00.0% | Unchanged |
| Heritage Financial Services, LLC | 914 | $334.9K | 0.05% | +64+7.5% | Added |
| HTG Investment Advisors, Inc. | 914 | $335.0K | 0.19% | 00.0% | Unchanged |
| Verus Financial Partners, Inc. | 914 | $335.1K | 0.04% | 00.0% | Unchanged |
| Northstar Advisory Group, LLC | 955 | $335.9K | 0.20% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 920 | $336.0K | 0.02% | 00.0% | Unchanged |
| Rockline Wealth Management, LLC | 917 | $336.0K | 0.12% | 00.0% | Unchanged |
| Agf Management Ltd | 918 | $336.4K | 0.00% | 00.0% | Unchanged |
| Rede Wealth, LLC | 918 | $336.5K | 0.14% | +123+15.5% | Added |
| BEAM Asset Management, LLC | 919 | $336.9K | 0.20% | +90+10.9% | Added |
| Empirical Asset Management, LLC | 4,514 | $337.0K | 0.16% | +3,596+391.7% | Added |
| O'Rourke & Company, Inc | 919 | $337.0K | 0.20% | +3+0.3% | Added |
| Hamilton Capital, LLC | 920 | $337.1K | 0.03% | −5−0.5% | Reduced |
| Bridgefront Capital, LLC | 924 | $338.6K | 0.26% | +924 | New |
| WealthShield Partners, LLC | 925 | $338.9K | 0.05% | −102−9.9% | Reduced |
| Citizens & Northern Corp | 925 | $338.9K | 0.11% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 927 | $339.7K | 0.35% | +87+10.4% | Added |
| Lodestar Private Asset Management LLC | 927 | $339.7K | 0.05% | +97+11.7% | Added |
| Private Capital Management LLC | 929 | $340.4K | 0.07% | +219+30.8% | Added |
| Van Cleef Asset Management,Inc | 930 | $340.8K | 0.04% | −600−39.2% | Reduced |
| Advantage Trust Co | 930 | $340.8K | 0.25% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 931 | $341.0K | 0.15% | −49−5.0% | Reduced |
| Summit X, LLC | 932 | $341.1K | 0.09% | −60−6.0% | Reduced |
| KLR Investment Advisors, LLC | 951 | $341.3K | 0.25% | −34−3.5% | Reduced |
| Dorsey Wright & Associates | 932 | $342.0K | 0.09% | −7−0.7% | Reduced |
| Monterey Private Wealth, Inc. | 934 | $342.2K | 0.14% | −2−0.2% | Reduced |
| American Institute for Advanced Investment Management, LLP | 935 | $342.6K | 0.27% | +65+7.5% | Added |
| Optas, LLC | 936 | $343.0K | 0.09% | −3−0.3% | Reduced |
| Elgethun Capital Management | 938 | $343.6K | 0.09% | +2+0.2% | Added |
| Horan Capital Advisors, LLC. | 941 | $344.8K | 0.12% | +181+23.8% | Added |
| Hourglass Capital, LLC | 942 | $345.2K | 0.10% | −50−5.0% | Reduced |
| TrueWealth Advisors, LLC | 945 | $346.5K | 0.13% | +945 | New |
| Sunflower Bank, N.A. | 948 | $347.4K | 0.08% | −40−4.0% | Reduced |
| Fortitude Advisory Group L.L.C. | 948 | $347.5K | 0.20% | −18−1.9% | Reduced |
| Abbot Financial Management, Inc. | 950 | $348.1K | 0.19% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 954 | $349.6K | 0.15% | −23−2.4% | Reduced |
| Redhawk Wealth Advisors, Inc. | 954 | $349.7K | 0.06% | −55−5.5% | Reduced |
| Sivia Capital Partners, LLC | 954 | $349.7K | 0.24% | +58+6.5% | Added |
| Mayfair Advisory Group, LLC | 955 | $349.9K | 0.25% | +21+2.2% | Added |
| Grant/GrossMendelsohn, LLC | 941 | $349.9K | 0.16% | −4−0.4% | Reduced |
| Wedge Capital Management L L P | 955 | $349.9K | 0.01% | −30−3.0% | Reduced |
| Plante Moran Financial Advisors, LLC | 960 | $351.8K | 0.04% | −198−17.1% | Reduced |
| Kathmere Capital Management, LLC | 961 | $352.2K | 0.04% | +25+2.7% | Added |
| Keystone Financial Group | 961 | $352.3K | 0.05% | +961 | New |
| Ellenbecker Investment Group | 963 | $353.1K | 0.07% | +62+6.9% | Added |
| Moloney Securities Asset Management, LLC | 969 | $354.9K | 0.05% | −95−8.9% | Reduced |
| Chico Wealth RIA | 969 | $355.1K | 0.34% | +146+17.7% | Added |
| Foster Group, Inc. | 971 | $355.9K | 0.02% | +14+1.5% | Added |
| Continuum Advisory, LLC | 1,014 | $356.7K | 0.05% | −3,345−76.7% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 976 | $357.5K | 0.03% | 00.0% | Unchanged |
| Dogwood Wealth Management LLC | 981 | $359.5K | 0.24% | +109+12.5% | Added |
| Headlands Technologies LLC | 982 | $359.8K | 0.09% | +94+10.6% | Added |
| USA Financial Portformulas Corp | 986 | $361.3K | 0.06% | −304−23.6% | Reduced |
| Transcendent Capital Group LLC | 989 | $362.4K | 0.21% | −874−46.9% | Reduced |
| Ssi Investment Management LLC | 992 | $363.5K | 0.03% | −14−1.4% | Reduced |
| Occudo Quantitative Strategies LP | 993 | $363.9K | 0.06% | −10,581−91.4% | Reduced |
| Accel Wealth Management | 995 | $364.6K | 0.15% | +72+7.8% | Added |
| Cito Capital Group, LLC | 1,000 | $366.0K | 0.15% | −1,000−50.0% | Reduced |
| Icon Wealth Advisors, LLC | 999 | $366.1K | 0.03% | +69+7.4% | Added |
| BancorpSouth Bank | 1,000 | $366.4K | 0.03% | 00.0% | Unchanged |